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European Respiratory Society guidelines on long-term home non-invasive ventilation for management of COPD

Begum Ergan, Simon Oczkowski, Bram Rochwerg, Annalisa Carlucci, Michelle Chatwin, Enrico Clini, Mark Elliott, Jesus Gonzalez-Bermejo, Nicholas Hart, Manel Lujan, Jacek Nasilowski, Stefano Nava, Jean Louis Pepin, Lara Pisani, Jan Hendrik Storre, Peter Wijkstra, Thomy Tonia, Jeanette Boyd, Raffaele Scala, Wolfram Windisch
European Respiratory Journal 2019 54: 1901003; DOI: 10.1183/13993003.01003-2019
Begum Ergan
1Dept of Pulmonary and Critical Care, Dokuz Eylul University School of Medicine, Izmir, Turkey
23The first two authors contributed equally
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Simon Oczkowski
2Dept of Medicine, Division of Critical Care, McMaster University, Hamilton, ON, Canada
3Dept of Health Research Methods, Evidence, and Impact, McMaster University, Hamilton, ON, Canada
23The first two authors contributed equally
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Bram Rochwerg
2Dept of Medicine, Division of Critical Care, McMaster University, Hamilton, ON, Canada
3Dept of Health Research Methods, Evidence, and Impact, McMaster University, Hamilton, ON, Canada
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Annalisa Carlucci
4Dept of Pulmonary Rehabilitation, IRCCS-Istituti Clinici Scientifici, Pavia, Italy
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Michelle Chatwin
5Clinical and Academic Dept of Sleep and Breathing, Royal Brompton Hospital, Royal Brompton and Harefield NHS Foundation Trust, London, UK
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Enrico Clini
6Dept of Medical and Surgical Sciences, University of Modena and Reggio Emilia and University Hospital of Modena, Modena, Italy
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Mark Elliott
7Dept of Respiratory Medicine, St James's University Hospital, Leeds, UK
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Jesus Gonzalez-Bermejo
8Sorbonne Université, INSERM, UMRS1158 Neurophysiologie Respiratoire Expérimentale et Clinique, Paris, France
9AP-HP, Groupe Hospitalier Pitié-Salpêtrière Charles Foix, Service de Pneumologie et Réanimation Médicale du Département R3S, Paris, France
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Nicholas Hart
10Lane Fox Respiratory Service, Guy's and St Thomas’ NHS Foundation, London, UK
11Centre for Human and Applied Physiological Science, Faculty of Life Sciences and Medicine, School of Basic and Medical BioSciences, Kings College London, London, UK
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Manel Lujan
12Service of Pneumology, Hospital de Sabadell Corporació Parc Taulí, Universitat Autònoma de Barcelona, Centro de investigación Biomédica en Red (CIBERES), Sabadell, Spain
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Jacek Nasilowski
13Dept of Internal Medicine, Pulmonary Diseases and Allergy, Medical University of Warsaw, Warsaw, Poland
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Stefano Nava
14Dept of Clinical, Integrated and Experimental Medicine (DIMES), Respiratory and Critical Care Unit, S. Orsola-Malpighi Hospital, Alma Mater University, Bologna, Italy
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Jean Louis Pepin
15HP2 Laboratory, INSERM U1042, Univ. Grenoble Alpes, and EFCR laboratory, Grenoble Alpes University Hospital, Grenoble, France
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Lara Pisani
14Dept of Clinical, Integrated and Experimental Medicine (DIMES), Respiratory and Critical Care Unit, S. Orsola-Malpighi Hospital, Alma Mater University, Bologna, Italy
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Jan Hendrik Storre
16Dept of Intensive Care, Sleep Medicine and Mechanical Ventilation, Asklepios Fachkliniken Munich-Gauting, Gauting, Germany
17Dept of Pneumology, University Medical Hospital, Freiburg, Germany
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Peter Wijkstra
18Dept of Pulmonary Diseases/Home Mechanical Ventilation, University of Groningen, University Medical Center Groningen, Groningen, The Netherlands
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Thomy Tonia
19Institute of Social and Preventive Medicine, University of Bern, Bern, Switzterland
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Jeanette Boyd
20European Lung Foundation (ELF), Sheffield, UK
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Raffaele Scala
21Dept of Pulmonology and Respiratory Intensive Care Unit, S. Donato Hospital, Arezzo, Italy
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  • For correspondence: raffaele_scala@hotmail.com
Wolfram Windisch
22Dept of Pneumology, Cologne Merheim Hospital, Kliniken der Stadt Köln gGmbH, Witten/Herdecke University, Cologne, Germany
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Abstract

Background While the role of acute non-invasive ventilation (NIV) has been shown to improve outcome in acute life-threatening hypercapnic respiratory failure in COPD, the evidence of clinical efficacy of long-term home NIV (LTH-NIV) for management of COPD is less. This document provides evidence-based recommendations for the clinical application of LTH-NIV in chronic hypercapnic COPD patients.

Materials and methods The European Respiratory Society task force committee was composed of clinicians, methodologists and experts in the field of LTH-NIV. The committee developed recommendations based on the GRADE (Grading, Recommendation, Assessment, Development and Evaluation) methodology. The GRADE Evidence to Decision framework was used to formulate recommendations. A number of topics were addressed under a narrative format which provides a useful context for clinicians and patients.

Results The task force committee delivered conditional recommendations for four actionable PICO (target population-intervention-comparator-outcome) questions, 1) suggesting for the use of LTH-NIV in stable hypercapnic COPD; 2) suggesting for the use of LTH-NIV in COPD patients following a COPD exacerbation requiring acute NIV 3) suggesting for the use of NIV settings targeting a reduction in carbon dioxide and 4) suggesting for using fixed pressure support as first choice ventilator mode.

Conclusions Managing hypercapnia may be an important intervention for improving the health outcome of COPD patients with chronic respiratory failure. The task force conditionally supports the application of LTH-NIV to improve health outcome by targeting a reduction in carbon dioxide in COPD patients with persistent hypercapnic respiratory failure. These recommendations should be applied in clinical practice by practitioners that routinely care for chronic hypercapnic COPD patients.

Abstract

Managing hypercapnia may be an important intervention for improving outcome of COPD patients with chronic respiratory failure. Long-term home NIV may improve health outcomes by targeting a reduction in CO2 in those with hypercapnic respiratory failure. http://bit.ly/2NlA3eG

Introduction

Non-invasive ventilation (NIV) is increasingly being used as a long-term treatment in patients with hypercapnic chronic respiratory failure (CRF) due to various conditions [1, 2]. While the role of acute NIV has been shown to improve outcome in acute life-threatening hypercapnic respiratory failure due to COPD exacerbations, the evidence of clinical efficacy of long-term home NIV (LTH-NIV) for management of COPD with hypercapnic CRF is less [3]. Thus, there is an ongoing discussion on whether LTH-NIV should be used in COPD patients or not [4]. For this reason, the European Respiratory Society (ERS) created a task force to develop guidelines aimed at providing evidence-based recommendations on the application of LTH-NIV in CRF for patients with hypercapnic COPD.

Materials and methods

Task force panel composition

The task force panel consisted of 15 clinical experts in the field of NIV and one clinical practice physiotherapist from ERS Assembly 2 (Respiratory Intensive Care), one clinician representing ERS Assembly 4 (Sleep and Breathing Disorders; and Clinical Physiology), one ERS methodologist (T. Tonia) and two clinician-methodologists (B. Rochwerg and S. Oczkowski) with experience in evidence synthesis and guideline development using GRADE (Grading of Recommendations, Assessment, Development, and Evaluation) methodology. During evidence to decision process, a representative (J. Boyd) from the European Lung Foundation provided COPD patients' perspective from the findings of their home mechanical ventilation survey [5].

Conflict of interest policy

The task force panel members signed a confidentiality agreement and disclosed all potential financial conflicts of interest in accordance with ERS policy.

Question generation

An initial list of PICO (target population-intervention-comparator-outcome) questions was developed by the task force chairs (R. Scala and W. Windisch), which was discussed and prioritised in detail by task force members considering the clinical importance, availability of evidence, and patient perspectives. PICOs were then finalised at the September 2017 task force meeting at the ERS conference in Milan. The task force selected six questions for the guideline to address, four PICO questions (table 1), and two descriptive questions to be addressed in a narrative format, which the task force believed would provide useful context for clinicians and patients.

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TABLE 1

Recommendations for PICO (target population-intervention-comparator-outcome) questions

Evidence summary and generation of clinical recommendations for PICO questions

Following the GRADE procedure, the task force rated each outcome for its perceived importance for clinical decision-making (from a patient perspective) on a scale of 1–9, with mean scores of 7–9 indicating a “critical” outcome, 4–6 indicating “important but not critical” and 1–3 indicating “not important” [6]. The panel identified five “critical” outcomes, which would take priority in guideline decision-making for all PICO questions: mortality (short-term and long-term), hospitalisation, COPD exacerbation, dyspnoea, and health-related quality of life (HRQL). Data on non-critical outcomes (gas exchange, lung function, exercise tolerance, sleep quality) were also collected and considered, but were not prioritised in recommendation generation.

For the four PICO questions, the two methodologists (S. Oczkowski and B. Rochwerg) conducted searches of the medical literature with the assistance of a medical librarian, drawing upon and updating literature searches for each PICO question from existing systematic reviews on the topic of LTH-NIV in COPD [7–9]. Medline, Embase, Cochrane CENTRAL, CINAHL, and Web of Science were searched from January 2014 to January 2018 for English-language randomised controlled trials (RCTs) addressing the PICO questions. The search was updated in January 2019. The two methodologists screened the retrieved references for inclusion in the evidence summaries (supplementary figure S1).

Data from retrieved studies was entered into Revman v.5.3 software. For each PICO question, the methodologists, with input from the task force chairs, developed an evidence profile. Following GRADE principles, the task force rated the certainty of evidence for each outcome as “high,” “moderate,” “low,” or “very low.” The task force initially categorised the certainty of evidence for each outcome as high if it originated from RCTs and low if it originated from observational data. The quality of the evidence was subsequently downgraded by one or two levels if results from individual studies were at serious or very serious risk of bias [10], there were serious inconsistencies in the results across studies [11], the evidence was indirect [12], the data were imprecise [13], or publication bias was thought to be likely.

The task force developed recommendations for each PICO question by working through the GRADE Evidence to Decision Framework, which considers the quality of evidence, balance of desirable and undesirable effects, patient values and preferences, resource use, health equity, acceptability of an intervention, and feasibility of implementation [14, 15]. Each recommendation was designated as “strong” or “conditional”, using the phrasing “we recommend” for strong recommendations and “we suggest” for conditional recommendations [16]. Direction and strength of recommendations was decided by consensus at an in-person meeting on 17 September 2018 at the ERS International Congress in Paris.

Manuscript preparation

Following the generation of recommendations, the task force divided up into working groups, which for each PICO question summarised the recommendation, provided a narrative summary of the evidence (highlighting the largest and most relevant clinical trials for each PICO question), issues raised in the Evidence to Decision Framework, and a justification for the final recommendation considering the above, along with implementation considerations and future research directions. Editing and feedback on the manuscript was conducted electronically, and coordinated by the task force chairs. The final wording of all recommendations and justifications was agreed upon the entire task force, and the final manuscript was submitted to the ERS for review and approval.

How to use these guidelines

Due to limitations in the certainty of the available evidence, all four PICO recommendations are weak/conditional, and therefore require consideration of individual preferences, resource considerations, technical expertise, and clinical circumstances prior to implementation in clinical practice. While we have tried to consider a wide spectrum of such factors when making recommendations, we cannot account for all conditions. For each recommendation, we discuss evidence limitations, issues when moving from evidence to recommendations, and implementation concerns. By reading these guidelines, and considering their applicability to their current situation, we hope these ERS guidelines will help patients, clinicians, policy makers, and other healthcare stakeholders to make rational, evidence-based, decisions with regard to the use of LTH-NIV in COPD, across a variety of settings. In table 2, we provide a high-level summary of how these guidelines can be applied [17, 18].

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TABLE 2

Interpretation of strong and conditional recommendations

Results

Evidence summaries (including forest plots from meta-analyses) and Evidence to Decision Framework tables for each PICO can be found in the supplementary material.

PICO Question 1: Should LTH-NIV be used in stable patients with COPD (as compared to not using NIV)?

Recommendation: The ERS task force suggests LTH-NIV be used for patients with chronic stable hypercapnic COPD (conditional recommendation, low certainty evidence).

Background

COPD can cause both hypoxaemic and hypercapnic CRF resulting in a high impact on mortality and economic burden of disease [19, 20]. So far, long-term oxygen therapy (LTOT), which has been shown to improve survival, is the standard of care in COPD patients with hypoxaemic CRF. COPD patients with chronic hypercapnia are more likely to be admitted to hospital, and once admitted experience a more rapid clinical deterioration [21, 22]. The presence of hypercapnia has been shown to be a determinant of mortality [23–25].

Correcting hypercapnia may be an important intervention aiming at improving the prognosis of these patients. NIV in this setting is increasingly being used [26, 27]. The favourable impact of the reduced lung hyperinflation on respiratory muscle workload and the increased ventilatory chemo-sensitivity to carbon dioxide have been demonstrated as the main mechanisms that may explain the effectiveness of NIV in stable hypercapnic COPD patients [28–30].

Many patients with advanced COPD have severe comorbidities (most importantly cardiovascular diseases), which independently impact their prognosis. Therefore, improving survival in hypercapnic COPD patients is challenging. The inconsistent results evident between early studies [26] are likely due to a number of factors, including heterogeneous patient populations (including different degrees of hypercapnia), different NIV ventilators, varied ventilator settings and interfaces, wide range of NIV application time and patient compliance.

In 2009, McEvoy et al. [31] randomised 144 severe hypercapnic COPD patients either to NIV+LTOT or LTOT alone and demonstrated a slight survival benefit with NIV (median 28 months versus 20.5 months), but decreased HRQL. The mean inspiratory positive airway pressure (IPAP) was 13 cmH2O and the mean expiratory positive airway pressure (EPAP) was 5 cmH2O, which corresponded to an inspiratory pressure support (difference between inspiratory and expiratory pressures) of 8 cmH2O. There was no decrease in partial pressure of carbon dioxide in arterial blood (PaCO2) level during follow-up. Subsequent clinical observation studies and randomised crossover clinical trials reported that targeting maximal reduction of carbon dioxide by high inspiratory pressures and high backup rates, or so called high-intensity NIV, improved gas exchange, lung function and respiratory muscle function [32–35]. A multicentre RCT included 195 patients with stable chronic hypercapnia (mean PaCO2 59 mmHg in the NIV group and 58 mmHg in the control group) and randomised patients to either LTOT alone or LTH-NIV in addition to LTOT ventilation targeting carbon dioxide reduction (mean IPAP of 22 cmH2O with a mean EPAP of 5 cmH2O employed to decrease PaCO2 by at least 20% from baseline or to achieve PaCO2 <48 mmHg). Results showed a 1-year survival benefit in patients randomised to LTH-NIV with an increase in HRQL [36].

Long-term prognosis following hospitalisation in COPD is poor, with 5-year mortality rates of around 50% [37]. Therefore, one of the overall goals in the management of COPD is to minimise the number of disease-related hospitalisations, especially in those patients at high risk of developing acute hypercapnic respiratory failure (AHRF). LTH-NIV, initiated when the patient is in stable condition, may reduce the number of future hospitalisations in these patients. Clini et al. [38] reported that overall hospital admissions were lower in patients randomised to NIV and LTOT as compared with LTOT alone (−45% versus +27%). In the study by Köhnlein et al. [36], a decrease in emergency hospital admissions was observed in the NIV group when compared to the control group (2.2 and 3.1 exacerbations per patient per year, respectively).

Evidence summary

Overall 13 RCTs (comparators to NIV are shown in the appendix) evaluated the effect of LTH-NIV on survival in stable hypercapnic patients with COPD; pooled analysis showed that NIV may have little effect on mortality (relative risk (RR) 0.86, 95% CI 0.58–1.27; low certainty) [31, 36, 38–48] or hospitalisations (mean difference (MD) 1.26 fewer hospitalisations, 95% CI 0.08–2.59; low certainty) [36, 38, 49].

Although the presence of hypercapnia is one of the primary indicators to prescribe LTH-NIV in COPD, data suggest only a limited effect of NIV on this outcome. The pooled data over 12 RCTs showed that PaCO2 decreased by 3.37 mmHg (95% CI 0.99 lower to 5.75 lower; moderate certainty) and partial pressure of oxygen in arterial blood (PaO2) increased by 3.09 mmHg (95% CI 1.45 higher to 4.74 higher; moderate certainty) following NIV therapy [31, 36, 39, 41, 43–50]. This minimal effect may be due to the fact that ventilator settings were not titrated to target normal PaCO2 levels. In a subgroup analysis of five RCTs in which NIV was used to target normal PaCO2 levels, the PaCO2 decrease was larger (4.92 mmHg reduction, 95% CI 2.90 lower to 6.94 lower) [36, 39, 46–48]. There was no effect of NIV upon lung function as assessed by forced expiratory volume in 1 s (FEV1) (standardised mean difference (SMD) 0.07 higher, 95% CI 0.14 lower to 0.27 higher; low certainty) or forced vital capacity (SMD 0.10 higher, 95% CI 0.06 lower to 0.26 higher, low certainty) [31, 36, 38, 39, 41, 44, 46–48, 50].

Dyspnoea, exercise capacity, and HRQL are recognised as the most important patient-centred outcomes in the COPD population. Pooled analysis of five RCTs shows that NIV may decrease dyspnoea scores (SMD 0.51 lower, 95% CI 0.06 lower to 0.95 lower; moderate certainty) [39, 43, 46, 47, 50]. NIV may improve exercise capacity and outcomes of pulmonary rehabilitation by resting chronically fatigued respiratory muscles, ameliorating lung mechanics, and daytime gas exchange [39]. Pooled analysis demonstrated an improvement in 6-min walk distance (6MWD) (MD 32.03 m, 95% CI 10.79–53.26 m; moderate certainty), which was higher than minimal important difference (26 m) for severe COPD, in those using NIV [36, 38, 39, 41, 45–47, 49–52].

Seven RCTs evaluated HRQL with a follow-up period ranging between 3 and 12 months; the pooled analysis demonstrated that HRQL was higher with NIV (SMD 0.49 higher, 95% CI 0.01 lower to 0.98 higher; very low certainty) [31, 36, 39, 43, 46, 47, 50]. Included studies had to use one of the multiple validated scales/questionnaires in this population to assess HRQL. Whether NIV using high inspiratory pressure support values might be associated with higher HRQL remains unclear. In the multicentre study of Köhnlein et al. [36], Severe Respiratory Insufficiency (SRI) Questionnaire summary scale score, general health perception subscale of Short Form 36 (SF-36) and St George Respiratory Questionnaire (SGRQ) summary score improved more with NIV than with LTOT alone.

The effect of LTH-NIV on sleep quality has been studied to a lesser extent and only based on subjective assessments. Pooled analysis suggested sleep efficiency was slightly lower in those randomised to NIV (SMD 0.55 lower, 95% CI 1.13 lower to 0.03 higher; low certainty), but the clinical relevance of this is unclear due to heterogeneous measurements of sleep [38, 41, 46]. Minor adverse events such as discomfort, skin damage or rash were more common with NIV therapy (RR 10.35, 95% CI 2.45–43.71; low certainty) when compared to LTOT alone. However, most of these effects are interface-related and may be straightforward to manage [53, 54].

Justification

The guideline panel decided on a conditional recommendation for NIV in the setting of stable chronic hypercapnic COPD patient. This recommendation was based on the evidence suggesting improvements in HRQL, dyspnoea, and exercise tolerance. Even though the certainty in evidence for these outcomes was low to moderate, all were felt to be very important to patients. The evidence also suggested the possibility of small reductions in mortality and hospitalisations, with LTH-NIV, though there was significant imprecision in the pooled effects. Overall, the benefits were felt to outweigh the potential harms including minor adverse events.

In terms of costs, frequent exacerbations and hospital readmissions account for the greatest part of economic burden in COPD patients, and economic data from the included trials suggest that NIV is cost-effective, especially in patients with frequent exacerbations and hospital admissions. Historically, LTH-NIV has been shown to reduce disease-related cost by decreasing the rate of outpatient visits, the hospital admissions, and the length of stay in the hospital [55]. The overall cost-effectiveness of NIV therapy depends on further variables, such as strategy for initiating NIV and close monitoring and follow-up including home care. LTH-NIV has evolved over the past 20 years and today's technology gives us the opportunity to monitor, even remotely, many physiological parameters by built-in software systems of NIV devices [56]. While in higher developing countries there has been a widespread use of LTH-NIV, in the countries with lower income economies, financial constrains may be a major limiting factor for patients who may benefit of LTH-NIV, including those with stable COPD [57].

PICO Question 2: Should LTH-NIV be used after an episode of acute hypercapnic respiratory failure in patients with COPD (as compared to not using NIV)?

Recommendation: The ERS task force suggests LTH-NIV be used in patients with COPD following a life-threatening episode of acute hypercapnic respiratory failure requiring acute NIV, if hypercapnia persists following the episode (conditional recommendation, low certainty evidence).

Background

Severe COPD patients with chronic hypercapnia are most likely to experience re-hospitalisation after a life-threatening episode of acute on chronic respiratory failure. These so-called “revolving doors” patients, are often discharged with a PaCO2 above 55 mmHg after a decompensated or compensated episode of respiratory acidosis due to COPD exacerbation on the background of at least two hospital admission episodes in the previous year [55, 58].

Four RCTs have evaluated the use of LTH-NIV after AHRF [59–62]. The first clinical trial randomised 40 patients with severe stable COPD (PaCO2 ≥55 mmHg) after hospital discharge from AHRF to NIV or standard treatment for 2 years. The use of NIV was not associated with a reduction in mortality but improved several physiological (e.g. PaCO2 and PaO2, 6MWD, mean pulmonary artery pressure), patient-centred (e.g. anxiety, depression, dyspnoea) and healthcare centred (e.g. hospitalisation rates) outcomes [59]. The second trial was a pilot RCT designed to compare continuation of NIV from hospital to home, with sham continuous positive airway pressure (CPAP) used as control, in severe COPD patients who had survived an acute episode treated with NIV and showed persistent hypercapnia at discharge (mean PaCO2 ∼50 mmHg). A total of 47 patients were randomised and the proportion of patients developing an acute exacerbation during the time course of the study was statistically higher in the CPAP group. Of note, 8/23 (35%) of the LTH-NIV patients were withdrawn from the study before completion [60].

Two larger RCTs investigated the clinical efficacy of NIV as a bridging treatment from hospital to the home following a life-threatening exacerbation of COPD requiring acute NIV. In the RESCUE trial, 201 COPD patients admitted to hospital with a life-threatening episode of AHRF and prolonged hypercapnia (mean PaCO2 ∼48 mmHg) greater than 48 h after termination of ventilatory support were randomised to NIV in addition to LTOT or LTOT alone. After 1 year, there was no difference between the two groups in the primary outcome of time to readmission or death. Although NIV was effective in reducing daytime and night-time PaCO2, a similar reducing in PaCO2 was observed in the control group [61].

The HOT-HMV trial studied 116 COPD patients with persistent hypercapnia (PaCO2 >53 mmHg) at 2–4 weeks after a life-threatening episode of acute on chronic respiratory failure treated with acute NIV, were randomised to receive LTH-NIV, in addition LTOT, or LTOT alone. The NIV+LTOT group, compared to the LTOT group, resulted in an increased time to readmission or death within 12 months (4.3 months versus 1.4 months) [62].

It is difficult to translate the results from the earlier studies into advice for the practising clinician due to the small sample sizes, lack of standard definition of acute COPD exacerbation, and lower pressure support levels compared to the later studies. However, major clinical interest was raised by the latter trials, which despite similar trial design and primary outcome measure had differing results in terms of admission-free survival. It is likely that the higher level of PaCO2 at enrolment (mean 48 mmHg versus 53 mmHg), the higher exacerbations rate prior to enrolment and the timing selection of patients with persistent hypercapnia at 2–4 weeks following a life-threatening exacerbation were major determinants of the enhanced outcome in the HOT-HMV trial. Conversely, the early within-hospital assessment of hypercapnia in the RESCUE trial may have led to the inclusion of a subset of patients with spontaneously reversible hypercapnia who do not take benefits from LTH-NIV treatment and consequently a better prognosis. The trajectory of recovery of hypercapnia is likely to have an influence on the outcome and the timing of this recovery needs clarification [24].

Another RCT evaluated the effects of stopping NIV after 6 months post-hospitalisation, finding that patients who remained hypercapnic after 6 months of therapy had clinical worsening and reduced 6 MWD after stopping NIV, compared to those who continued, indicating the importance of careful selection of patients who will continue to benefit from LTH-NIV [63].

Evidence summary

Use of LTH-NIV after AHRF was not associated with a reduction in mortality (RR 0.92, 95% CI 0.67 to 1.25; low certainty), but may reduce exacerbations (SMD 0.19 sd, 95% CI −0.40 to 0.01 sd; low certainty) and hospitalisations (RR 0.61, 95% CI 0.30–1.24; very low certainty) though the study by Cheung et al. [60], at high risk of bias, and with unclear definition of acute exacerbation, makes interpretation of these outcomes difficult. Reassuringly, sensitivity analysis excluding Cheung et al. [60] does not significantly affect the conclusions made for these outcomes. Similarly, NIV may be associated with improvements in dyspnoea scores measured using Medical Research Council Dyspnoea score (MD 0.8 points lower, 95% CI 2.17 lower to 0.58 higher; low certainty) and HRQL measured using SRI (MD 2.89 higher, 95% CI 1.03 lower to 6.8 higher) but these results are limited by imprecision and are of low certainty. NIV likely reduces PaCO2 (MD −3.41 mmHg, 95% CI −4.09 to −2.73; moderate certainty).

Justification of recommendation

The recommendation was primarily based upon the desirable effects of LTH-NIV after a life-threatening episode of acute on chronic respiratory failure, which suggest a small potential reduction in exacerbations and hospitalisations, though the overall certainty of evidence is low, primarily due to imprecision as well as reservations about the risk of bias. The task force considered indirect evidence from PICO question 1 with regard to minor adverse effects and resources required to help to inform the recommendations here, and noted that reassuringly similar desirable effects of NIV were seen in the COPD population both in stable (PICO question 1) and in post-AHRF phase (PICO question 2), with few undesirable effects seen. Other outcome data from PICO question 1 was used for question 2 analysis or recommendation generation. Similarly, the task force considered that the potential significant variability in values and trade-offs between mortality and HRQL with the use of NIV may play a role in shared decision-making about its use in this population, and ultimately the acceptability of NIV as an intervention. The task force considered the resources used similar to that in PICO question 1, though the feasibility of initiating NIV post-exacerbation may be higher, as in some centres clinical pathways exist post-discharge to facilitate initiation of LTH-NIV. Considering all of the above in light of the limitations of the evidence, the task force panel chose to make only a conditional recommendation for the use of LTH-NIV after AHRF. Finally, there was discussion that patients may continue to improve for several weeks post-exacerbation; for this reason, reassessment of hypercapnia 2–4 weeks after the initial episode, as was done in the HOT-HMV trial, could be considered to identify those patients who are most likely to benefit from LTH-NIV.

PICO Question 3: When using LTH-NIV in COPD patients, should NIV settings be titrated to normalise or at least cause a significant reduction in PaCO2 (as compared to titrating not according to PaCO2 levels)?

Recommendation: The ERS task force suggests titrating LTH-NIV to normalise or reduce PaCO2 levels in patients with COPD (conditional recommendation, very low certainty evidence).

Background

In the past two decades, a number of published RCTs aimed at exploring the role of LTH-NIV in those with hypercapnic COPD; however, most did not specifically target normalisation or significant reduction in PaCO2 or directly address nocturnal alveolar hypoventilation. High-intensity NIV, a form of pressure-limited controlled ventilation, that combined stepwise titration of IPAP up to 30 cmH2O with an high backup rate just below the patient's spontaneous breathing frequency, was introduced as a novel therapeutic option in an attempt to maximally decrease elevated PaCO2 to normal levels and, at the same time, to achieve the total control of the patient's spontaneous respiratory activity aiming for substantial rest of the diaphragm [35, 64, 65]. Given to the greater capability of correcting nocturnal alveolar hypoventilation, high-intensity NIV has been reported to be more efficient in terms of clinical and physiological benefits (reduction of nocturnal and diurnal PaCO2 levels; improvement in FEV1, patient-reported exercise-related dyspnoea score, 6MWD and HRQL) than conventional “low-intensity” NIV. Paradoxically, delivery of higher levels of pressure support was associated with better compliance to the treatment, probably as consequence of a greater subjective benefits perceived by chronically symptomatic patients [64–67].

A strategy based on the combination of high pressure support levels and low backup rate, termed “high-pressure” NIV, has been shown to provide the same physiological and clinical improvement in stable hypercapnic COPD compared with “high-intensity” NIV, suggesting that the use of a high backup rate is not necessary to achieve these benefits in such patients [67]. However, the number of patients in this study was considerably small requiring further investigations.

In consideration of the greater haemodynamic impact of “high-intensity” NIV as compared to “low intensity” NIV, positive intrathoracic swing pressure-induced decrease in right heart preload and elevated lung volume-induced increase in pulmonary vascular resistance, detrimental cardiovascular effects (i.e. reduced cardiac output) could develop under very high IPAP levels in very selected phenotypes of COPD patients, especially if pre-existing severe cardiovascular diseases coexist [64, 65]. However, the clinical significance of these effects needs further evaluation. Although it appears that high inspiratory pressure NIV leads to a reduction in hypercapnia, the impact on some patient important outcomes, such as sleep quality, is less certain [66, 67].

Finally, it should be considered that the definition of hypercapnia used amongst the studies targeting NIV to PaCO2 normalisation in stable hypercapnic COPD patients was quite different, sometimes with very low mean baseline PaCO2 levels [61]. Independently from the baseline degree of hypercapnia, a normalisation of elevated PaCO2 levels is unlikely to be achieved in all COPD patients even under high IPAP levels.

Evidence summary

Even though one short-term trial reported physiological benefits of NIV targeted to reduce chronic hypercapnia [34], we did not find any long-term RCTs directly comparing LTH-NIV strategies targeting PaCO2 reduction in those with chronic COPD versus those that did not. For this reason, to address this question, we considered subgroup analysis from PICO question 1 comparing studies that targeted normalisation of PaCO2 as compared to studies that did not target normalisation.

Pooled analysis of five RCTs demonstrated that while “high-intensity” NIV decreases PaCO2 levels at 6 weeks (MD −4.93 mmHg, 95% CI −7.43 to −2.42; low certainty) as compared to “low-intensity” NIV, there was no effect on HRQL as assessed by the SRI (MD 0.95 points higher, 95% CI 8.33 lower to 6.42 higher; low certainty) in the “high-intensity” subgroup [34, 64–66]. There was no effect demonstrated with “high-intensity” NIV on FEV1 (MD 0.04 L higher, 95% CI 0.34 lower to 0.42 higher; low certainty), 6MWD (MD 14 m higher, 95% CI 70.42 lower to 98.42 higher; low certainty), sleep comfort measured by visual analogue scale scale (MD 1 cm higher, 95% CI 28.42 lower to 30.42 higher; very low certainty) or PaO2 levels at 6 weeks (MD 3.4 mmHg higher, 95% CI 2.39 lower to 9.19 higher; low certainty).

Justification

The task force panel decided on a conditional recommendation for targeted reduction of PaCO2 in COPD patients with persistent hypercapnic respiratory failure. Although the benefit was uncertain, this recommendation was driven by the minimal potential harms of targeted PaCO2 reduction [64, 65], though it is recognised that this is unlikely to be achieved in all patients. While there is low certainty of evidence of benefit, the anticipated harms have not been clearly demonstrated, and as such the panel felt the overall balance favoured the intervention. Setting NIV to target a reduction in PaCO2 may require more time spent in hospital [34], and therefore possibly increase costs and decrease feasibility of NIV; however, adherence was significantly better using this strategy.

PICO Question 4: When using LTH-NIV in COPD patients, should we use fixed pressure modes (as compared to adaptive or auto-titrating pressure modes)?

Recommendation: The ERS task force suggests using fixed pressure support mode as first-choice ventilator mode in patients with COPD using LTH-NIV (conditional recommendation, very low certainty evidence).

Background

In general, classical modes of LTH-NIV comprise both pressure-targeted and volume-targeted NIV. During pressure-targeted NIV, the inspiratory pressure is set, while the delivered inspiratory volumes vary according to the impedance of the respiratory system and the patient's respiratory efforts. In contrast, during volume-targeted NIV, a predetermined inspiratory volume is set, while inspiratory pressures are variable. Accordingly, the physiological advantage of volume-targeted NIV is the stability of tidal volume, while pressure-targeted NIV is advantageous regarding leak compensation when the inspiratory flow is increased in case of leak-related dropping pressure. Even though physiological and short-term clinical studies indicate that pressure-targeted NIV is better tolerated due to less varying peak inspiratory pressures, both modes are reported to be comparably effective in providing NIV, though the majority of studies have investigated heterogeneous patient cohorts and not exclusively patients with COPD [68–75]. Long-term studies comparing currently available ventilator modes do not exist, limiting the potential for strong conclusions. However, nearly all studies providing evidence for the use of LTH-NIV in COPD in PICO question 1 and PICO question 2 used pressure-targeted modes rather than volume-targeting modes of NIV, making pressure volume modes the de facto standard in LTH-NIV for COPD.

Recent developments seek to combine the advantages of volume- and pressure-targeted NIV, while avoiding their disadvantages [76]. In addition, there is a physiological rationale supporting the interest in continuously adapting ventilator parameters to fluctuating patient needs during the night and also over the long term. In addition, upper airway patency may vary with body position and sleep stage, especially during rapid eye movement (REM) sleep. Respiratory mechanics may also change as an individual's disease worsens over time. Ideally, LTH-NIV aims to deliver the adequate inspiratory pressure support to achieve targeted minute ventilation and sufficient expiratory pressure for complete stabilisation of the upper airway.

The so-called adaptive or auto-titrating modes have been designed to achieve these objectives even if applied with different software. There was also the hope that automatically identifying adequate settings for a given patient would allow implementation of NIV in non-specialised centres, thus favouring the widespread application of the technique. Conversely, there are certain complications and pitfalls related to these hybrid modes as depicted in detail elsewhere [76].

Evidence summary

Six RCTs compared adaptive or auto-titrating pressure modes (e.g. iVAPS, Resmed, Australia; AVAPS, Philips, USA) to classical pressure support modes [77–82]. These studies were generally not blinded, and of short duration, prohibiting assessment of long-term outcomes such as mortality or hospitalisations. Six studies demonstrated that use of adaptive or auto-titrating modes may result a small reduction in PaCO2 (MD 1.95 mmHg lower, 95% CI 4.29 mmHg lower to 0.40 mmHg higher; low certainty) and little to no difference in oxygenation (SMD −0.04, 95% CI −0.33 to 0.26; low certainty) compared to conventional NIV. Adaptive or auto-titrating modes did not significantly improve HRQL using the SGRQ or the SRI (SMD 0.28, 95% CI −0.66 to 0.10 sd; low certainty evidence), sleep quality measured using a variety of validated instruments (SMD - 0.14, 95% CI −0.53 to 0.26 sd; very low certainty), or exercise tolerance (SMD −0.1, 95% CI −0.51 to 0.30; low certainty) compared to conventional fixed modes of NIV.

Adherence to NIV was equivalent when comparing adaptive or auto-titrating modes to conventional assist modes in five studies [77–81]. Regarding patient-centred outcomes, no improvement in self-reported tolerance [78, 80] or self-reported comfort [77, 78] was achieved with the newer modes. One study used a specific questionnaire to assess acceptability, but again no difference was demonstrated [82].

Justification

While the pooled analyses suggests a small potential benefit to adaptive or auto-titrating modes in PaCO2 reduction, and acceptable adherence, our recommendation is conditional for fixed modes owing to substantial uncertainty of the effects of adaptive or auto-titrating modes, and the heterogeneity across studies for algorithms, brands of devices and lack of detailed information regarding the way adaptive modes function. Moreover, there is uncertain risk of harm with adaptive/auto-titrating modes when there is severe air leak, a common clinical scenario, as adaptive modes require the ventilator to accurately measure/estimate tidal volumes [76]. This raises safety concerns, as inappropriate low volumes could be delivered in this situation, resulting in hypoventilation. The short follow-up of the available trials means there is little data on this potentially serious risk. Furthermore, there may be substantial additional cost to patients to upgrade to a machine equipped with these newer ventilatory modes if a patient is already using an older ventilator; however, for patients starting with new devices the costs may be similar.

Narrative question 1: Do other factors impact the effectiveness of LTH-NIV in COPD?

Patient-related factors

Age and comorbidities

The impact of age of a patient on outcome of LTH-NIV has not been evaluated. Previous RCTs excluded patients above 75 or 80 years old [31, 38, 44]; more recently, studies have not used age exclusion criteria, but the elderly consisted of a very small proportion of the eligible subjects and the average age was around 65 years [36, 61, 62]. Köhnlein et al. [36] excluded patients with “impaired general condition that could preclude regular follow-up visits” when evaluating survival benefit in stable COPD patients. Borel et al. [83], in multivariate analysis of a prospective, observational survey (213 subjects, oldest age patient 76 years old) showed that older age is independently associated with poorer prognosis. Age itself cannot be considered an exclusion criterion. However, associated mental and/or physical disability and a lack of sufficient help of caregivers may significantly impair the efficacy of LTH-NIV. This issue should be addressed by the providers.

All but one RCT [61] excluded subjects with comorbidities such as malignancy, severe heart failure, obstructive sleep apnoea syndrome (OSAS), obesity and unstable angina [31, 36, 38, 44, 48, 60, 62, 63]. As a result, the studied population was very homogenous, comprising patients purely with COPD: so-called “respiratory COPD” [84]. It is, therefore, difficult to answer whether the coexistence of the main COPD comorbidities has any impact on efficacy of LTH-NIV. However, the pathophysiological effect of airway positive pressure can provide additional positive outcomes in COPD patients with comorbidities: specifically, patients with pulmonary congestion or central apnoea due to heart failure, hypoventilation in obese patients and OSAS. Borel et al. [83] demonstrated better prognosis in obese subjects versus non-obese; moreover, the effect was independent of coexisting OSAS. There was no benefit of the use of LTH-NIV in COPD patients with heart failure, but it is noteworthy that in the cohort of Borel et al. [83] the proportion of subjects with heart failure and hypertension was higher in the obese group with better prognosis than in the non-obese group with worse outcomes.

Cachexia is a frequent comorbidity in COPD and is associated with respiratory muscle atrophy-induced dysfunction [84]. Borel et al. [83] found that lower body mass index (BMI) is independently associated with poorer prognosis. In the majority of RCTs, average BMI was about 25 kg·m−2, and subjects with BMI <19 kg·m−2 were usually not enrolled. However, two RCTs on LTH-NIV after acute exacerbation, which enrolled subjects with relatively low BMI (19 kg·m−2 [60] and 21 kg·m−2 [62]), demonstrated significant prolongation of the time to readmission due to acute exacerbation. Finally, a previous study has demonstrated weight gain following NIV commencement, and this was particularly true for cachectic patients [85]. This suggests that cachectic COPD patients who usually suffer from severe dyspnoea and weakness of the respiratory muscles may benefit from LTH-NIV.

In summary, comorbidities are not contraindications to LTH-NIV. Obese patients and patients with overlap syndrome (COPD and OSAS) make up the subgroup that may benefit the most from LTH-NIV. The initiation of LTH-NIV in patients with advanced COPD requires a high amount of motivation and cooperation and it is necessary to allow the patient sufficient time to adapt to NIV, especially when high inspiratory pressures are used [2].

Adherence

Adherence to therapy has a key role in the efficacy of LTH-NIV. However, there is no clear picture of the relationship between the number of hours per night of use and outcomes [38]. Mean compliance in the RCTs which showed survival benefits of LTH-NIV was 4.5 [31] and about 6 h per day [36], respectively. However, McEvoy et al. [31] found the survival advantage was found to be better in the per-protocol analysis (subjects with compliance >4 h per day, 60% of all) than in intention-to-treat analysis. Conversely, Struik et al. [61] found no correlation between number of hours of NIV per night and decrease in PaCO2. One uncontrolled trial demonstrated that adherence higher than 5 h per day improves survival in obese, but not non-obese, COPD patients [83]. Interestingly, authors found high adherence over 9 h per day was a marker of worse prognosis. One explanation is increased dependence on NIV is due to the worsening of the patient status. A minimum use of 5 h per night was found to be needed to reach significant change in PaCO2 after 3 months of treatment in the meta-analysis using individual patient data of all studies on LTH-NIV [7]. In conclusion, 5 h of NIV per day would be a reasonable target; however, if patients do not achieve this, they may still receive clinical benefit.

Equipment related factors

Many technical details with home ventilators, masks, tubes and humidification can decrease tolerance, efficacy and produce secondary effects, affecting adherence to the treatment [1, 86]. NIV can be delivered at home for COPD patients through nasal, oronasal or full face mask. Although nasal masks offer greater patient comfort, they often have the problem of oral leaks, especially during sleep, which in turn influence alveolar ventilation and sleep quality [1]. Currently, prescribers in Europe reported using oronasal masks more often as alveolar ventilation is much better with these than nasal masks, especially when high IPAP levels are used [27, 87–89]. Full face masks can serve as a supplement or an alternative to existing ventilation masks in the event of problems with pressure ulcers. Patients with frequent cough or abundant secretions, either chronically or during an exacerbation, usually do not tolerate oronasal masks and may use a nasal mask temporarily. There is no evidence that a particular interface guarantees greater benefit from LTH-NIV, so the choice should be carefully tailored to the patient choice.

Home ventilators can be used with a single circuit ventilation system with vented masks. The advantage of single circuits is their lower weight compared to double circuit systems and simpler handling, which is particularly important at home.

Circuits with expiratory valves can be also used. The expiration valve is located within the tubing circuit or in the ventilator. In an experimental study, the use of active valve circuits was associated with more efficient PaCO2 reduction when compared to leak port circuits [90], but it remains unclear how this is translated in clinical long-term application.

Ventilators without battery will be used when NIV is used for less time in each 24-h period. If the patient uses it for a longer duration (approximately 12 h per day, depending on individual circumstances) a ventilator with internal battery should be considered.

However, upgrading to a device with an internal battery does incur a significantly greater cost and this added burden may be not be feasible across a range of health systems in lower income economies. In fact, the ventilator-dependence threshold for transitioning to a device with an internal battery may be variable among the different countries [57].

Active humidification is sometimes suggested for NIV [91] as it may improve adherence and comfort, but there is no clear consensus on whether additional heat and humidity are always necessary when the upper airway is not by-passed, such as in NIV. Thus, it could be added if mucosal dryness becomes an issue. Two systems, active humidification through a heated humidifier (HH) and passive humidification through a heat and moisture exchanger (HME), are available for warming and humidifying gases. Use of an HME is not beneficial in patients on NIV with intentional leaks, as the patient does not exhale enough tidal volume to replenish heat and moisture to adequately condition the inspired gas. HME may add additional work of breathing and use of an HME increases dead space and PaCO2, and may increase ventilatory requirements [92]. With HH and intentional leaks, aerosolised contaminated condensate may increase the risk for infection.

Additional therapies

Supplemental oxygenation (LTOT+NIV)

Usually, CRF in the course of COPD starts with hypoxaemia and the first modality of treatment is LTOT, which improves survival [93]. The aim of oxygen therapy when added to LTH-NIV is to maintain adequate oxygenation if this is not achieved by the correction of hypoventilation. The clinician needs to be aware that the dose of oxygen which maintains oxygen saturation when awake can be insufficient during sleep with NIV.

Pulmonary rehabilitation

Pulmonary rehabilitation (PR) is a cost-effective treatment for patients with COPD with the associated benefits of improved HRQL and increased exercise capacity [94–96]. Studies showed an increase in exercise tolerance with the addition of NIV whilst exercising [97–101]. Unfortunately, according to recent systematic reviews and British Thoracic Society (BTS) guidelines the benefits from using NIV during exercise training as add-on treatment to PR in patients with COPD were unclear, probably because of insufficient pressures applied [102–105].

Conversely, the addition of nocturnal LTH-NIV to daytime PR in COPD stable patients is likely to give more benefits. Garrod et al. [43] performed the first study evaluating nocturnal NIV+PR compared to PR alone in non-hypercapnic hypoxaemic patients. They showed that arterial blood gas (ABG) values improved in patients in the NIV+PR group, who also had a greater improvement in exercise tolerance and HRQL than those in group with PR alone. Duiverman et al. [106] compared PR to PR+NIV over 2 years in hypercapnic severe COPD in an RCT. PR+NIV improved HRQL, mood, dyspnoea, ABG values, exercise tolerance and prevented as rapid decline of lung function. However, exacerbation frequency and mortality were not significantly different between groups. Coquart et al. [107] found that home-based PR in patients with NIV is feasible. They compared PR in patients on nocturnal CPAP, nocturnal NIV, LTOT or no additional equipment. They showed that the NIV group significantly increased walking distance when compared to the other conditions. Marquez-Martin et al. [50] performed an RCT over 12 weeks comparing groups allocated to either PR, NIV or PR+NIV. Patients reportedly received 6 to 8 h per night of NIV. There were improvements in exercise capacity for the PR and PR+NIV groups but not the NIV group alone. There were improvements in ABG values for the NIV and NIV+PR groups, and the improvement was greater in the NIV+PR group.

There is a lack of data on enhancing LTH-NIV with PR; however, the addition of PR to nocturnal NIV in COPD may have potential benefits of increasing exercise capacity and HRQL.

Strategies to manage bronchopulmonary secretions

Consideration may be given to the use of airway clearance techniques for patients with COPD in both acute and stable disease; however, current studies suggest that the benefits achieved may be small [108]. Airway clearance techniques in COPD patients may decrease hospitalisations [109]. It is logical that being free of secretions would help with adherence to NIV as there would be less coughing, which can be a barrier to the use of ventilatory support. Moreover, being secretion-free reduces the resistance of airways, and consequently improves ventilation, which may also contribute to improvements in ABG values. Mechanical insufflation–exsufflation devices are used in patients with NIV. There is no evidence that these devices increase cough effectiveness in patients with COPD [110], unless they have respiratory muscle weakness. However, no studies have compared LTH-NIV versus LTH-NIV and airway clearance techniques in patients with COPD.

Mucolytics are potentially useful for the management of COPD in patients that have tenacious secretions. A Cochrane review [111] and meta-analysis [112] found that mucolytic therapy led to an increase possibility of being exacerbation-free compared to placebo. However, due to much heterogeneity between the studies, these data should be interpreted with caution. More recently, a European Respiratory Society/American Thoracic Society guideline [113] recommends an oral mucolytic in patients with moderate to severe airflow obstruction and exacerbations despite optimal inhaled therapy. No studies have compared LTH-NIV versus LTH-NIV and mucolytics in patients with COPD. However, it would seem reasonable to treat patients who complain of secretion retention to prevent secretions being a barrier to LTH-NIV in COPD.

Narrative question 2: How can clinicians monitor and follow-up patients during LTH-NIV?

The recommendation of using high inspiratory pressure levels in COPD receiving LTH-NIV is to achieve a substantial decrease in PaCO2. The key thing is to document a reduction in PaCO2 during NIV. More sophisticated monitoring should be reserved for cases when expected results with NIV are not achieved. In a recent preliminary study, pressure titration with simplified methods in a cohort of COPD–OSAS overlap patients achieved similar clinical effectiveness in terms of change in 3-month daytime PaCO2, HRQL and sleep quality compared to polysomnography-based pressure titration [114].

The American Sleep Association recommends for the follow-up the assessment of clinical symptoms and an analysis of oxygenation and PaCO2 values during wakefulness and quiet breathing [115]. Management as outpatients, with associated cost savings, is possible following a strict protocol based on symptoms, ABG assessment, and simple monitoring tools [116]. Clinical evaluation should be focused on symptoms of nocturnal hypoventilation and discomfort with the device [1].

Nocturnal gas exchange monitoring (continuous oxygen saturation and transcutaneous carbon dioxide tension (PtcCO2) measurement) is common in clinical practice [1, 61, 62, 117, 118]. Home-ventilated COPD patients often receive oxygen therapy with NIV, negating the usefulness of oxygen saturation with pulse oximetry monitoring for detecting nocturnal hypoventilation. On the other hand, isolated values of daytime PaCO2 cannot rule out nocturnal hypoventilation, particularly in neuromuscular patients [119]. Nocturnal monitoring with PtcCO2 allows detecting nocturnal hypoventilation as there is minimal drift with modern devices [120]. In the recent HOT-HMV trial, there was a statistically significant reduction in nocturnal PtcCO2 levels on the night after initiation of NIV, which reportedly persisted to 12 months [62]. Finally, uncontrolled nocturnal hypoventilation seems to be related to increased risk of exacerbations and pulmonary hypertension [121]. End tidal carbon dioxide monitoring should never be used to approximate PaCO2 in patients with COPD during spontaneous breathing or NIV, and is even less reliable in patients with invasive ventilation [122, 123]

In recent years, improvements introduced by manufacturers in their models have led these devices to act both as ventilators and monitors. Data stored in the internal memory of such devices provide information about compliance, pattern of usage, respiratory rate, percentage of patient triggered breaths, leakage and, in some models, “breath to breath” display of pressure and flow time waveforms. Changes in some of the recorded parameters (e.g. respiratory rate and patient triggered breaths) in the preceding days have been able to predict exacerbations in COPD patients receiving LTH-NIV [124]. In addition, some manufacturers have developed algorithms for automatic estimation of leaks and residual upper airway obstructions (UAO). Residual UAO is common in patients undergoing nocturnal NIV [125] and their lack of correction has been associated with increased mortality in amyotrophic lateral sclerosis patients [126]. UAO estimation by algorithms showed reasonable accuracy compared with polysomnography and manual scoring [127]. For the near future, technical advances in these devices would allow their integration in telemedicine programmes, although specific studies in COPD home ventilated patients are lacking. Interestingly, telemonitoring added to standard care did not alter time to next acute hospital admission, increase hospital admissions and home visits overall, and did not improve HRQL in a cohort of patients with CRF in a randomised crossover trial [128].

Finally, patient–ventilator asynchrony (PVA) may occur during the night. Theoretically, these events can compromise the effectiveness of the ventilation, but their importance remains unknown, mainly for two reasons: the absence of validated guidelines containing the classification of PVA and the scoring procedure in home mechanically ventilated patients, and the limited number of studies addressing this issue, with conflicting results. In a small cohort of COPD patients receiving NIV at home, the adjustments directed towards the decrease in PVA improved morning breathlessness [129]. However, in another study, PVA has been demonstrated to have no impact on overnight gas exchange during set-up of LTH-NIV [130].

In summary, monitoring of COPD patients on LTH-NIV is focused on the control of nocturnal hypoventilation with overnight carbon dioxide monitoring. Further research on patient ventilator interactions is needed.

Conclusion

The task force developed actionable recommendations for four PICO questions, and narrative summaries for two other questions. These recommendations are accompanied by discussions of implementation considerations and suggestions for future research (table 3).

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TABLE 3

Future high-priority research questions

This clinical practice guideline was produced using comprehensive GRADE methodology. Each PICO question was informed by a comprehensive systematic review and certainty of evidence evaluated in order to guide discussion. Recommendation generation was performed using the Evidence-to-Decision process to ensure all relevant considerations were incorporated. One limitation in this guideline is the lack of patient input for PICO questions and outcome prioritisation. Despite this, the task force panel specifically tried to focus and prioritise patient-centred outcomes from available literature data, such as dyspnoea, quality of sleep and HRQL, and use these outcomes to drive recommendation generation. Given the limitations of the evidence, decisions about implementing LTH-NIV in COPD for many patients will depend upon resource constraints: whether NIV is funded by insurers, whether acclimation takes place in hospital or a sleep lab, etc. The feasibility of these recommendations may thus vary across health systems.

Our recommendations, based on the best available evidence, can guide the management of chronic hypercapnic respiratory failure in COPD patients aimed at improving patient outcomes. However, they should be interpreted as conditional recommendations and should be implemented based on patient-related factors, including individual values and preferences. Adequately designed and executed RCTs that properly measure and report all patient-important outcomes are still needed. We anticipate significant progress in the field of LTH-NIV in the forthcoming years and, as such, these recommendations will require re-evaluation in the future.

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Footnotes

  • This document was endorsed by the ERS Executive Committee on 14 August 2019.

  • The guidelines published by the European Respiratory Society (ERS) incorporate data obtained from a comprehensive and systematic literature review of the most recent studies available at the time. Health professionals are encouraged to take the guidelines into account in their clinical practice. However, the recommendations issued by this guideline may not be appropriate for use in all situations. It is the individual responsibility of health professionals to consult other sources of relevant information, to make appropriate and accurate decisions in consideration of each patient's health condition and in consultation with that patient and the patient's caregiver where appropriate and/or necessary, and to verify rules and regulations applicable to drugs and devices at the time of prescription.

  • This article has supplementary material available from erj.ersjournals.com

  • Conflict of interest: B. Ergan reports personal fees for advisory board work from Breas, outside the submitted work.

  • Conflict of interest: S. Oczkowski has nothing to disclose.

  • Conflict of interest: B. Rochwerg has nothing to disclose.

  • Conflict of interest: A. Carlucci reports personal fees for consultancy from Resmed and Breas, personal fees for lectures from Philips, outside the submitted work.

  • Conflict of interest: M. Chatwin has received lecturing fees on the subject of cough augmentation from Breas Medical, MPR and Phillips, is a member of Breas clinical advisory board, and has attended a tele-monitoring development meeting with Resmed.

  • Conflict of interest: E. Clini has nothing to disclose.

  • Conflict of interest: M. Elliott reports personal fees from Philips-Respironics, ResMed, and Fisher and Paykel, outside the submitted work.

  • Conflict of interest: J. Gonzalez-Bermejo has nothing to disclose.

  • Conflict of interest: N. Hart reports unrestricted grants from Fisher Paykel, Philips and Resmed within and outside the direct area of work commented on here with the funds held and managed by Guy's and St Thomas' NHS Foundation Trust; financial support from Philips for development of the MYOTRACE technology that has patent filed in Europe (US patent pending) outside the area of work commented on here; personal fees for lecturing from Philips-Respironics, Philips, Resmed, Fisher-Paykel both within and outside the area of work commented on here with funds held by Guy's and St Thomas' Charity; membership of the Pulmonary Research Advisory Board for Philips outside the area of work commented on here with the funds for this role held by Guy's and St Thomas' NHS Foundation Trust; and is Joint Editor-in-Chief for Thorax.

  • Conflict of interest: M. Luján reports to be member of the Clinical Advisory Board from Breas and received speaking fees from ResMed and Philips, during the conduct of the study.

  • Conflict of interest: J. Nasilowski reports personal fees for lectures from ResMed and Phillips, and employed consultancy from AirLiquide, outside the submitted work

  • Conflict of interest: S. Nava reports personal fees for advisory board work from Breas and Philips, grants from Fisher and Paykel, outside the submitted work.

  • Conflict of interest: J.L. Pépin reports grants from Air Liquide Foundation, Mutualia and Vitalaire, grants and personal fees from Agiradom, AstraZeneca, Philips and Resmed, personal fees from Boehringer Ingelheim, Jazz Pharmaceutical, Night Balance and SEFAM, outside the submitted work.

  • Conflict of interest: L. Pisani reports personal fees and travel expense reimbursement from Resmed, travel expense reimbursement from Fisher and Paykel, personal fees from Chiesi and Menarini, outside the submitted work

  • Conflict of interest: J.H. Storre reports grants and personal fees for lectures from Heinen und Löwenstein and VitalAire, grants, personal fees for lectures and non-financial support for meeting attendance from Vivisol GmbH, grants from Weinmann Deutschland, personal fees for consultancy/advisory board work from Breas Medical, during the conduct of the study; personal fees for consultancy and lectures, and non-financial support for meeting attendance from Boehringer Ingelheim Pharma, personal fees for consultancy and lectures from SenTec AG, Keller Medical GmbH, Linde Deutschland and Santis GmbH, outside the submitted work.

  • Conflict of interest: P. Wijkstra reports grants and personal fees from Philips, Resmed, grants from Vital Air, Vivisol and Goedegebuure, personal fees from Synapse and Bresotec, outside the submitted work.

  • Conflict of interest: T. Tonia acts as ERS methodologist.

  • Conflict of interest: J. Boyd is an employee of the European Lung Foundation.

  • Conflict of interest: R. Scala has nothing to disclose.

  • Conflict of interest: W. Windisch reports grants from Weinmann/Germany, Vivisol/Germany, Heinen und Löwenstein/Germany, VitalAire/Germany and Philips/Respironics/USA, during the conduct of the study; lecture fees from companies dealing with mechanical ventilation (Weinmann/Germany, Vivisol/Germany, Heinen und Löwenstein/Germany, VitalAire/Germany and Philips/Respironics/USA), outside the submitted work.

  • Support statement: This work was funded by the European Respiratory Society (grant: 2017-01). Funding information for this article has been deposited with the Crossref Funder Registry.

  • Received May 19, 2019.
  • Accepted July 13, 2019.
  • Copyright ©ERS 2019
https://www.ersjournals.com/user-licence

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European Respiratory Society guidelines on long-term home non-invasive ventilation for management of COPD
Begum Ergan, Simon Oczkowski, Bram Rochwerg, Annalisa Carlucci, Michelle Chatwin, Enrico Clini, Mark Elliott, Jesus Gonzalez-Bermejo, Nicholas Hart, Manel Lujan, Jacek Nasilowski, Stefano Nava, Jean Louis Pepin, Lara Pisani, Jan Hendrik Storre, Peter Wijkstra, Thomy Tonia, Jeanette Boyd, Raffaele Scala, Wolfram Windisch
European Respiratory Journal Sep 2019, 54 (3) 1901003; DOI: 10.1183/13993003.01003-2019

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European Respiratory Society guidelines on long-term home non-invasive ventilation for management of COPD
Begum Ergan, Simon Oczkowski, Bram Rochwerg, Annalisa Carlucci, Michelle Chatwin, Enrico Clini, Mark Elliott, Jesus Gonzalez-Bermejo, Nicholas Hart, Manel Lujan, Jacek Nasilowski, Stefano Nava, Jean Louis Pepin, Lara Pisani, Jan Hendrik Storre, Peter Wijkstra, Thomy Tonia, Jeanette Boyd, Raffaele Scala, Wolfram Windisch
European Respiratory Journal Sep 2019, 54 (3) 1901003; DOI: 10.1183/13993003.01003-2019
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