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ERS statement on paediatric long-term noninvasive respiratory support

Brigitte Fauroux, François Abel, Alessandro Amaddeo, Elisabetta Bignamini, Elaine Chan, Linda Corel, Renato Cutrera, Refika Ersu, Sophie Installe, Sonia Khirani, Uros Krivec, Omendra Narayan, Joanna MacLean, Valeria Perez De Sa, Marti Pons-Odena, Florian Stehling, Rosario Trindade Ferreira, Stijn Verhulst
European Respiratory Journal 2022 59: 2101404; DOI: 10.1183/13993003.01404-2021
Brigitte Fauroux
1AP-HP, Hôpital Necker, Pediatric Noninvasive Ventilation and Sleep Unit, Paris, France
2Université de Paris, EA 7330 VIFASOM, Paris, France
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  • For correspondence: brigitte.fauroux@nck.aphp.fr
François Abel
3Respiratory Dept, Sleep and Long-term Ventilation Unit, Great Ormond Street Hospital for Children, London, UK
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Alessandro Amaddeo
4Emergency Dept, Institute for Maternal and Child Health IRCCS Burlo Garofolo, Trieste, Italy
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Elisabetta Bignamini
5Pediatric Pulmonology Unit, Regina Margherita Hospital, AOU Città della Salute e della Scienza, Turin, Italy
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Elaine Chan
3Respiratory Dept, Sleep and Long-term Ventilation Unit, Great Ormond Street Hospital for Children, London, UK
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Linda Corel
6Pediatric ICU, Centre for Home Ventilation in Children, Erasmus University Hospital, Rotterdam, The Netherlands
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Renato Cutrera
7Pediatric Pulmonology Bambino Gesù Children's Hospital, IRCCS, Rome, Italy
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  • ORCID record for Renato Cutrera
Refika Ersu
8Division of Respiratory Medicine, Dept of Pediatrics, Children's Hospital of Eastern Ontario, University of Ottawa, Ottawa, ON, Canada
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Sophie Installe
9Dept of Pediatrics, Antwerp University Hospital, Edegem, Belgium
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Sonia Khirani
1AP-HP, Hôpital Necker, Pediatric Noninvasive Ventilation and Sleep Unit, Paris, France
2Université de Paris, EA 7330 VIFASOM, Paris, France
10ASV Santé, Gennevilliers, France
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Uros Krivec
11Dept of Paediatric Pulmonology, University Children's Hospital Ljubljana, University Medical Centre Ljubljana, Ljubljana, Slovenia
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Omendra Narayan
12Sleep and Long Term Ventilation Unit, Royal Manchester Children's Hospital and University of Manchester, Manchester, UK
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Joanna MacLean
13Division of Respiratory Medicine, Dept of Pediatrics, University of Alberta, Edmonton, AB, Canada
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Valeria Perez De Sa
14Dept of Pediatric Anesthesia and Intensive Care, Children's Heart Center, Skåne University Hospital, Lund, Sweden
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Marti Pons-Odena
15Pediatric Home Ventilation Programme, University Hospital Sant Joan de Déu, Barcelona, Spain
16Respiratory and Immune dysfunction research group, Institut de Recerca Sant Joan de Déu, Esplugues de Llobregat, Spain
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Florian Stehling
17Pediatric Pulmonology and Sleep Medicine, Cystic Fibrosis Center, Children's Hospital, University of Duisburg-Essen, Essen, Germany
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Rosario Trindade Ferreira
18Pediatric Respiratory Unit, Dept of Paediatrics, Hospital de Santa Maria, Academic Medical Centre of Lisbon, Lisbon, Portugal
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Stijn Verhulst
9Dept of Pediatrics, Antwerp University Hospital, Edegem, Belgium
19Laboratory of Experimental Medicine and Pediatrics, University of Antwerp, Antwerp, Belgium
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    FIGURE 1

    Reference search strategy. CINAHL: Cumulative Index to Nursing and Allied Health Literature.

Tables

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  • TABLE 1

    Respiratory criteria that have been used for initiation of continuous positive airway pressure or noninvasive ventilation [130]

    Minimum SpO2 <90%
    Maximal PtcCO2 >50 mmHg
    ≥2% of recording time spent with SpO2 <90%
    ≥2% of recording time spent with PtcCO2 >50 mmHg
    3% oxygen desaturation index >1.4 events·h−1
    AHI >10 events·h−1

    SpO2: oxygen saturation measured by pulse oximetry; PtcCO2: transcutaneous carbon dioxide pressure; AHI: apnoea–hypopnoea index.

    • TABLE 2

      Interfaces for continuous positive pressure treatment or noninvasive ventilation

      AdvantagesDisadvantagesSide-effects
      Nasal maskSmall volume
      Large choice of models and sizes
      Allows the use of a pacifier
      Allows speaking and eating (which provokes mouth leaks)
      Not usable in cases of mouth leaks (unless a chin strap can be used concurrently)Pressure sores (nasal bridge, face)
      Maxillary deformity (retrusion)
      Oronasal maskPrevents mouth leaks
      Less risk of midfacial hypoplasia
      Large volume
      Not available for infants
      Risk of asphyxia (if can't be removed by the patient)
      Difficult to use with a pacifier
      Limits speaking and eating
      Limits secretion management
      Pressure sores
      Risk of aspiration
      Full face maskPrevents mouth leaks
      Prevents maxillary deformity (retrusion)
      Large volume
      Claustrophobia
      Risk of asphyxia (if can't be removed by the patient)
      Difficult to use with a pacifier
      Limits speaking and eating
      Limits secretion management
      Pressure sores
      Risk of aspiration
      Nasal prongsSmall, light
      No pressure sores
      Allows speaking and eating (which provokes mouth leaks)
      Not available for infants
      Not usable in cases of mouth leaks
      Nasal irritation and/or pain
      MouthpieceSmall, light, can be used on demand while awakeCannot be used during sleep
      Difficulty of use by young children
      None
    • TABLE 3

      Respiratory criteria that have been used to allow discontinuation of continuous positive airway pressure (CPAP) or noninvasive ventilation (NIV): all four major criteria should be fulfilled with at least two minor criteria [168]

      Major criteria• Resolution of nocturnal and daytime symptoms of sleep disordered breathing after several nights sleeping without CPAP/NIV, such as snoring, sweating, arousals, laboured breathing, change in behaviour or attention
      • <2% of recording time spent with SpO2 ≤90%
      • <2% of recording time spent with PtcCO2 ≥50 mmHg
      • Obstructive apnoea–hypopnoea index <10 events·h−1 on poly(somno)graphy
      Minor criteria• Minimal SpO2 >90%
      • Maximal PtcCO2 <50 mmHg
      • 3% oxygen desaturation index ≤1.4 events·h−1

      SpO2: oxygen saturation measured by pulse oximetry; PtcCO2: transcutaneous carbon dioxide pressure.

      • TABLE 4

        Summary of input and comments of the caregivers and patients panel

        SectionPatient and caregiver input
        General remarksHarmonisation of practices among different countries
        The harmonisation of the management of CPAP/NIV failure and intolerance is a priority to keep tracheostomy as a last treatment option
        InitiationAcclimatisation to CPAP/NIV should be adapted to the individual patient, i.e. initial settings to facilitate acclimatisation may differ between patients, as well as the time delay to obtain optimal compliance
        “Optimal compliance”, e.g. during the entire sleep time, should be the goal
        EquipmentRegular check-ups including read-outs of the ventilator and the possibility of current ventilators (i.e. volume guarantee modes) to correct for changes in the patient's clinical conditions is reassuring for the caregivers
        Need for easy and immediate access to supplies when needed
        The availability of a back-up interface and circuit at home, prompt intervention in case of ventilator malfunctioning or breakdown, and a back-up ventilator in case of high ventilator dependency (patients with NMD)
        Follow-upMore research is needed on patient-reported outcomes on the effects of CPAP/NIV
        It is critical that the patients and parents have understood and accepted the need for CPAP/NIV and get acquainted with the equipment, especially the interface, beforehand
        Definition/goals for subjective sleep quality under CPAP/NIV, as this might differ according to the underlying condition and comorbidities
        Importance of 24/7 access to medical and technical back-up
        Side-effects:
        • who to manage gastric/abdominal distension?

        • how to prevent the risk of vomiting/aspiration in patients who are unable to remove their mask?

        • how to prevent/manage CPAP/NIV craniofacial complications?

        WeaningHarmonisation of weaning criteria and procedures
        Quality of lifePatient and caregiver QoL will increase after observing the positive effects of CPAP/NIV
        Importance of open and transparent communication with between caregivers and the medical team
        The effect of CPAP/NIV on neurocognitive functioning in children with underlying syndromes requires further study
        Therapeutic educationImportance of continuous, age-appropriate education on the underlying condition, its evolution and consequences and the importance of CPAP/NIV as they grow older
        Importance of technical education on the different aspects and troubleshooting with machine and interface malfunctioning
        Education should include a patient and caregiver booklet which includes all practical information
        Tips and tricks for the cleaning and maintenance of the equipment
        In patients with neuromuscular diseases, education should also integrate airway clearance (which is not the scope of this statement)
        TransitionWhat are the goals in the transition procedure for our patients?
        The transition process should be prepared/started early (during adolescence)
        Patient's self-management should be promoted with psychological support addressing potential barriers
        Paediatric and adult teams should work closely together

        CPAP: continuous positive airway pressure; NIV: noninvasive ventilation; NMD: neuromuscular disease; QoL: quality of life.

        • TABLE 5

          Future clinical and research priorities

          Population• Harmonisation of the management of paediatric NIV patients across countries
          Initiation of CPAP/NIV• The efficacy, benefit and outcome of CPAP/NIV should be assessed according to the initiation criteria
          • The most pertinent criteria to initiate CPAP/NIV according to the underlying disease or age should be identified
          • Comparison of the efficacy and benefits according to the location of CPAP/NIV initiation. Definition of criteria for hospital or home initiation
          • Comparison of the efficacy of “complex” CPAP modes versus constant CPAP
          • Evaluation of the usefulness of additional settings (ramp for CPAP, humidification)
          • Larger-scale studies on patients with BPAP to have better idea of settings used in a more comprehensive cohort of NIV patients
          Equipment• Comparative data of interfaces with regard to tolerance and side-effects and the usefulness of alternating different types on interfaces in a single child
          • The long-term facial effects in older children
          • Lack of data on the reversibility of the adverse effects after CPAP/NIV weaning or change of interface
          • Lack of information on the importance of the headgear (suitability, skull deformity induced by the headgear)
          • Evaluation of the interest of complementary technologies (three-dimensional printing, pressure measurements) to guide the choice and positioning of the interface
          • Development and validation of built-in software data for children, especially those weighing <30 kg
          • Usefulness and benefit of new NIV modes (AVAPS, iVAPS)
          Follow-upFollow-up procedures:
          • Evaluation of the optimal follow-up strategy in terms of timing and protocols
          • Evaluation of the usefulness and limitations of telemonitoring for follow-up
          Adherence:
          • Usefulness of new technologies to improve adherence (telemedicine, mobile phone applications)
          • Investigating the link between adherence and relevant end-organ morbidity
          Benefits:
          • Benefits of CPAP on academic function and behaviour in children with “complex” OSA
          • Efficacy of NIV should also be assessed on the child's neurocognitive outcome, behaviour and academic performance
          Weaning• Development and validation of weaning criteria and protocols for CPAP and NIV
          CPAP/NIV failure• Multicentre randomised controlled trials on alternative ventilation strategies
          Palliative care• Effects of NIV in palliative care (improvement in dyspnoea, sleep quality and QoL)
          Special populationsInfants:
          • Multicentre studies investigating factors predicting greater benefit from long-term CPAP/NIV use with a focus on long-term outcome data. Studies looking at technical aspects concerning interfaces and ventilation modes are also warranted
          Obesity:
          • Studies assessing the long-term follow-up of obese children treated with CPAP/NIV and differences comparing CPAP to NIV in obese children including differences in required pressures, adherence and health outcomes
          • Additional sleep problems are common in children with obesity and may impact adherence to therapy; this has not been explored
          Severe neurodisability:
          • Prospective data collection focusing on QoL and changes in health outcomes in patient with severe neurodisability that is attributable to CPAP/NIV
          • Prospective studies to assess the clinical benefit of CPAP/NIV in this patient group, comparing to alternative treatments, such as oxygen or nasopharyngeal airway, are needed
          QoL• Longitudinal study investigating fluctuations and factors influencing the QoL of children on CPAP/NIV and their parents/caregivers, in conjunction with evolution of the underlying conditions, family functioning/coping strategies
          • To examine the interaction between adherence and QoL outcomes for the patients and families
          Therapeutic education• Development of therapeutic education tools and programs for CPAP/NIV with studies investigating their efficacy
          • Which healthcare professionals should be involved in therapeutic education, and should they receive specific training?
          Transition• The efficacy of different transition programmes evaluated on loss of follow-up, optimal data, effect of the underlying disease, cognitive dysfunction or physical dependence, control of the disease and patient satisfaction
          Costs• Evaluation of healthcare cost savings thanks to CPAP/NIV (reduction of hospitalisations, healthcare use, etc.)

          CPAP: continuous positive airway pressure; NIV: noninvasive ventilation; QoL: quality of life; BPAP: bilevel positive airway pressure; AVAPS: average volume-assured pressure support; iVAPS: intelligent volume-assured pressure support; OSA: obstructive sleep apnoea.

          Supplementary Materials

          • Figures
          • Tables
          • Supplementary Material

            Please note: supplementary material is not edited by the Editorial Office, and is uploaded as it has been supplied by the author.

            Supplementary table S1: Final search strategy: paediatric CPAP and NIV ERJ-01404-2021.Table_S1

            Supplementary table S2.1: Patients (pathologies) who may benefit from CPAP ERJ-01404-2021.Table_S2.1

            Supplementary table S2.2: Patients (pathologies) who may benefit from NIV ERJ-01404-2021.Table_S2.2

            Supplementary table S2.3: Longitudinal (local/regional/national) surveys ERJ-01404-2021.Table_S2.3

            Supplementary table S3.1: Initiation criteria and location for CPAP or NIV initiation ERJ-01404-2021.Table_S3.1

            Supplementary table S3.2: Initial and follow up settings for CPAP ERJ-01404-2021.Table_S3.2

            Supplementary table S3.3: Initial and follow up settings for NIV ERJ-01404-2021.Table_S3.3

            Supplementary table S4.1: Description of interfaces ERJ-01404-2021.Table_S4.1

            Supplementary table S4.2: Side effects of interfaces ERJ-01404-2021.Table_S4.2

            Supplementary table S4.3: Ventilators for CPAP and NIV ERJ-01404-2021.Table_S4.3

            Supplementary table S5.1: Follow up of CPAP and NIV ERJ-01404-2021.Table_S5.1

            Supplementary table S5.2: CPAP/NIV adherence ERJ-01404-2021.Table_S5.2

            Supplementary table S5.3: Benefits of CPAP (except decrease in AHI) ERJ-01404-2021.Table_S5.3

            Supplementary table S5.4: Benefits of NIV (except decrease in AHI) ERJ-01404-2021.Table_S5.4

            Supplementary table S6.1: Which patients may benefit from a weaning trial? ERJ-01404-2021.Table_S6.1

            Supplementary table S6.2: Weaning from CPAP or NIV: optimal timing and requirements for a weaning trial and follow-up? ERJ-01404-2021.Table_S6.2

            Supplementary table S7: Which options when CPAP or NIV fails? ERJ-01404-2021.Table_S7

            Supplementary table S8: Role of CPAP and NIV in palliative care ERJ-01404-2021.Table_S8

            Supplementary table S9.1: Special populations: CPAP and NIV in infants ERJ-01404-2021.Table_S9.1

            Supplementary table S9.2: Special population: obese children ERJ-01404-2021.Table_S9.2

            Supplementary table S9.3: Special population: CPAP or NIV in children with neurodisability ERJ-01404-2021.Table_S9.3

            Supplementary table S10: CPAP and NIV and quality of life for patients and families/caregivers ERJ-01404-2021.Table_S10

            Supplementary table S11: Therapeutic education programmes for CPAP and NIV ERJ-01404-2021.Table_S11

            Supplementary table S12: Transition ERJ-01404-2021.Table_S12

            Supplementary table S13. Cost and resource use of CPAP or NIV ERJ-01404-2021.Table_S13

          • Supplementary Material

            This one-page PDF can be shared freely online.

            Shareable PDF ERJ-01404-2021.Shareable

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          ERS statement on paediatric long-term noninvasive respiratory support
          Brigitte Fauroux, François Abel, Alessandro Amaddeo, Elisabetta Bignamini, Elaine Chan, Linda Corel, Renato Cutrera, Refika Ersu, Sophie Installe, Sonia Khirani, Uros Krivec, Omendra Narayan, Joanna MacLean, Valeria Perez De Sa, Marti Pons-Odena, Florian Stehling, Rosario Trindade Ferreira, Stijn Verhulst
          European Respiratory Journal Jun 2022, 59 (6) 2101404; DOI: 10.1183/13993003.01404-2021

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          ERS statement on paediatric long-term noninvasive respiratory support
          Brigitte Fauroux, François Abel, Alessandro Amaddeo, Elisabetta Bignamini, Elaine Chan, Linda Corel, Renato Cutrera, Refika Ersu, Sophie Installe, Sonia Khirani, Uros Krivec, Omendra Narayan, Joanna MacLean, Valeria Perez De Sa, Marti Pons-Odena, Florian Stehling, Rosario Trindade Ferreira, Stijn Verhulst
          European Respiratory Journal Jun 2022, 59 (6) 2101404; DOI: 10.1183/13993003.01404-2021
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          • Article
            • Abstract
            • Abstract
            • Introduction
            • Methods
            • Disorders that may benefit from CPAP/NIV
            • Initiation criteria, initiation location and recommended/optimal settings
            • Equipment
            • Follow-up
            • Weaning
            • CPAP/NIV failure
            • Role of CPAP/NIV in palliative care
            • CPAP/NIV in special populations
            • CPAP/NIV and quality of life in children and parents
            • Therapeutic education
            • Transition
            • Cost and resource use considerations of CPAP/NIV
            • Conclusion
            • Supplementary material
            • Shareable PDF
            • Footnotes
            • References
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