Abstract
Idiopathic pulmonary fibrosis (IPF) is a rare disease, with estimates of prevalence varying considerably across countries due to paucity in data collection. The aim of this study was to investigate the prevalence and incidence of IPF in Canada using administrative data requiring minimal extrapolation.
We used mandatory national administrative data from 2007–2011 to identify IPF cases of all ages with an International Classification of Diseases (Version 10, Canadian) diagnosis code of J84.1. We used a broad definition that excluded cases with subsequent diagnosis of other interstitial lung diseases, and a narrow definition that required further diagnostic testing prior to IPF diagnosis. We explored survival and quality of life.
For all ages, the broad prevalence of IPF was 41.8 per 100 000 (14 259 cases) and was higher for men. The incidence rate was 18.7 per 100 000 (6390 cases) and was higher for men. The narrow prevalence was 20.0 per 100 000 (6822 cases) and incidence was 9.0 per 100 000 (3057 cases). The 4-year risk of death was 41.0% and the quality of life with IPF after 2 years was lower than for Global Initiative for Chronic Obstructive Lung Disease stage IV chronic obstructive pulmonary disease.
Using comprehensive national data, the prevalence of IPF in Canada was higher than other national estimates, suggesting that either IPF may be more common in Canada or that data capture may have been previously limited.
Abstract
National data for 100% of admissions in Canada show higher prevalence and incidence of IPF than in other countries http://ow.ly/4mTVQD
Introduction
Idiopathic pulmonary fibrosis (IPF) is a chronic, progressive life-threatening lung disease of unknown cause with median survival of 3–5 years from diagnosis [1], despite being the most common form of over 150 interstitial lung diseases (ILDs) [2]. For IPF to be classified as being rare, or orphan, the overall prevalence must be <50 per 100 000 [3], but this classification remains uncertain.
With the advent of new therapies for IPF, it is crucial to obtain better data on IPF incidence and prevalence for planning of healthcare services to diagnose and treat IPF patients. Currently, there are limited and inconsistent estimates of the incidence of IPF in Europe and the USA, ranging from 0.9 to 16.3 per 100 000 for all ages, depending on the case definition of IPF [4–7].
Three recent systematic reviews of the published literature indicated that most epidemiological studies of IPF are based on small sample cohort studies requiring substantial extrapolation and there is paucity of national studies to estimate the existence of IPF [8–10]. Specifically, Kaunisto et al. [10] emphasised that most studies on IPF were made with small samples. For example, one study identified only 47 unique cases from a community registry in Minnesota (USA) that extrapolated to 90 000 suspected cases in the USA. The analysis of the largest database to date for the USA by Raghu et al. [6] was conducted on a health claims database (<1% of the national population), identifying 387 unique cases for a narrow definition. The largest study in the UK was a sample of primary practices from The Health Improvement Network (THIN) database, which at that time had coverage for 3 million patients [5]. The THIN study identified 2074 unique cases, which was then extrapolated to >150 000 possible cases, a sample of 1.3% of the population. Any random sampling of cases to make a national projection would be subject to selection bias, while a national study that is comprehensive in its database coverage and that does not rely heavily on extrapolation would be helpful to set the first standard for national rates of incidence and prevalence.
A separate concern with the identification of unique cases of IPF revolves around the definition of a case. In 2000, the American Thoracic Society and the European Respiratory Society generated an international consensus statement that suggested that IPF be diagnosed with surgical lung biopsy (open thoracotomy or video-assisted thoracoscopy) or high-resolution computed tomography (CT), to exclude other ILDs [2]. This may suggest that studies conducted on databases prior to the year 2000 may be limited in relevance.
In Canada, there is mandatory standardised reporting of all hospital admissions to one common database. From this database, we can report the first comprehensive estimate of the epidemiology of IPF that involves minimal extrapolation compared with all previous reports in the literature, and provides a current robust estimate after the international consensus statement was issued. The primary objective was to estimate the prevalence and incidence for IPF in Canada in 2011. Secondary objectives were to investigate the survival and level of health-related quality of life in an incident cohort, and then make comparisons with chronic obstructive pulmonary disease (COPD).
Methods
Data sources for cases
Two national mandatory administrative databases from the Canadian Institute for Health Information (CIHI) [11] were used to identify IPF cases in Canada. Each database is built on the healthcare that was required for citizens identified by personal health card numbers. The first database, the Discharge Abstract Database (CIHI-DAD), captures 100% of acute care admissions and same day surgery in all provinces and territories across Canada, including public and private hospitals (5% of hospitals are private) as well as the province of Quebec, which uses a different reporting database that is later translated to CIHI-DAD [12]. The second database, the National Ambulatory Care Reporting System (CIHI-NACRS), captures all emergency departments and hospital-based clinics (e.g. respirology, diagnostic) in the provinces of Alberta and Ontario [13].
Cohort definition
Both databases use International Classification of Diseases, Version 10, Canadian (ICD-10 CA) codes to identify reasons for admission and comorbidities [14]. Any patient at any age that had an ICD-10 CA J84.1 code (other interstitial pulmonary diseases with fibrosis) in any record over the 5-year period from 2007 to 2011 was captured. Subsequently, a prevalent case was identified as having healthcare with a J84.1 code in the year 2011. An incident case for the year 2011 was identified as having healthcare with a J84.1 code in the current year, without a J84.1 code in any of the previous 4 years.
A case was further defined with a broad definition, by excluding cases with an ICD-10 CA code for another ILD after the J84.1 code, similar to other studies (supplementary table S1) [6, 15]. A narrow definition further excluded cases that did not have chest CT, bronchus or lung biopsy, or bronchoscopy prior to establishing a J84.1 code [16].
Extrapolations
Minor extrapolations were conducted to fill in the gaps that existed because of provincial variation in data coverage. The prevalent and incident cases were established based on the national admission data and day surgery. Next, the ratio of additional cases that were identified from emergency and clinic visit data from Ontario and Alberta was estimated and then applied to the other provinces without emergency and clinic visit data. Finally, the numbers of prevalent and incident cases were estimated and reported as rates per 100 000 using census data [17].
To compare our estimate of the national prevalence and incidence of IPF to previous studies with a similar case definition (IPF without other ILD), we have reported the description of the studies and rates of incidence and prevalence for comparison.
Sensitivity analysis
Sensitivity analysis was conducted for the extrapolation of incremental prevalent cases identified by emergency/clinic care that was made with an average of Ontario and Alberta rates, by exploring attributions based on Ontario alone (a lower rate) and Alberta alone (a higher rate).
Mortality
To estimate survival with Kaplan–Meier analysis, we identified an incident cohort from Ontario from 2008, which excluded any case with healthcare for IPF in 2007 and had the potential to be followed up for 4 years to the end of 2011, with death being recorded during the hospital stay or recorded as death on arrival to an emergency room.
Quality of life
For incident cases that were identified with admissions and emergency visits, we linked to the Home Care Reporting System that was available for Ontario to retrieve the patients’ home care assessments over the 5-year period, 2007–2011. For all Ontario residents that receive home care visits, which included home oxygen therapy, the quarterly mandatory comprehensive assessments use the InterRai Minimum Data Set questionnaire, which captures more than 200 questions including information on quality of life domains such as mobility or pain. The data were used to estimate Health Utility Index version 2 (HUI-2) generic quality of life using an established algorithm [18], where 0 represents death and 1 represents perfect health. We reported the quality of life for the incident cohort defined for the survival analysis, and then compared quality of life with COPD patients stratified by the Global Initiative for Chronic Obstructive Lung Disease (GOLD) criteria [19].
Results
Case identification
14 366 unique cases were identified from the CIHI-DAD and CIHI-NACRS databases for the broad case definition cohort for the year 2011 (figure 1a). 1710 cases had a different ILD diagnosis subsequent to recording the J84.1 code and were excluded (table S1). After extrapolation of additional cases for provinces without records for emergency room visits and hospital-based clinics, an additional 1603 cases were extrapolated for a total of 14 259 cases (table S2). Among the IPF cases that met the broad definition (n=14 259), 6822 narrow definition cases included a record of at least one diagnostic procedure (40% had undergone CT, 35.2% had biopsy, 57.3% had either CT or biopsy and 11.5% had bronchoscopy).
For the incident cohort, 5781 unique cases were identified in 2011; however, 510 were excluded because of a subsequent diagnosis of other ILD (figure 1b) and 1119 were added due to extrapolation for provinces without records for emergency room visits and hospital-based clinics (table S3). The national estimate of incidence using the broad definition was 6390 cases, of which 3057 were included as being narrow definition with a recorded diagnostic test before IPF diagnosis.
Extrapolations
In Ontario and Alberta, which had the most complete datasets, the prevalent cohort had a mean of 1.3 acute care admissions and 7.5 visits to emergency/clinics in the year 2011. The incident cohort had on average 1.5 acute care admissions and 7.9 visits to emergency/clinics in their index year. Thus, more records were available from the emergency/clinics setting to have the possibility of a J84.1 code than existed in the acute admission records. In Ontario and Alberta, 81% of all prevalent cases reported an acute care admission or day surgery with a J84.1 code, and there was an incremental 20% cases identified by emergency/clinics.
Prevalent and incident cases
The number of prevalent cases in 2011 based on a broad IPF definition was 6571 women (38.2 per 100 000 all ages) and 7688 men (45.4 per 100 000) for a total of 14 259 (41.8 per 100 000) (table 1). Following the same methodology used for prevalent cases, the number of incident IPF cases based on a broad definition in 2011 was 2791 women (16.2 per 100 000) and 3599 men (21.3 per 100 000) for a total of 6390 (18.7 per 100 000).
The number of prevalent cases in 2011 based on a narrow IPF definition was 3047 women (17.7 per 100 000 all ages) and 3775 men (22.3 per 100 000) for a total of 6822 (20.0 per 100 000) (table 1). Following the same methodology used for prevalent cases, the number of incident IPF cases based on a narrow definition in 2011 was 1273 women (7.4 per 100 000) and 1784 men (10.5 per 100 000) for a total of 3057 (9.0 per 100 000).
For both men and women the prevalence rose with age, with a mean±sd age at first record of 75.0±13.8 years for women and 74.0±12.8 years for men. The rate of prevalence for both men and women, using a broad IPF definition, increased with age from 25.9 per 100 000 population for age 50–59 years for both men and women to 507.0 per 100 000 population at age ≥90 years (table 1). Similar patterns existed for prevalent cases with a narrow definition. Conversely, the rate of incidence for narrowly defined cases was relatively constant across age groups for women but the rate of incidence accelerated by age for men.
The rates of prevalence for cases with narrow definition varied across provinces, with lower rates estimated in the western provinces of British Columbia, Alberta, Saskatchewan and Manitoba (ranging 31–40 per 100 000 at age ≥50 years for men, and 27–35 per 100 000 at age ≥50 years for women) (figure 2). The highest rates were seen in Quebec, where the prevalence was 88 per 100 000 men aged ≥50 years and 64 per 100 000 women aged ≥50 years.
Sensitivity analysis of prevalence and incidence estimates
For the primary estimate of incidence and prevalence, we extrapolated the incremental cases that were identified by emergency room care from the provinces that reported (Ontario and Alberta). The extrapolation was based on the average incremental percentages across the two provinces. As sensitivity analysis, when we used only Ontario or only Alberta, the difference was only 56 cases, or <0.4% difference.
Mortality
In the incident cohort of Ontario for 2008, where data was most complete, based on the narrow definition cases that were identified in the second year and followed for up to 4 years, 21% of patients died in hospital during the first year (18.8% women, 24.3% men) (figure 3 and table 2). By the end of the fourth year, 41% had died in hospital (45.5% men, 39.8% women).
At the national level in the year 2011, the total number of deaths for patients with IPF was 3051, which represents 1.4% of all deaths in Canada. In comparison, in 2007, which was the most recent year with available national data, the number of deaths that were due to COPD (ICD-10 CA J44 to J47) for those aged ≥50 years was 10 546 (4.8% of all deaths in Canada), with COPD being the fourth leading cause of death [20]. The total national deaths for patients with IPF was 28.9% of the total national number of deaths from COPD, while the rate of prevalence of IPF was only 2.9% of the rate of prevalence of COPD (0.11% IPF versus 4% COPD), underscoring the extremely high mortality associated with an IPF diagnosis.
Quality of life
The health-related quality of life for women and men combined as measured using the HUI-2 algorithm for the Ontario incident cohort was 0.585 in the first year and declined to 0.432 by the fourth year, being lower for women than men (figure 4 and table 3). This baseline HUI-2 reflects the lower quality of life than national average from the Canadian Community Health Survey for a similar distribution by age for all Canadians of 0.741, but is similar to the average for all residents who require supportive care of 0.597. In comparison, the overall quality of life for COPD patients with GOLD stage III (forced expiratory volume in 1 s of 30–49% predicted) was 0.74 and higher for stages I and II. This suggests that the incident cohort of IPF patients have quality of life in their first year of diagnosis lower than GOLD stage III COPD. Beyond year 2, the quality of life for IPF patients was substantially below the average for GOLD stage IV COPD patients (0.52), and continued to decline.
Rates of prevalence and incidence from previous studies are presented in table S4. In comparison to the previous estimates, we see that they all were lower estimates of prevalence and incidence of IPF than we estimate for Canada. If we take the study with the largest rate of prevalence, by Raghu et al. [6], with a rate of prevalence with a broad definition of 42.7 per 100 000 at age ≥18 years, this predicts 11 183 cases, or 78% of the Canadian estimate of 14 259 cases. All of the other studies except Raghu et al. [6] would predict <50% of the actual total.
Discussion
Based on our analysis of the data from the mandatory national reporting of institutional acute care in Canada, we estimated that there were 14 259 prevalent cases and 6390 incident cases of IPF in the year 2011. This corresponds to a rate per 100 000 population for all ages of 41.8 for prevalence and 18.7 for incident cases. The rate of prevalence was about 19% higher in men (45.4 cases per 100 000) than women (38.2 per 100 000). The rate of incidence was 31% higher in men (21.3 per 100 000) than women (16.2 per 100 000). We report that there are few cases aged <50 years, and rare cases aged <19 years of age may have a genetic origin, despite using similar coding to establish cases.
Previous research has reported the rates of prevalence and incidence in IPF in other jurisdictions using different methods (table S4). A recent literature review pointed out that many of the estimates relied on large extrapolations for the prevalence of IPF [9]. For example, Raghu et al. [6] relied on a health claims database that covered <1% of the population of the USA, while studies conducted based on the UK THIN databases covered 255 general practices, or 3% of the population [21]. Currently, the THIN data contain the electronic medical records of 11.1 million patients collected from 562 general practices in the UK, covering 6.2% of the UK population [22]. If we had relied on previous studies with less data capture, our estimates may have been underreported by 50% or more.
However, there is provincial variation, which suggests that there may also be country level variation in the estimates of IPF prevalence and incidence, if studies similar to our study are conducted in the future elsewhere. The highest rates were seen in the province of Quebec (figure 2), which, along with Ontario, is a major manufacturing industrial province in Canada (populations 13 million and 8 million, respectively). Since the general health of people in the provinces is similar, with life expectancy differences being <2 years between all provinces, variation in the prevalence may be due to differences in the delivery of healthcare services, with the smaller eastern maritime provinces of New Brunswick (0.7 million), Nova Scotia (0.9 million), Prince Edward Island (0.1 million), and Newfoundland and Labrador (0.5 million) perhaps having closer access to hospital-based care instead of dispersed community-based care, creating greater data capture of cases.
There are strengths and limitations in the analysis when using national administrative institutional databases. In our study, we were able to capture 100% of all admissions and day surgeries (including visits for advanced diagnostic testing in hospital). Data coverage was not comprehensive for emergency room visits across all provinces, with only Ontario and Alberta having mandatory reporting. Overall, the additional cases that were identified by extrapolation for missing emergency room visits added 13% for broad prevalence (n=1603) and 21% for broad incidence (n=1119) (figure 1). However, the percentage increases in the number of extra cases that were identified using either Ontario or Alberta data for emergency visits were similar, which strengthened the method of extrapolation of extra cases across Canada based on emergency room visits from these two provinces. Still, since there is provincial variation in healthcare systems, there may be some variability not identifiable in the databases.
The identification of cases was limited by coding of admissions and lack of linkage to physician records. In our analysis, we had access to available ICD-10 CA codes, which may be more specific than ICD-9 codes used in other work in the USA [6]. In particular, the term IPF was not included in the ICD-9 codes, and ICD-9 codes may classify more patients with other common ILDs such as diffuse pulmonary fibrosis. However, the ICD-10 CA code J84.1 is defined as “other interstitial pulmonary diseases with fibrosis”, which includes “diffuse pulmonary fibrosis”, “fibrosing alveolitis (cryptogenic)”, “Hamman–Rich syndrome”, “IPF” and “usual interstitial pneumonia”, with an unknown percentage of diseases other than IPF.
In addition, unlike other work, we did not have access to physician billing records, which are only available in provincial databases. Future research on linking institutional care with physician billings at the provincial level is ongoing, and could produce higher estimates of prevalence and incidence for cases undergoing physician care and not yet requiring acute institutional care, or under physician care without a recent admission. We can speculate on the extra possible cases based on work by Collard et al. [15], where 52.9% of prevalent cases of IPF had an admission and 37.0% had emergency care, leaving the residual cases (10.1%) identified by physician care alone. We are unaware of any epidemiological study that stratifies the case definition by source of care.
Using diagnostic tests to refine the case definition may underestimate the rates of IPF, as the recording of diagnostic tests is not mandatory for admissions, as we have demonstrated for other diseases. For example, in our previous work using national admissions data, we found that there was <1% reported use of radiography for hip fracture, while admissions for hip fracture that require surgical repair often require three radiographs (pre-surgery, post-surgery and follow-up) [23], i.e. diagnostic tests that are common for each type of admission are not always separately reported. Conversely, the administrative databases do not provide test results and the use of CT, biopsy or bronchoscopy may not confirm a J84.1 code and we may have included IPF where the test results may have been negative, which suggests an overestimate. When compared with previous studies, the ratio of narrowly defined cases to broadly defined cases was higher in our study: 48% for prevalence and 48% for incidence. Other studies report 33% for prevalence and 42% for incidence [6, 15]. The key difference may be the level of care that was being provided in our study, with all patients being identified as having any one of an acute care admission, day surgery, emergency room or in-hospital clinic visit. Within these settings, more diagnostic tests may have been ordered. The extent of resource utilisation and economic impact of IPF in Canada warrants further study.
One key finding in our analysis was the high rate of death following the diagnosis of IPF. In 2011, 3051 persons aged ≥50 years died with IPF. For comparison, 10 546 persons aged ≥50 years died of COPD, the fourth leading cause of death, in 2007 [20]. While the rate of death is high for IPF in this analysis, we may have underestimated the risk of death because we only captured hospital/emergency room deaths and may have excluded deaths that occur at home. In contrast, the rate of prevalence of IPF was only 2.9% of the rate of prevalence of COPD. Despite the lower prevalence, the survival from IPF was poor (41% death at 4 years), confirming that the diagnosis of IPF would be devastating and that a delayed diagnosis could be too late to receive any remedial care. Furthermore, the quality of life of IPF patients is already poor and worsens over time.
Conclusion
We have used a robust approach for data collection that is uniquely available because of the universal national healthcare system in Canada. From our standardised mandatory reporting for 100% of all admissions to all hospitals, we report that the prevalence and incidence of IPF in Canada were higher than reported elsewhere in similar countries. Finally, we highlight that the impact on the patient who receives a diagnosis of IPF, in terms of expected poor survival and low quality of life, would be disastrous.
Acknowledgements
National administrative data were provided by the Canadian Institute for Health Information.
Author contributions were as follows. Conception and design: R.B. Hopkins, M. Kolb and N. Burke. Analysis and interpretation: R.B. Hopkins, M. Kolb, C. Fell and G. Dion. Drafting the manuscript for important intellectual content: R.B. Hopkins, N. Burke, C. Fell, M. Kolb and G. Dion. Final approval: R.B. Hopkins, N. Burke, C. Fell, M. Kolb and G. Dion.
Footnotes
Editorial comment in: Eur Respir J 2016; 48: 26–28.
This article has supplementary material available from erj.ersjournals.com
Support statement: The study was funded by an unrestricted research grant from InterMune Canada Inc. Funding information for this article has been deposited with FundRef.
Conflict of interest: Disclosures can be found alongside this article at erj.ersjournals.com
- Received September 9, 2015.
- Accepted April 3, 2016.
- Copyright ©ERS 2016