Abstract
Background Coronavirus disease 2019 (COVID-19) may predispose to venous thromboembolism. We determined factors independently associated with computed tomography pulmonary angiography (CTPA)-confirmed pulmonary embolism (PE) in hospitalised severe COVID-19 patients.
Methods Among all (n=349) patients hospitalised for COVID-19 in a university hospital in a French region with a high rate of COVID-19, we analysed patients who underwent CTPA for clinical signs of severe disease (oxygen saturation measured by pulse oximetry ≤93% or breathing rate ≥30 breaths·min−1) or rapid clinical worsening. Multivariable analysis was performed using Firth penalised maximum likelihood estimates.
Results 162 (46.4%) patients underwent CTPA (mean±sd age 65.6±13.0 years; 67.3% male (95% CI 59.5–75.5%). PE was diagnosed in 44 (27.2%) patients. Most PEs were segmental and the rate of PE-related right ventricular dysfunction was 15.9%. By multivariable analysis, the only two significant predictors of CTPA-confirmed PE were D-dimer level and the lack of any anticoagulant therapy (OR 4.0 (95% CI 2.4–6.7) per additional quartile and OR 4.5 (95% CI 1.1–7.4), respectively). Receiver operating characteristic curve analysis identified a D-dimer cut-off value of 2590 ng·mL−1 to best predict occurrence of PE (area under the curve 0.88, p<0.001, sensitivity 83.3%, specificity 83.8%). D-dimer level >2590 ng·mL−1 was associated with a 17-fold increase in the adjusted risk of PE.
Conclusion Elevated D-dimers (>2590 ng·mL−1) and absence of anticoagulant therapy predict PE in hospitalised COVID-19 patients with clinical signs of severity. These data strengthen the evidence base in favour of systematic anticoagulation, and suggest wider use of D-dimer guided CTPA to screen for PE in acutely ill hospitalised patients with COVID-19.
Abstract
We studied predictors of pulmonary embolism in severe COVID-19 and found that D-dimer level and lack of any anticoagulant therapy were associated with a 17-fold and four-fold increase in PE, respectively, in COVID-19 patients with clinical signs of severity https://bit.ly/2ETfAfo
Introduction
Coronavirus disease 2019 (COVID-19), caused by severe acute respiratory syndrome coronavirus 2 (SARS-CoV-2), may predispose patients to venous thromboembolic (VTE) complications [1]. Preliminary reports suggest that the severe inflammatory response and other features of critical illness contribute to a procoagulant profile that predisposes to thrombotic events [2, 3]. Possible forms of coagulopathy include haemostatic abnormalities, notably with increased levels of D-dimers [2–5].
Incident pulmonary embolism (PE) has been reported in 20.6–30.0% of severe COVID-19 patients [6–10]. However, given the clinical presentation of patients with concomitant COVID-19 pneumonia, it is difficult to identify patients in whom PE should be suspected. In this regard, the indications for computed tomography pulmonary angiography (CTPA) remain to be defined [11–14]. Furthermore, the efficacy of VTE prophylaxis in patients with COVID-19 is poorly documented [15].
In this context, this study aimed to 1) determine the independent predictors of PE; and 2) evaluate whether anticoagulant therapy is effective for PE prevention in severe COVID-19 patients undergoing CTPA imaging.
Methods
Study design and population
This was a retrospective, single-centre study in a university tertiary care hospital in Besançon, France, with a high rate of COVID-19 [16]. We included all patients hospitalised from March 15 to April 16, 2020 with biologically proven COVID-19 pneumonia and CTPA performed due to clinical signs of severity, namely oxygen saturation measured by pulse oximetry ≤93% in room air, breathing rate of ≥30 breaths·min−1 or rapid clinical worsening [17]. Patients were followed until death or May 5, 2020, even if discharged before this date.
Laboratory confirmation of SARS-CoV-2 was defined as a positive result of real-time reverse transcriptase (RT)-PCR assay of nasal and pharyngeal swabs [18].
VTE prevention in COVID-19 patients comprised anticoagulant therapy at different doses, namely, prophylactic dose (low molecular weight heparin (LMWH): subcutaneous enoxaparin 0.4 mg·kg−1 once daily); or therapeutic dose, with either LMWH (s.c. enoxaparin 1 mg·kg−1 twice daily) or unfractionated heparin (UFH): 80 IU·kg−1 bolus dose followed by 18 IU·kg−1 per hour by continuous infusion to achieve an activated partial thromboplastin time ratio between 1.5 and 2.0; or oral anticoagulant. Management of COVID-19 was at the discretion of the physicians in charge.
In the context of the COVID-19 pandemic, the French national commission for the protection of personal data (CNIL) considers that, for single-centre observational research, the need for information of patients and families is waived. Our protocol followed the ethical guidelines of the declaration of Helsinki and was approved by our institutional review board. Results are reported in accordance with the Strengthening the Reporting of Observational Studies in Epidemiology (STROBE) guidelines [19].
Data collection and variables recorded
Clinical and biological data
Baseline characteristics, in-hospital therapies, CTPA findings and adverse events were recorded by research physicians in an anonymous case report form. For each patient, demographic data, medical history and home treatments were collected prospectively at admission. Each patient had a blood sample drawn at admission, and then at least once daily thereafter.
Computed tomography protocol and imaging analysis
Multidetector CTPA was performed on a Revolution CT machine (GE Healthcare, Milwaukee, WI, USA) after intravenous injection of 60 mL iodinated contrast agent (iomeprol 400 mg iodine·mL−1; Bracco Imaging, Milan, Italy) at a flow rate of 4 mL·s−1, triggered in the pulmonary trunk.
Imaging results were reviewed by two chest radiologists. Readers were blinded to clinical and biological features. Readers were asked to assess the COVID-19 pattern by quantitative visual CT evaluation, which consisted of grading acute COVID-19 related lung inflammatory lesions for each lobe, scored as 0 (0%), 1 (1–25%), 2 (26–50%), 3 (51–75%) or 4 (76–100%). The total severity score was reached by summing the five lobe scores [20].
In addition, readers were asked to detect presence or absence of PE on CTPA, defined as a filling defect within pulmonary vessels [21]. When PE was present, readers reported extent and topography of PE, signs of right ventricular (RV) dysfunction (i.e. enlargement of the pulmonary artery >35 mm, abnormal position of the interventricular septum, right ventricular dilation (defined by a RV/left ventricular ratio >1 measured in the transverse or four-chamber view on CTPA [22]) or the presence of pulmonary infarction). In case of discordance between readers, scans were re-assessed to reach consensus.
Study objectives
The primary objective was to determine independent predictors of PE in COVID-19 patients with clinical signs of severity who underwent CTPA. The secondary objective was to evaluate whether anticoagulant therapy is effective for PE prevention in these patients.
Statistical analysis
Continuous variables are expressed as mean±sd or median (interquartile range (IQR)) as appropriate. Categorical variables are expressed as number (%). Unadjusted differences between patients with and without CTPA-confirmed PE were compared using the Chi-squared or t-test, as appropriate. To identify independent predictors of CTPA-confirmed PE in severe COVID-19 patients, we used Firth penalised maximum likelihood estimates to adjust our cohort study, which includes a small sample size (n=162), to overcome the substantial bias linked to logistic regression [23].
Multivariable models included site of care (conventional ward versus intensive care unit (ICU)) as a random effect to account for patient clustering within departments. In multivariable models, continuous covariates were categorised per quartile. All variables with a p-value <0.10 by univariate analysis were included in multivariable analysis. Linearity of significant covariates in the multivariable model was verified before computing the receiver operating characteristic (ROC) curve to determine the optimal cut-off value. The multivariable model was then repeated, including independent continuous variables dichotomised based on ROC curve results. The accuracy of the multivariable models was assessed by 1) global model fit (Akaike information criteria and Bayes information criteria); 2) discrimination, using Harrell's C-statistic index; and 3) calibration, by visually plotting the mean of model-predicted CTPA-confirmed PE in each decile against observed PE.
All tests were two-sided. A p-value <0.05 was considered significant. Analyses were performed using SAS 9.4 (SAS Institute, Cary, NC, USA).
Results
Study population
From March 15 to April 16, 2020, 349 patients were admitted to our tertiary care facility with a diagnosis of COVID-19. In total, 162 (46.4%) out of 349 patients presented clinical signs of COVID-19 related severity, prompting the physician in charge to prescribe CTPA; 94 (58.0%) of these were in conventional wards and 68 (42.0%) were in the ICU; 48 (29.6%) of CTPA procedures were performed at admission, and 114 (70.4%) during the hospital stay. The 162 patients with CTPA imaging comprised the eligible study cohort. Overall, 44 (27.2%) had PE on CTPA, including 15 (16.0%) out of 94 in conventional wards, and 29 (42.6%) out of 68 in the ICU (figure 1). Nine (20.5%) PEs were diagnosed at admission and 35 (79.6%) during the hospital stay (supplementary figure S1). The median (IQR) time from hospital admission to CTPA was 5.0 (0.0–8.3) days.
Table 1 summarises the demographic and clinical characteristics of the population at admission. Mean±sd age was 65.57±13 years; 67.3% (95% CI 59.5–75.5%) were male. The most common comorbidities were hypertension, dyslipidemia, obesity, diabetes mellitus and a history of any heart disease. There were no significant differences between patients with versus without PE, except more males had PE. Factors known to be associated with an increased risk of VTE, such as history of VTE, cancer and recent surgery did not differ between groups (table 1).
There was no difference in home treatment between groups. 13 (8.0%, 95% CI 4.3–13.3%) patients were taking anticoagulant therapy at admission for a history of VTE or atrial fibrillation (table 1).
In total, during follow-up, 21 (13.0%, 95% CI 8.2–19.2%) out of 162 patients died; 123 (75.9%, 95% CI 68.6–82.3%) out of 162 were discharged alive; and the remaining 18 (11.1%, 95% CI 6.7–17.0%) patients were still alive and in hospital on May 5, 2020. The median duration of follow-up of the 162 individuals was 38.0 (33.8–42.3) days, corresponding to 6156 person-days of COVID-19 exposure.
CTPA findings
CTPA findings are presented in table 2. 25 (56.8%, 95% CI 41.0–71.6%) out of 44 patients had bilateral PE (figure 2). 25 (56.8%, 95% CI 41.0–71.6%) patients had segmental PE. The rate of RV dysfunction in the PE patient group was 15.9% (95% CI 6.6–30.1%).
Regarding the COVID-19 related CT pattern, half of the patients had >50% affected lung parenchyma. There was an unadjusted difference in the extent of COVID-19 related CT abnormality between patients with and without PE (p=0.001), whereby forms with >50% extension were predominantly found in patients with PE.
Biological parameters
Unadjusted comparisons of biological results from blood samples drawn on the day of CTPA are summarised in table 3. The median D-dimer level was 4.1 times higher in the PE group compared to patients without PE (5364 (2928–12 275) ng·mL−1 versus 1310 (800–2335) ng·mL−1, respectively). The rate of liver dysfunction, as assessed by alanine aminotransferase, γ-glutamyl transferase (GT) and alkaline phosphatase values was higher in those with PE versus those without. Cardiac troponin I levels were also higher in the PE group (0.018 (0.010–0.230) µg·L−1 versus 0.010 (0.005–0.034) µg·L−1; p=0.003), whereas there was no difference in brain natriuretic peptide levels between groups. Arterial blood gas analysis revealed hypercapnia associated with elevated bicarbonate (HCO3−) in the PE group.
VTE prophylaxis during the hospital course
Overall, 141 (87.0%, 95% CI 80.8–91.8%) out of 162 patients received anticoagulant therapy initiated at admission, including 85.1% (95% CI 78.1–90.5%) with LMWH, 7.8% (95% CI 4.0–13.5%) with UFH and 7.1% (95% CI 3.5–12.7%) with oral anticoagulant. 20.5% (95% CI 9.8–35.4%) of PE patients did not receive any anticoagulation therapy compared with 10.2% (95% CI 5.4–17.1%) of those without PE (unadjusted p=0.083). The distribution of preventive and curative anticoagulant doses did not differ between groups: among those without PE, 68.8% (95% CI 59.1–77.5%) received a preventive dose, and 13.2% (95% CI 7.4–21.2%) received a curative dose, versus 85.7% (95% CI 77.6–91.7%) and 14.3% (95% CI 8.3–22.4%), respectively, among patients with PE (p=0.535). The distribution of the different anticoagulant regimens is displayed in figure 3.
Predictors of PE in severe COVID-19 patients
By univariate analysis using the Firth penalised likelihood estimator, male sex, D-dimer, arterial carbon dioxide tension, HCO3−, blood urea, white blood cell count, extent of COVID-19 related CT scan abnormalities, alkaline phosphatase, γ-GT, hospitalisation in the ICU (versus conventional COVID ward) and any anticoagulant therapy were all significantly associated with PE diagnosis on CTPA (supplementary table S1).
By multivariable analysis, D-dimer level and the lack of any anticoagulant therapy were significantly associated with the occurrence of CTPA-confirmed PE (OR 4.0 (95% CI 2.4–6.7) per additional quartile of D-dimer and OR 4.5 (95% CI 1.1–7.4), respectively) (figure 4).
Linearity was verified for D-dimers in the study population (test of linearity <0.001). ROC curve analysis determined the optimal cut-off value of 2590 ng·mL−1 for the D-dimer level to predict CTPA-confirmed PE in severe COVID-19 patients with high accuracy: AUC 0.88 (95% CI 0.809–0.932, p<0.001); Youden index 0.6708; sensitivity 83.3% (95% CI 68.6–93.0%); specificity 83.8% (95% CI 73.8–91.1%); positive predictive value 72.9% (95% CI 61.7–81.8%); and negative predictive value 90.5% (95% CI 82.9–95.0%) (figure 5).
Patients with D-dimers above the cut-off of 2590 ng·mL−1 accounted for 36.0% (95% CI 27.5–45.2%) of the overall population, 42.6% (95% CI 30.7–55.2%) of patients in ICU and 15.9% (95% CI 9.2–24.9) of patients in conventional COVID wards. When analysed in multivariable analysis as a binary variable, using the ROC-defined cut-off, a D-dimer level >2590 ng·mL−1 was found to be a significant predictor of PE (OR 16.9, 95% CI 6.3–45.0). Additionally, the lack of any anticoagulation was significantly associated with PE (OR 4.0, 95% CI 1.1–14.2) (figure 4). The accuracy of both multivariable models was good, as assessed by global model fit, discrimination and visual calibration, with predicted risks and their confidence intervals distributed around the observed risk of CT-scan confirmed PE (figure 4) (supplementary figures S2 and S3).
Discussion
To the best of our knowledge, this study is the first to identify independent predictors of the occurrence of PE, from a cohort of 162 COVID-19 patients with clinical signs of severity. Our data show that PE was frequent in these patients, while elevated D-dimer levels and the absence of any anticoagulant therapy were both found to be independent predictors of PE. Specifically, a D-dimer level >2590 ng·mL−1 was associated with a 17-fold increase, and lack of anticoagulation with a four-fold increase in the risk of PE. Furthermore, the prevalence of PE remained high in this patient population, regardless of the type of anticoagulant strategy used. These data plead in favour of wider screening for PE by performing D-dimer guided CTPA in COVID-19 patients with signs of clinical severity.
The rate of PE observed in our study in hospitalised COVID-19 patients with clinical signs of severity is high (27.2%), and in line with rates reported in other studies. [6, 8–10]. The increased thromboembolic risk in COVID-19 patients could be enhanced by a procoagulant state generated by the severity of the infection [2], the magnitude of the inflammatory response [3] and liver dysfunction [24–26]. The most frequently reported biological anomalies in COVID-19 patients include elevations of inflammatory markers such as C-reactive protein, D-dimers, ferritin and interleukin-6 [27, 28]. In our population, D-dimer levels were four times higher in PE patients than in non-PE patients. This elevation of D-dimer levels has been established as being associated with severity of disease and mortality in COVID-19 patients and should be considered to reflect activation of the coagulation system in this setting [3, 9, 28–30]. In a Chinese study of 183 patients with COVID-19, D-dimer levels were 3.5 times higher in patients who died compared to patients who survived [3]. Similarly, COVID-19 patients with increased D-dimer concentration at admission (>1000 ng·mL−1) were reported to have an 18-fold higher risk of in-hospital mortality than those with normal D-dimer levels [28]. Our data confirm this finding, and strengthen the evidence underpinning the relationship between elevated D-dimers and the risk of PE in COVID-19 patients [1]. The threshold for D-dimers that we identified, i.e. 2590 ng·mL−1, was the strongest independent predictor of PE in our population. To the best of our knowledge, this study is the first to identify a threshold for D-dimer levels that is an independent predictor of PE in COVID-19 patients after multivariable adjustment. Therefore, particular attention should be paid to search for potential PE in patients with clinical criteria of severity and with a D-dimer level >2590 ng·mL−1, since PE is a life-threatening but potentially treatable condition [22].
Our data confirm that anticoagulation for the prevention of VTE is absolutely crucial in the most severe COVID-19 patients, and administration of anticoagulants reduces the risk of PE four-fold. The relatively high proportion of patients who did not receive preventive anticoagulation in our study can probably be explained by the fact that 20.5% of patients had a diagnosis of PE at admission and were thus admitted directly from home with no anticoagulation in place. A recently published short report including 2773 COVID-19 patients showed that longer duration of anticoagulant treatment was associated with a reduced risk of in-hospital mortality (adjusted hazard ratio 0.86 per day, 95% CI 0.82–0.89) [31]. In our study, regardless of the regimen used, the prevalence of PE remained high. However, our data do not enable us to determine the most appropriate prophylactic strategy, or to answer the question of whether curative doses are more effective than preventive doses in averting PE. This question was the subject of some debate during the development of a recent consensus on the prevention, antithrombotic therapy and follow-up of thrombotic or thromboembolic disease in COVID-19 patients [15]. Indeed, in this document, the authors were unable to reach consensus on the optimal dosing of anticoagulant therapy, stipulating that “the majority of panel members consider prophylactic anticoagulation, although a minority consider intermediate-dose or therapeutic dose to be reasonable” [15]. There is thus a compelling need for prospective studies investigating the optimal dosing in patients with severe COVID-19. In practice, pluridisciplinary discussion is warranted to evaluate the patient's haemorrhagic risk, and to weigh it against the risk of VTE. In light of our results, this point is of paramount importance in COVID-19 patients with severe forms of disease and evidence of activation of the coagulation system (e.g. elevated D-dimers) in whom prophylactic anticoagulant treatment appears to be essential for the prevention of PE. This is in accordance with a study of 449 patients with severe COVID-19 from China, where a reduction in mortality of ∼20% was observed with heparin treatment in patients who had D-dimers >3000 ng·mL−1 (six times the upper limit of normal) [32]. Furthermore, a recent expert panel document from the Global COVID-19 Thrombosis Collaborative Group postulates that LMWH and UFH may have anti-inflammatory and antiviral properties [33], although there is no established link between these properties and the course of COVID-19 disease.
Although current guidelines from professional societies of radiology recommend performing noncontrast chest CT to assess the COVID-19 pattern and its extension [11–13], our data plead in favour of a wider screening strategy for PE by performing CTPA in COVID-19 patients who have signs of clinical severity and D-dimer levels >2590 ng·mL−1. Indeed, the utility of CTPA over noncontrast CT is that it covers the whole spectrum of possible COVID-19 related complications, including COVID-19 related lung injuries, parenchymal bacterial infection, pleural effusion and pneumothorax, as well as enabling diagnosis of PE thanks to contrast injection. The high prevalence of PE in patients receiving anticoagulation is an additional argument in favour of this approach. The D-dimer cut-off identified in this study could be used to guide CTPA use, particularly in patients at risk of contrast-induced acute kidney injury. Indeed, it has recently been shown that acute kidney injury was associated with unfavourable outcome in hospitalised COVID-19 patients [34, 35]. Further prospective studies with larger sample sizes are warranted to externally validate the optimal D-dimer cut-off value related to PE in acutely ill hospitalised COVID-19 patients.
Our study has some limitations. Firstly, it is a retrospective study from a single centre, and we cannot exclude the possible presence of unmeasured confounders. The sample size is relatively small, although it is the largest series of COVID-19 patients undergoing CTPA reported to date. Only patients undergoing CTPA were included, and it is thus possible that the actual rate of PE was even higher than reported here. The selection of patients to undergo CTPA was based on clinical criteria of severity that may be debatable. Furthermore, most patients did not have compression ultrasonography screening during the study period. Our data do not make it possible to identify the most appropriate prophylactic anticoagulation strategy, and notably, do not answer the question of whether curative anticoagulation is more effective than preventive anticoagulation in averting PE. Finally, transthoracic echocardiographic data was not recorded in the present study to assess RV function in COVID-19 associated PE patients. However, current guidelines stipulate that CTPA is a validated alternative for the evaluation of RV dysfunction in acute PE [22].
Despite these limitations, this study is the first to identify independent predictors of PE, using robust statistical methods, and to report exhaustive biological and radiological findings as well as details of anticoagulant therapy in COVID-19 patients at the peak of the epidemic in France.
Conclusion
PE is frequent in patients with clinically severe COVID-19 disease. Elevated D-dimer levels (>2590 ng·mL−1) and a lack of anticoagulation were found to be independent predictors of PE in these patients. These data strengthen the evidence base in favour of systematic anticoagulation, and suggest wider use of D-dimer guided CTPA to screen for PE in acutely ill hospitalised patients with COVID-19. The optimal dosing of anticoagulants remains unknown and warrants further prospective investigation.
Supplementary material
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Footnotes
This article has supplementary material available from erj.ersjournals.com
This article has an editorial commentary: https://doi.org/10.1183/13993003.03092-2020
Conflict of interest: B. Mouhat has nothing to disclose.
Conflict of interest: M. Besutti has nothing to disclose.
Conflict of interest: K. Bouiller has nothing to disclose.
Conflict of interest: F. Grillet has nothing to disclose.
Conflict of interest: C. Monnin has nothing to disclose.
Conflict of interest: F. Ecarnot has nothing to disclose.
Conflict of interest: J. Behr has nothing to disclose.
Conflict of interest: G. Capellier has nothing to disclose.
Conflict of interest: T. Soumagne has nothing to disclose.
Conflict of interest: S. Pili-Floury has nothing to disclose.
Conflict of interest: G. Besch has nothing to disclose.
Conflict of interest: G. Mourey has nothing to disclose.
Conflict of interest: Q. Lepiller has nothing to disclose.
Conflict of interest: C. Chirouze has nothing to disclose.
Conflict of interest: F. Schiele has nothing to disclose.
Conflict of interest: R. Chopard has nothing to disclose.
Conflict of interest: N. Meneveau has nothing to disclose.
- Received May 15, 2020.
- Accepted July 1, 2020.
- Copyright ©ERS 2020
This version is distributed under the terms of the Creative Commons Attribution Non-Commercial Licence 4.0.