Skip to main content

Main menu

  • Home
  • Current issue
  • ERJ Early View
  • Past issues
  • For authors
    • Instructions for authors
    • Submit a manuscript
    • Author FAQs
  • Alerts
  • Podcasts
  • Subscriptions
  • ERS Publications
    • European Respiratory Journal
    • ERJ Open Research
    • European Respiratory Review
    • Breathe
    • ERS Books
    • ERS publications home

User menu

  • Log in
  • Subscribe
  • Contact Us
  • My Cart

Search

  • Advanced search
  • ERS Publications
    • European Respiratory Journal
    • ERJ Open Research
    • European Respiratory Review
    • Breathe
    • ERS Books
    • ERS publications home

Login

European Respiratory Society

Advanced Search

  • Home
  • Current issue
  • ERJ Early View
  • Past issues
  • For authors
    • Instructions for authors
    • Submit a manuscript
    • Author FAQs
  • Alerts
  • Podcasts
  • Subscriptions

Definition of a COPD self-management intervention: International Expert Group consensus

Tanja W. Effing, Jan H. Vercoulen, Jean Bourbeau, Jaap Trappenburg, Anke Lenferink, Paul Cafarella, David Coultas, Paula Meek, Paul van der Valk, Erik W.M.A. Bischoff, Christine Bucknall, Naresh A. Dewan, Frances Early, Vincent Fan, Peter Frith, Daisy J.A. Janssen, Katy Mitchell, Mike Morgan, Linda Nici, Irem Patel, Haydn Walters, Kathryn L. Rice, Sally Singh, Richard Zuwallack, Roberto Benzo, Roger Goldstein, Martyn R. Partridge, Job van der Palen
European Respiratory Journal 2016 48: 46-54; DOI: 10.1183/13993003.00025-2016
Tanja W. Effing
Dept of Respiratory Medicine, Southern Adelaide Local Health Network, Adelaide, AustraliaSchool of Medicine, Flinders University, Adelaide, Australia
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • For correspondence: tanja.effing@health.sa.gov.au
Jan H. Vercoulen
Dept of Medical Psychology and Dept of Pulmonary Diseases, Radboud University Medical Center, Nijmegen, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Jean Bourbeau
Respiratory Epidemiology and Clinical Research Unit, Research Institute of the McGill University Health Centre, McGill University, Montreal, QC, Canada
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Jaap Trappenburg
Dept of Rehabilitation, Nursing Science & Sports, University Medical Center Utrecht, Utrecht, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Anke Lenferink
Dept of Pulmonary Medicine, Medisch Spectrum Twente, Enschede, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Paul Cafarella
Dept of Respiratory Medicine, Southern Adelaide Local Health Network, Adelaide, AustraliaSchool of Medicine, Flinders University, Adelaide, Australia
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
David Coultas
VA Portland Health Care System and Dept of Medicine, Oregon Health & Science University, Portland, OR, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Paula Meek
University of Colorado College of Nursing, Aurora, CO, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Paul van der Valk
Dept of Pulmonary Medicine, Medisch Spectrum Twente, Enschede, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Erik W.M.A. Bischoff
Dept of Primary and Community Care, Radboud University Medical Center, Nijmegen, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Christine Bucknall
Dept of Respiratory Medicine, Glasgow Royal Infirmary, Glasgow, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Naresh A. Dewan
Division of Pulmonary Critical Care and Sleep Medicine, Creighton University and Omaha Veterans Affairs Medical Centre, Omaha, NE, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Frances Early
Centre for Self-Management Support, Cambridge University Hospitals NHS Foundation Trust, Addenbrooke's Hospital, Cambridge, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Vincent Fan
VA Puget Sound Health Care System, Seattle, WA, USADept of Medicine, University of Washington, Seattle, WA, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Peter Frith
Dept of Respiratory Medicine, Southern Adelaide Local Health Network, Adelaide, AustraliaSchool of Medicine, Flinders University, Adelaide, Australia
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Daisy J.A. Janssen
Dept of Research & Education, CIRO, Centre of Expertise for Chronic Organ Failure, Horn, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Katy Mitchell
Centre for Exercise and Rehabilitation Science, University Hospitals of Leicester, Leicester, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Mike Morgan
Dept of Respiratory Medicine, Glenfield Hospital, University Hospitals of Leicester NHS Trust, Leicester, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Linda Nici
Dept of Pulmonary and Critical Care, Providence Veterans Administration Medical Center, Providence, RI, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Irem Patel
Dept of Respiratory Medicine, King's College Hospital NHS Trust, London, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Haydn Walters
CRE for Chronic Respiratory Disease, School of Medicine, University of Tasmania, Hobart, Australia
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Kathryn L. Rice
Pulmonary Section, Dept of Medicine, VA Medical Center, Minneapolis, MN, USADept of Medicine, University of Minnesota, Minneapolis, MN, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Sally Singh
Centre for Exercise and Rehabilitation Science, University Hospitals of Leicester, Leicester, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Richard Zuwallack
Dept of Pulmonary and Critical Care, St. Francis Hospital and Medical Center, Hartford, CT, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Roberto Benzo
Mindful Breathing Lab, Mayo Clinic, Rochester, MN, USA
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Roger Goldstein
West Park Healthcare, University of Toronto, Toronto, ON, Canada
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Martyn R. Partridge
National Heart and Lung Institute, Imperial College, London, UK
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
Job van der Palen
Dept of Pulmonary Medicine, Medisch Spectrum Twente, Enschede, The NetherlandsDept of Research Methodology, Measurement and Data Analysis, University of Twente, Enschede, The Netherlands
  • Find this author on Google Scholar
  • Find this author on PubMed
  • Search for this author on this site
  • Article
  • Figures & Data
  • Info & Metrics
  • PDF
Loading

Figures

  • Tables
  • Additional Files
  • FIGURE 1
    • Download figure
    • Open in new tab
    • Download powerpoint
    FIGURE 1

    Process of developing the definition for a chronic obstructive pulmonary disease self-management intervention.

Tables

  • Figures
  • Additional Files
  • TABLE 1

    Characteristics of the 28 expert group members

    Characteristics
    Age years51.9±11.7
    Males17 (61)
    Country of work
     USA8 (29)
     Canada2 (7)
     Australia4 (14)
     UK7 (25)
     Netherlands7 (25)
    Occupation#
     Medical practitioners17 (61)
     Nurse1 (4)
     Physiotherapists4 (14)
     Psychologist3 (11)
     Epidemiologist8 (29)
     Medical researcher10 (36)
    Work setting¶
     Research5 (19)
     Clinical1 (4)
     Research and clinical21 (78)
    Years of experience in COPD self-management research/care14.5±7.0
    Scientific skills+4 (3–5)
    Knowledge and/or clinical expertise regarding COPD self-management+4 (3–5)
    • Data are presented as mean±sd, n (%) or median (interquartile range). COPD: chronic obstructive pulmonary disease. #: multiple answers were possible for each group expert member; ¶: 27 of 28 group members; +: 1=general, 5=highly specialised.

  • TABLE 2

    Proposed definitions in the five rounds of the process

    RoundDefinition
    1 (Initial)Self-management is a term applied to a structured, preferably patient-tailored, multifaceted programme that is directed towards change in health behaviour by training patients and equipping them with skills to both manage and cope with their COPD. The self-management programme requires at least an iterative process of interaction between the patient and healthcare provider that includes: 1) formulation of goals; 2) provision of feedback; 3) training into problem solving and decision making; and 4) training in the use of action plans. Apart from this iterative interaction process, the self-management programme should include at least one of the following components: 1) smoking cessation; 2) self-recognition and/or self-treatment of COPD exacerbations; 3) an exercise or physical activity component; 4) training to cope better with breathlessness; 5) decision making about additional treatment or professional attention; and/or 6) optimising nutrition and/or medication.
    2A COPD self-management programme is a term applied to a structured, patient-tailored, multifaceted programme in which ongoing support is provided to COPD patients to positively change their health behaviour(s) and to develop skills to better manage their COPD and take more ownership of their own health. This support requires ongoing interaction between the patient and a trained healthcare provider that includes: 1) identifying patient's motivations and needs; 2) eliciting formulation of mutual personalised goals; 3) patient training in problem solving and decision making (including the use of action plans and care plans); and 4) provision of feedback by both the healthcare provider and the patient. A COPD self-management programme incorporates behaviour change techniques (including education of appropriate knowledge) aimed at a positive change in behaviour in two of the following groups: 1) preserving or optimising health in “stable” state (e.g. enhancing physical activity, smoking cessation, optimising nutrition, medication, lifestyle, and treatment compliance); 2) self-monitoring of COPD symptoms and initiating appropriate actions when symptoms change (e.g. self-recognition of COPD exacerbations, consulting of healthcare provider(s), self-treatment); 3) assisting the management of the impact of COPD on physical, mental, emotional and social wellbeing (e.g. coping with breathlessness, stress, anxiety, depression and fatigue, energy conservation techniques and engagement in social activities); and 5) improving (assertive) communication with healthcare professionals, family and friends.
    3A COPD self-management intervention is ongoing, structured, personalised and often multifaceted, with goals of motivating, engaging and supporting the patients to positively change their health behaviour(s) and develop skills to manage their disease more effectively.
    This requires iterative interactions of patients with healthcare professionals who are competent in delivering self-management interventions. Interactions should focus on: 1) identifying motivations, needs and health beliefs; 2) eliciting personalised goals; and 3) formulating appropriate strategies (e.g. self-treatment) to achieve these goals.
    Behaviour change techniques should be employed to increase motivation to activate and maintain positive COPD management behaviours in order to: 1) optimise and preserve physical health; 2) manage the impacts on mental, emotional, and social wellbeing; and 3) establish effective alliances with healthcare professionals, family and friends. Health literacy disparities should be reduced by using literacy sensitive approaches that enhance comprehensibility.
    4A supported COPD self-management intervention is ongoing, structured but personalised and often multi-component, with goals of motivating, engaging and supporting the patients to positively change their health behaviour(s) and develop skills to better manage their disease.
    The ultimate goals of supported self-management are: 1) optimising and preserving physical health; 2) reducing symptoms and functional impairments in daily life and increasing emotional well-being, social well-being and quality of life; and 3) establishing effective alliances with healthcare professionals, family, friends and community.
    The process requires iterative interactions of patients with healthcare professionals who are competent in delivering self-management interventions. The interactions focus on: 1) identifying needs, motivations and health beliefs; 2) eliciting personalised goals; 3) formulating appropriate strategies (e.g. exacerbation management) to achieve these goals; and 4) if required, evaluating and re-adjusting strategies. Behaviour change techniques are used to elicit patient motivation, confidence and competence. Literacy sensitive approaches are used to enhance comprehensibility.
    5 (Final)A COPD self-management intervention is structured but personalised and often multi-component, with goals of motivating, engaging and supporting the patients to positively adapt their health behaviour(s) and develop skills to better manage their disease.
    The ultimate goals of self-management are: a) optimising and preserving physical health; b) reducing symptoms and functional impairments in daily life and increasing emotional well-being, social well-being and quality of life; and c) establishing effective alliances with healthcare professionals, family, friends and community.
    The process requires iterative interactions between patients and healthcare professionals who are competent in delivering self-management interventions. These patient-centred interactions focus on: 1) identifying needs, health beliefs and enhancing intrinsic motivations; 2) eliciting personalised goals; 3) formulating appropriate strategies (e.g. exacerbation management) to achieve these goals; and if required 4) evaluating and re-adjusting strategies. Behaviour change techniques are used to elicit patient motivation, confidence and competence. Literacy sensitive approaches are used to enhance comprehensibility.
    • COPD: chronic obstructive pulmonary disease.

  • TABLE 3

    Results from the five consensus rounds#

    RoundResponsesScore¶Responses with a score of 5¶
    1 (Initial)21 (78)3.8±0.873 (14)
    214 (52)4.2±0.584 (29)
    313 (48)4.5±0.526 (46)
    421 (78)4.6±0.5013 (62)
    5 (Final)23 (85)4.8±0.3919 (83)
    • Data are presented as n (%) or mean±sd. #: maximum possible number of responses is 27 because one expert member did not contribute to these scores ratings; ¶: five-point Likert scale: 1=totally disagree, 2=rather disagree, 3=neither, 4=rather agree, 5=totally agree.

  • TABLE 4

    Broad summary of feedback from rounds 1 to 4

    Discussion feedback round 1
     Exact wording, terminology must be instantly understandable, addition of further explanations in parentheses
     “Mandatory” components of a self-management intervention, grouping and re-organising of these components, and rationale why
     Difference between self-management versus self-management support/intervention/programme
    Discussion feedback round 2
     Shortening of definition
     Role of motivation
     Distinction between ultimate treatment goals and the interventions by which we achieve these goals
    Discussion feedback round 3
     Goal of behaviour change is to facilitate confidence and competence as well as motivation
     Should “ongoing” be included and statement for the need for an adequate assessment?
     Addition of “evaluations of strategies”
     Does definition need to be modified so it can be used by commissioners to purchase services?
     Difference with self-care
     Supported self-management versus self-management
    Discussion feedback round 4
     Removal of term “ongoing” and question whether behaviour should be “permanently” changed/adapted
     Inclusion of patient centred
     Supported self-management versus self-management

Additional Files

  • Figures
  • Tables
  • Disclosures

    • J. Bourbeau
    • D. Coultas
    • P. Frith
PreviousNext
Back to top
View this article with LENS
Vol 48 Issue 1 Table of Contents
European Respiratory Journal: 48 (1)
  • Table of Contents
  • Table of Contents (PDF)
  • About the Cover
  • Index by author
Email

Thank you for your interest in spreading the word on European Respiratory Society .

NOTE: We only request your email address so that the person you are recommending the page to knows that you wanted them to see it, and that it is not junk mail. We do not capture any email address.

Enter multiple addresses on separate lines or separate them with commas.
Definition of a COPD self-management intervention: International Expert Group consensus
(Your Name) has sent you a message from European Respiratory Society
(Your Name) thought you would like to see the European Respiratory Society web site.
Print
Alerts
Sign In to Email Alerts with your Email Address
Citation Tools
Definition of a COPD self-management intervention: International Expert Group consensus
Tanja W. Effing, Jan H. Vercoulen, Jean Bourbeau, Jaap Trappenburg, Anke Lenferink, Paul Cafarella, David Coultas, Paula Meek, Paul van der Valk, Erik W.M.A. Bischoff, Christine Bucknall, Naresh A. Dewan, Frances Early, Vincent Fan, Peter Frith, Daisy J.A. Janssen, Katy Mitchell, Mike Morgan, Linda Nici, Irem Patel, Haydn Walters, Kathryn L. Rice, Sally Singh, Richard Zuwallack, Roberto Benzo, Roger Goldstein, Martyn R. Partridge, Job van der Palen
European Respiratory Journal Jul 2016, 48 (1) 46-54; DOI: 10.1183/13993003.00025-2016

Citation Manager Formats

  • BibTeX
  • Bookends
  • EasyBib
  • EndNote (tagged)
  • EndNote 8 (xml)
  • Medlars
  • Mendeley
  • Papers
  • RefWorks Tagged
  • Ref Manager
  • RIS
  • Zotero

Share
Definition of a COPD self-management intervention: International Expert Group consensus
Tanja W. Effing, Jan H. Vercoulen, Jean Bourbeau, Jaap Trappenburg, Anke Lenferink, Paul Cafarella, David Coultas, Paula Meek, Paul van der Valk, Erik W.M.A. Bischoff, Christine Bucknall, Naresh A. Dewan, Frances Early, Vincent Fan, Peter Frith, Daisy J.A. Janssen, Katy Mitchell, Mike Morgan, Linda Nici, Irem Patel, Haydn Walters, Kathryn L. Rice, Sally Singh, Richard Zuwallack, Roberto Benzo, Roger Goldstein, Martyn R. Partridge, Job van der Palen
European Respiratory Journal Jul 2016, 48 (1) 46-54; DOI: 10.1183/13993003.00025-2016
del.icio.us logo Digg logo Reddit logo Technorati logo Twitter logo CiteULike logo Connotea logo Facebook logo Google logo Mendeley logo
Full Text (PDF)

Jump To

  • Article
    • Abstract
    • Abstract
    • Introduction
    • Methods
    • Results
    • Discussion
    • Footnotes
    • References
  • Figures & Data
  • Info & Metrics
  • PDF

Subjects

  • COPD and smoking
  • Tweet Widget
  • Facebook Like
  • Google Plus One

More in this TOC Section

Original Articles

  • Pharmacogenomics of ICS and lung function decline in COPD
  • Reference genes determination for real-time PCR using induced sputum samples
  • Detailed history and test results for diagnosis of asthma in children
Show more Original Articles

COPD

  • Pharmacogenomics of ICS and lung function decline in COPD
  • Inhaled AAT in patients with severe AATD and frequent exacerbations of COPD
  • Exacerbation action plans for patients with COPD and comorbidities
Show more COPD

Related Articles

Navigate

  • Home
  • Current issue
  • Archive

About the ERJ

  • Journal information
  • Editorial board
  • Reviewers
  • CME
  • Press
  • Permissions and reprints
  • Advertising

The European Respiratory Society

  • Society home
  • myERS
  • Privacy policy
  • Accessibility

ERS publications

  • European Respiratory Journal
  • ERJ Open Research
  • European Respiratory Review
  • Breathe
  • ERS books online
  • ERS Bookshop

Help

  • Feedback

For authors

  • Instructions for authors
  • Submit a manuscript
  • ERS author centre

For readers

  • Alerts
  • Subjects
  • Collections
  • Podcasts
  • RSS

Subscriptions

  • Accessing the ERS publications

Contact us

European Respiratory Society
442 Glossop Road
Sheffield S10 2PX
United Kingdom
Tel: +44 114 2672860
Email: journals@ersnet.org

ISSN

Print ISSN:  0903-1936
Online ISSN: 1399-3003

Copyright © 2019 by the European Respiratory Society