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Risk factors for lung cancer worldwide

Jyoti Malhotra, Matteo Malvezzi, Eva Negri, Carlo La Vecchia, Paolo Boffetta
European Respiratory Journal 2016 48: 889-902; DOI: 10.1183/13993003.00359-2016
Jyoti Malhotra
1Tisch Cancer Institute, Icahn School of Medicine at Mount Sinai, New York, NY, USA
2Rutgers Cancer Institute of New Jersey, Robert Wood Johnson Medical School, New Brunswick, NJ, USA
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Matteo Malvezzi
3Dept of Clinical Sciences and Community Health, University of Milan, Milan, Italy
4Dept of Epidemiology, IRCCS – Istituto di Ricerche Farmacologiche Mario Negri, Milan, Italy
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Eva Negri
4Dept of Epidemiology, IRCCS – Istituto di Ricerche Farmacologiche Mario Negri, Milan, Italy
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Carlo La Vecchia
3Dept of Clinical Sciences and Community Health, University of Milan, Milan, Italy
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  • For correspondence: carlo.lavecchia@unimi.it
Paolo Boffetta
1Tisch Cancer Institute, Icahn School of Medicine at Mount Sinai, New York, NY, USA
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Abstract

Lung cancer is the most frequent malignant neoplasm in most countries, and the main cancer-related cause of mortality worldwide in both sexes combined.

The geographic and temporal patterns of lung cancer incidence, as well as lung cancer mortality, on a population level are chiefly determined by tobacco consumption, the main aetiological factor in lung carcinogenesis.

Other factors such as genetic susceptibility, poor diet, occupational exposures and air pollution may act independently or in concert with tobacco smoking in shaping the descriptive epidemiology of lung cancer. Moreover, novel approaches in the classification of lung cancer based on molecular techniques have started to bring new insights to its aetiology, in particular among nonsmokers. Despite the success in delineation of tobacco smoking as the major risk factor for lung cancer, this highly preventable disease remains among the most common and most lethal cancers globally.

Future preventive efforts and research need to focus on non-cigarette tobacco smoking products, as well as better understanding of risk factors underlying lung carcinogenesis in never-smokers.

Abstract

Tobacco smoking is the major determinant of lung cancer risk; genetics, occupation, pollution, poor diet also contribute http://ow.ly/4mRbUQ

Introduction

Lung cancer is the most frequent malignant neoplasm among men in most countries and the main cause of cancer death in both sexes, accounting for an estimated 27% of total cancer deaths in the USA in 2015 and 20% in the European Union (EU) in 2016 [1, 2]. According to GLOBOCAN, in 2012 lung cancer accounted for an estimated 1 242 000 new cases among men, which is 17% of all cancers excluding non-melanoma skin cancer, and 583 000 (9%) of new cancer cases among women [3]. Approximately 58% of all cases occur in middle- and low-income countries [4]. Lung cancer also accounts for 19% of all cancer deaths [5]. Among both women and men, the incidence of lung cancer is low in people aged <40 years and increases up to age 75–80 years in most populations. The decline in incidence in the older age groups can be explained, at least in part, by incomplete diagnosis or by a generation (birth-cohort) effect, as in several countries the peak of the tobacco-related lung cancer epidemic has been reached by generations born in the 1930–1940s [6].

Table 1 presents the age-standardised mortality rates from lung cancer in men and women (at all ages) in selected countries worldwide and in the EU as a whole, in 2000–2004, 2005–2009 and 2012 (or closest year available for most countries), with the corresponding percent change. These figures were obtained from official lung cancer death certification data from the World Health Organization database [7]. Between 2002 and 2012, overall lung cancer mortality increased by 17.5% in the EU in women. Increases were observed in most European countries, with the exception of Denmark, Georgia and the Russian Federation. Worldwide, similar increases were also observed in most countries except for Central American countries (Mexico and Panama) and the USA. For men, overall lung cancer mortality between 2002 and 2012 decreased by 13.5% in the EU. Declines were also noted in several countries worldwide. Figure 1 shows joinpoint analyses of the trends in age-standardised mortality rates from lung cancer between 1980 and 2012 (or the most recent available year) in men and women from 23 selected European countries and the EU at all ages. Figure 2 shows the same statistics for eight other countries worldwide. In women, overall lung cancer mortality increased up to the most recent calendar year in most European countries, as well as worldwide. In a few countries characterised by earlier peaking (i.e. Denmark, UK and USA), mortality rates levelled off or declined over the most recent calendar year. Female lung cancer rates remain low and have not increased significantly in Russian women. Conversely, men showed a decline in lung cancer mortality in most countries except for a few, i.e. Brazil, Portugal and Bulgaria [8].

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TABLE 1

World standardised lung cancer death rates per 100 000 people (all ages) in selected countries in the periods 2000–2004, 2005–2009 and 2012 (or closest year available) and corresponding percent changes

FIGURE 1
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FIGURE 1

Trends in age-standardised (world standard population) death rates for lung cancer per 100 000 people (all ages) from 1980 to 2012 (or most recent available year) in 23 European countries and the European Union (EU).

FIGURE 2
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FIGURE 2

Trends in age-standardised (world standard population) death rates for lung cancer per 100 000 people (all ages) from 1980 to 2012 (or most recent available year) in eight selected countries worldwide.

Thus, the decline in lung cancer mortality rates in men have continued over recent years, and are projected to persist in the near future [6]. Overall, female lung cancer mortality has been lower than in men but has been increasing up to recent years in most countries. Trends in lung cancer mortality can be interpreted in terms of different patterns of smoking prevalence in subsequent cohorts of people in various countries [9, 10]. An increase in tobacco consumption was paralleled a few decades later by an increase in the incidence of lung cancer, and a decrease in consumption is followed by a decrease in incidence. Similarly, the temporal lag in trends in female and male lung cancer mortality reflects historical differences in cigarette smoking between subsequent female and male cohorts [11, 12].

Genetic risk factors

Family history and high-penetrance genes

A positive family history of lung cancer has been found to be a risk factor in several registry-based studies that have reported a high familial risk for early-onset lung cancer [13]. Increased relative risks were found even after careful adjustment for smoking [14]. A linkage analysis of high-risk pedigrees identified a major susceptibility locus to chromosome 6q23–25 [15]. Lung cancer risk is also increased within the framework of the Li–Fraumeni syndrome, characterised by germline mutation in the tumour-suppressor gene p53 [16].

Genetic polymorphisms

Recent genome-wide association (GWA) studies have been able to identify multiple genetic polymorphisms underlying lung cancer risk by utilising up to a million tagging single-nucleotide polymorphisms (SNP) to identify common genetic variations. Table 2 summarises the evidence of an association between genetic variants and lung cancer. The three main susceptibility loci identified are in the 15q25, 5p15 and 6p21 regions [20, 30, 31], but many other common variants have also been reported, as listed in table 2. GWA studies explain only a proportion of the overall genetic variance with lung cancer but the fact that only a minority of smokers develop cancer supports the hypothesis that genetic susceptibility might contribute to carcinogenesis.

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TABLE 2

Genetic variants identified to be associated with lung cancer risk

Three separate GWA studies of lung cancer provided strong evidence for a susceptibility region in 15q25.1 with a consistent measure of effect between the studies [20, 30, 31]. Both the SNPs rs1051730 and rs8034191 corresponding to the region identified in these studies map to a 100-kb region of strong linkage disequilibrium on chromosome 15 extending from 76 593 078 bp to 76 681 394 bp. The 15q25 susceptibility region contains six identified coding regions, including three cholinergic nicotine receptor genes (CHRNA3, CHRNA5, and CHRNB4), encoding nicotinic acetylcholine receptors in neuronal and other tissues [30]. Variants on the 15q25 locus are also associated with increased vulnerability to tobacco addiction and altered smoking behaviour, including increasing the number cigarettes smoked per day [31, 34, 35]. In fact, a small increase in cigarette smoking leads to an association in the order of that reported for those loci. Since nicotinic acetylcholine receptors mediate sensitivity to nicotine, it has been proposed that variant receptors might increase addiction to tobacco and, therefore, exposure to tobacco carcinogens. 15q25 is the only locus which has been consistently replicated in all types of lung cancer, irrespective of lung cancer histology [26]. Another novel susceptibility locus at 9p21 reported in Caucasians is restricted to squamous cell lung cancer only [26].

The susceptibility locus in 5p15.33 represents a region that includes TERT (human telomerase reverse transcriptase gene) and CLPTM1L (cleft lip and palate transmembrane-1-like gene) [20]. Two variants in this region, rs402710 (OR 1.15; p-value: 7×10−5) and rs2736100 (OR 1.09; p-value: 0.016), which are not strongly associated with each other, were both reported to be associated with lung cancer risk. TERT is the reverse transcriptase component of telomerase that is essential for telomerase enzymatic activity and maintenance of telomeres. Telomerase is responsible for telomere regeneration and up to 90% of human tumours show telomerase activity [36]. There are some variations of race and ethnicity in the association between these susceptibility loci and lung cancer risk. A GWA study in Han Chinese subjects did not replicate the findings for 15q and 6p regions but confirmed previously identified loci in 5p region [17]. In addition, a number of new loci have been reported in Asians including 3q28 [17, 18] and 22q12.2 [17].

Some analyses have focused on pathway-based approaches to complement single SNP analysis by incorporating biological knowledge [37, 38]. A large pooled analysis of six studies to investigate associations between 7650 genetic variants in 720 genes related to inflammation pathways and lung cancer risk identified one novel variant (rs2741354 in EPHX2 at 8q21.1; p-value: 7.4×10−6 after correcting for multiple comparisons), and confirmed the associations between the 5p and 6p regions with lung cancer risk [25]. Another analyses used imputation to the 1000 Genomes Project using pooled GWA data in European subjects and identified large-effect associations for squamous cell lung cancer with the rare variants BRCA2 p.Lys3326X (rs11571833) and CHEK2 p.Ile157Thr (rs17879961) [39]. This demonstrated that imputation can identify rare variants associated with cancer risk using pre-existing GWA data.

Tobacco smoking

Tobacco smoking is the major cause of all major histological types of lung cancer. A carcinogenic effect of tobacco smoke on the lung was demonstrated in epidemiological studies conducted since the early 1950s and has been recognised by public health and regulatory authorities since the mid-1960s [40]. The geographic and temporal patterns of the disease largely reflect tobacco consumption accumulated during previous decades [41, 42]. The excess risk among continuous smokers relative to that among never-smokers is in the order of 20- to 50-fold. Duration of smoking should be considered the strongest determinant of lung cancer risk in smokers [43]. Newer, low-yield cigarettes caused a shift in the site of disease (from trachea and bronchus to peripheral lung), and hence in the histology of lung cancer, from predominantly squamous cell to adenocarcinoma. Their impact on overall lung cancer risk, as compared to older, higher tar cigarettes, is still open to quantification [44]. The relative risk decreases in ex-smokers, and a favourable effect of stopping is apparent even for cessation later in life. However, an excess risk throughout life probably persists even in long-term quitters [42]. The importance of tobacco smoking in the causation of lung cancer complicates the investigation of other causes because tobacco smoking may act as a powerful confounder or modifier.

Although cigarettes are the main tobacco product smoked in western countries, an exposure–response relationship with lung cancer risk has also been shown for cigars, cigarillos and pipes, indicating a carcinogenic effect of these products [42]. An increased risk of lung cancer has also been shown following consumption of local tobacco products, such as bidi and hookah in India, khii yoo in Thailand and water pipe in China [42]. The higher rate of lung cancer among African–Americans compared to other ethnic groups in the USA is probably explained by their higher tobacco consumption [45]. The lower risk of lung cancer among smokers in China and Japan compared to Europe and North America might be due to the relatively recent introduction of regular heavy smoking in Asia, although differences in the composition of traditional smoking products and in genetic susceptibility might also play a role [46].

The epidemiological evidence and biological plausibility support a causal association between second-hand exposure to cigarette smoke and lung cancer risk in nonsmokers [47] with the excess risk in the order of 20–30% for a nonsmoker married to a smoker [48, 49]. The effect of involuntary smoking appears to be present for both household exposure, mainly from spousal and workplace exposure [49, 50], and perhaps from involuntary childhood smoking exposure [51]. Few studies have investigated the risk of lung cancer among users of smokeless tobacco products. In two large cohorts of US volunteers, the relative risk for spit tobacco use among nonsmokers was 1.08 (95% CI 0.64–1.83) and 2.00 (95% CI 1.23–3.24), respectively [52]. Overall, the evidence of increased risk of lung cancer from use of smokeless tobacco products is weak; the apparent protective effect detected in studies including smokers might be due to uncontrolled negative confounding, or reduced smoking among users of smokeless tobacco.

Diet and alcohol

There is evidence from case–control studies that a diet rich in vegetables and fruits, especially cruciferous vegetables, may exert some protective effect against lung cancer [53, 54]. However, results of prospective studies with detailed information on dietary intake are less consistent in showing a similar effect [55]. Possible reasons for the inconsistent results include bias from retrospective dietary assessment, misclassification and limited heterogeneity of exposure in cohort studies, residual confounding by smoking, and variability in food composition. Isothiocyanates are a group of chemicals with cancer-preventive activity in experimental systems, and may be responsible for some reduced risk of lung cancer in relation to high intake of cruciferous vegetables.

High intake of meat, in particular fried or well-done red meat, may increase the risk of lung cancer [56] and this may be related to formation of nitrosamines during cooking [57]. A pooled analysis of eight cohort studies provided no evidence of an increased risk of lung cancer with a high intake of either total fat or saturated fat [58]. Many studies have addressed the risk of lung cancer according to estimated intake of either β-carotene or total carotenoids (which in most cases correspond to the sum of α- and β-carotene) [59]. The evidence of a protective effect from most observational studies has been refuted by the results of randomised intervention trials based on β-carotene supplementation [60, 61]. In two of the studies, which included smokers or workers exposed to asbestos, a significant increase in the incidence of lung cancer was observed in the treated groups; in the remaining studies, no effect was ascertained [60, 61]. The difference in results between observational studies and preventive trials can be explained by confounding factors in fruits and vegetables other than β-carotene, or by the fact that high, nonphysiological doses of β-carotene might cause oxidative damage, in particular among smokers [62]. There is evidence from observational studies that low levels of vitamin D are associated with lung cancer risk [63]; however, results of randomised trials do not provide supportive evidence, arguing for caution when drawing conclusions.

Coffee drinking has been associated with lung cancer in a report from the NIH-AARP study (HR (95% CI) for ≥6 cups·day−1 compared with none: 4.56 (4.08–5.10)) [64]. However, this association was substantially attenuated after adjusting for smoking (1.27 (1.14–1.42)) as coffee drinkers were more likely to be smokers than non-coffee drinkers [64]. Also, no evidence of an increased risk has been reported in studies of never-smokers [54]. There is some evidence of a chemopreventive effect of tea, notably green tea, in smokers [65]. However, the overall evidence is not consistent.

Given the strong correlation between alcohol consumption and tobacco smoking in many populations, it is difficult to elucidate the contribution of alcohol to lung carcinogenesis while properly controlling for the potential confounding effect of tobacco. Meta-analyses have indicated that the increased risk of lung cancer observed among alcoholics is mainly attributable to such residual confounding, since no consistent association was observed in never-smokers [66], but a smoking-adjusted association was suggested for high alcohol consumption [67, 68]. This conclusion was confirmed by a pooled analysis of seven cohort studies [69].

Chronic inflammation from infections and other medical conditions

Patients with chronic obstructive pulmonary disease are at increased risk for lung cancer, and a number of studies have suggested that this is independent of smoking [70–72]. However, one study has not confirmed this and concludes that it is impossible to exclude a residual effect of smoking in the published literature [73]. A meta-analysis of lung cancer studies and asthma in never-smokers reported a relative risk of 1.8 (95% CI 1.3–2.3) [74]. These results are similar to analysis restricted to studies controlling for smoking, but this is mainly based on case–control studies [75].

Patients with pulmonary tuberculosis have been found to be at increased risk of lung cancer [76]. In the most informative study, involving a large cohort of tuberculosis patients from Shanghai, China [77], the relative risk of lung cancer in the subjects with a history of tuberculosis was 1.5 and 20 years after the diagnosis of tuberculosis was 2.0; a correlation was also seen with the location of the tuberculosis lesions. Whether the excess risk is caused by the chronic inflammatory status of the lung parenchyma or by the specific action of the Mycobacterium is not clear. Six studies exploring risk of lung cancer among individuals with markers of Chlamydia pneumoniae infection consistently detected a positive association [78]. However, studies based on pre-diagnostic samples had lower risk estimates than studies based on post-diagnostic samples. No association between infection with human papilloma virus and lung cancer has been established [79, 80].

Ionising radiation

Exposure to ionising radiation increases the risk of lung cancer [81]. This increased risk has been reported in atomic bomb survivors, as well as patients treated with radiotherapy (RR 1.5–2 for cumulative exposure in excess of 100 cGy) [82]. Underground miners exposed to radioactive radon and its decay products, which emit α-particles, have been consistently found to be at increased risk of lung cancer [83]. A pooled analysis of 11 cohorts estimated an apparently linear, ∼6% risk increase per working-level year of exposure (1 working-level year=1 working-level exposure×170 h×12 months) [84]. There was also evidence that smoking synergistically modifies the carcinogenic effect of radon [84]. Today the main concern about lung cancer risk from radon and its decay products comes from residential rather than occupational exposure. A pooled analysis of 13 European case–control studies resulted in a relative risk of 1.084 (95% CI 1.030–1.158) per 100 Bq·m−3 increase in measured indoor radon [85]. After correction for the dilution caused by measurement error, the relative risk was 1.16 (95% CI 1.05–1.31). The exposure–response relationship was linear with no evidence of a threshold. A similar analysis of North American studies came to the same conclusion [86]. The US Environment Protection Agency estimates it to be the second leading cause of lung cancer in the USA. Thus, indoor radon exposure might be an important cause of lung cancer.

Occupational exposures

Occupational exposures play a significant role in lung cancer aetiology, and the risk of lung cancer is increased among workers employed in a number of industries and occupations [87]. Two studies have reported an estimate of the proportion of lung cancer cases attributable to occupational agents in the UK to be 14.5% overall [88] and 12.5% in men in France [89]. The most important occupational lung carcinogens are reported to be asbestos, silica, radon, heavy metals and polycyclic aromatic hydrocarbons [90].

Asbestos

All different forms of asbestos (chrysotile and amphiboles, including crocidolite, amosite and tremolite) are carcinogenic to the human lung, although the potency of chrysotile is lower than that of other types probably due to its earlier clearance [91, 92]. In many low- and medium-resource countries, occupational exposure remains widespread.

Metals and mixed occupation exposures

Chromium [VI] compounds increase the risk of lung cancer among chromate production workers, chromate pigment manufacturers, chromium platers and ferrochromium producers. No such risk has been detected among workers exposed only to chromium [III] compounds.

Studies of nickel miners, smelters, electrolysis workers and high-nickel alloy manufacturers showed an increased risk of lung cancer [93]. The available evidence does not allow a clear separation between different nickel salts to which workers are exposed. An increased risk of lung cancer has also been reported among workers in cadmium-based battery manufacture, copper cadmium alloy workers and cadmium smelters, but the evidence is not as strong as for other agents [94]. High-level exposure to inorganic arsenic mainly occurs among workers employed in hot smelting; other groups at increased risk are fur handlers, manufacturers of sheep-dip compounds and pesticides, and vineyard workers [93]. An increased risk of lung cancer has also been reported among people exposed to high levels of arsenic in drinking water [95]. A non-linear exposure–response relationship was observed in most of the studies showing an association between lung cancer risk and arsenic, with no apparent effect for low-dose exposure.

Silica

An increased risk of lung cancer has been consistently reported in cohorts of silicotic patients [96]. Many studies investigated crystalline silica-exposed workers in foundries, pottery making, ceramics, diatomaceous earth mining, brick making and stone cutting, some of whom might have developed silicosis. An increased risk of lung cancer was reported by some, but not all, studies and in the positive studies the increase was small, with evidence of an exposure–response relationship in the high-exposure range [97].

Polycyclic aromatic hydrocarbons

Polycyclic aromatic hydrocarbons are a complex and important group of chemicals formed during combustion of organic material. An increased risk of lung cancer has been reported in several industries and occupations involving exposure to polycyclic aromatic hydrocarbons, such as aluminium production, coal gasification, coke production, iron and steel founding, tar distillation, roofing and chimney sweeping [98, 99]. An increase has also been suggested in a few other industries, including shale oil extraction, wood impregnation, roofing and carbon electrode manufacture, with the suggestion of an exposure–response relationship. Motor vehicle and other engine exhausts represent an important group of mixtures of polycyclic aromatic hydrocarbons, since they contribute significantly to air pollution. The available epidemiological evidence shows an excess risk among workers with high occupational exposure to diesel engine exhaust [100].

Diesel exhaust

Most studies of the association between diesel exhaust exposure and lung cancer suggest a modest, but consistent, increased risk [101]. The SYNERGY project pooled occupation and smoking information from 13 304 lung cancer cases and 16 282 controls from 11 case–control studies conducted in Europe and Canada. Cumulative diesel exposure was associated with an increased lung cancer risk with an odds ratio of 1.31 and a significant exposure–response relationship (p-value <0.01) [102].

Air pollution

Indoor air pollution is considered to be a major risk factor for lung cancer in never-smoking women living in several regions of Asia. This includes coal burning in poorly ventilated houses, burning of wood and other solid fuels, as well as fumes from high-temperature cooking using unrefined vegetable oils such as rapeseed oil [103]. In Europe, a positive association between various indicators of indoor air pollution and lung cancer risk has also been reported [104].

Epidemiological studies exploring association between past exposure to air pollutants and lung cancer have been mainly limited by use of proxy indicators; for example, the number of inhabitants in the community of residence and residing near a major pollution source. However, these data are inconsistent, and mainly reflect present levels or levels in the recent past. In some cohort studies, environmental measurements of fine particles are suggestive of a small increase in risk among people classified as most highly exposed to air pollution [105–108]. The International Agency for Research on Cancer classifies outdoor air pollution as an established lung carcinogen in humans [109].

Other risk factors

Oestrogen and progesterone receptors are expressed in the normal lung and in lung cancer cell lines, and oestradiol has a proliferative effect on the latter type of cells [110]. A small increased risk of lung cancer has been reported in early studies, while a decreased risk was detected in the more recent studies [111–119]. No effect was observed in the only randomised trial [112]. While the different results might be explained by changes in the formulations used for replacement therapy, the lack of an effect in the only study with an experimental design argues towards residual confounding by smoking and hence against an effect of this type of exposure on lung cancer.

There is some evidence that a reduced body mass index is associated with an increased risk of lung cancer. However, this inverse association can be explained, at least in part, by negative confounding by smoking and tobacco-related lung disease [120], and no clear association has been demonstrated among never-smokers. Subsequent studies supported this conclusion [121].

Conclusion

For lung cancer prevention, control of tobacco smoking is the most important preventive measure. While the effects of tobacco control in the past few decades on the incidence and mortality of the disease can be appreciated, much remains to be done, in particular among women and in the area of lung cancer screening in smokers using low-dose computed tomography scans. Other priorities for the prevention of lung cancer include control of occupational exposures, as well as indoor and outdoor air pollution, and understanding the carcinogenic and preventive effects of dietary and other lifestyle factors.

Footnotes

  • Editorial comment in Eur Respir J 2016; 48: 626–627.

  • Support statement: This study was partly supported by the Italian Association for Cancer Research (AIRC; project no. 14360) Italian Foundation for Cancer Research (FIRC) and Ministero dell’ Istruzione, dell’ Università e della Ricerca (MIUR) Scientific Independence of Young Researchers (SIR) 2014 grant (project RBSI1465UH). Funding information for this article has been deposited with FundRef.

  • Conflict of interest: None declared.

  • Earn CME accreditation by answering questions about this article. You will find these at erj.ersjournals.com/journal/cme

  • Received February 17, 2016.
  • Accepted April 4, 2016.
  • Copyright ©ERS 2016

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Risk factors for lung cancer worldwide
Jyoti Malhotra, Matteo Malvezzi, Eva Negri, Carlo La Vecchia, Paolo Boffetta
European Respiratory Journal Sep 2016, 48 (3) 889-902; DOI: 10.1183/13993003.00359-2016

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Risk factors for lung cancer worldwide
Jyoti Malhotra, Matteo Malvezzi, Eva Negri, Carlo La Vecchia, Paolo Boffetta
European Respiratory Journal Sep 2016, 48 (3) 889-902; DOI: 10.1183/13993003.00359-2016
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