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Lung function indices for predicting mortality in COPD

Afroditi K. Boutou, Dinesh Shrikrishna, Rebecca J. Tanner, Cayley Smith, Julia L. Kelly, Simon P. Ward, Michael I. Polkey, Nicholas S. Hopkinson
European Respiratory Journal 2013 42: 616-625; DOI: 10.1183/09031936.00146012
Afroditi K. Boutou
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
2Respiratory Failure Unit, Papanikolaou General Hospital, Aristotle University of Thessaloniki, Thessaloniki, Greece
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Dinesh Shrikrishna
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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Rebecca J. Tanner
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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Cayley Smith
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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Julia L. Kelly
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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Simon P. Ward
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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Michael I. Polkey
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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Nicholas S. Hopkinson
1NIHR Respiratory Biomedical Research Unit at Royal Brompton and Harefield NHS Foundation Trust and Imperial College, London, UK
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  • For correspondence: n.hopkinson@ic.ac.uk
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    Figure 1–

    The Kaplan–Meier survival curves, adjusted for age, arterial oxygen partial pressure, Global Initiative for Chronic Obstructive Lung Disease classification, forced vital capacity (FVC) % pred, forced expiratory volume in 1 s to FVC ratio, total lung capacity (TLC) % pred, functional residual capacity % pred, inspiratory capacity to TLC ratio, residual volume % pred, body mass index and arterial carbon dioxide partial pressure for the four population groups, categorised by carbon monoxide transfer factor (TLCO) % pred quartiles.

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    Figure 2–

    The Kaplan–Meier survival curves, adjusted for age, arterial oxygen partial pressure, carbon monoxide transfer factor % pred quartiles, forced vital capacity (FVC) % pred, forced expiratory volume in 1 s to FVC ratio, total lung capacity (TLC) % pred, functional residual capacity % pred, inspiratory capacity to TLC ratio, residual volume % pred, body mass index and arterial carbon dioxide partial pressure for the four population groups, categorised by Global Initiative for Chronic Obstructive Lung Disease (GOLD) stages. Survival only differed significantly between GOLD stage II and IV (p = 0.04).

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  • Table 1– Characteristics of the study population
    Age years61.9±9.7
    Sex %
     Male62.9
     Female37.1
    BMI kg·m−224.2±5.3
    FEV1 % pred37±18.1
    FVC % pred84.5±22.4
    FEV1/FVC34.7±12.3
    GOLD classification %
     Stage I2.3
     Stage II17.0
     Stage III28.4
     Stage IV52.2
    TLC % pred124.9±18.4
    RV % pred205.1±58.4
    IC/TLC %26.9±8.8
    FRC % pred172.7±38.5
    TLCO % pred40.8±18
    PaO2 kPa9.4±1.4
    PaCO2 kPa5.2±0.9
    Arterio-alveolar oxygen gradient kPa5.1±1.3
    LTOT %17.1
    Current smokers %13.2
    Smoking history pack-years43.8±23
    Exacerbations %
     0–1 per year39.1
     2–4 per year42.7
     >4 per year18.2
    • Data are presented as mean±sd, unless otherwise stated. n = 604. BMI: body mass index; FEV1: forced expiratory volume in 1 s; FVC: forced vital capacity; GOLD: Global Initiative for Obstructive Lung disease; TLC: total lung capacity; RV: residual volume; IC: inspiratory capacity; FRC: functional residual capacity; TLCO: carbon monoxide transfer factor; PaO2: arterial oxygen partial pressure; PaCO2: arterial carbon dioxide partial pressure; LTOT: long-term oxygen treatment.

  • Table 2– Differences between survivors and non-survivors
    SurvivorsNon-survivorsp-value
    Subjects n375229
    Age years61.1±10.163±9.20.024
    Sex %
     Male62.463.8ns
     Female37.636.2
    BMI kg·m−224.7±5.323.4±5.20.004
    FEV1 % pred40.6±18.830.9±15<0.001
    FVC % pred88.4±2278.2±21.6<0.001
    FEV1/FVC36.4±12.831.8±11<0.001
    GOLD classification %<0.001
     Stage I3.20.9
     Stage II22.77.4
     Stage III3320.5
     Stage IV41.171.2
    TLCO % quartiles<0.001
     Best quartile (>51)31.313.9
     Quartile 2 (51–37.3)29.118.3
     Quartile 3 (37.3–27.9)22.229.3
     Quartile 4 (<27.9)17.438.5
    TLCO % pred44.7±18.434.1±15.2<0.001
    TLC % pred123.4±17127.5±20.50.015
    FRC % pred166.1±35.3184.4±41.1<0.001
    RV % pred195.6±53.2220.9±63.1<0.001
    IC/TLC %28.8±8.623.5±8<0.001
    PaO2 kPa9.6±1.39.2±1.60.001
    PaCO2 kPa5.1±0.75.4±10.003
    Arterio-alveolar oxygen gradient kPa5±1.35.1±1.4ns
    LTOT %11.027.1<0.001
    Smoking status %
     Never or ex-smokers88.483.4ns
     Current smokers11.616.6
    Smoking history pack-years45.6±25.141.1±19.4ns
    Exacerbations %
     0–1 per year40.337.1
     2–4 per year4047.2ns
     >4 per year19.715.7
    • Data are presented as mean±sd, unless otherwise stated. BMI: body mass index; FEV1: forced expiratory volume in 1 s; FVC: forced vital capacity; GOLD: Global Initiative for Obstructive Lung disease; TLCO: carbon monoxide transfer factor; TLC: total lung capacity; FRC: functional residual capacity; RV: residual volume; IC: inspiratory capacity; PaO2: arterial oxygen partial pressure; PaCO2: arterial carbon dioxide partial pressure; LTOT: long-term oxygen treatment; ns: nonsignificant.

  • Table 3– Predictors of mortality in the total chronic obstructive pulmonary disease population, according to the multivariate Cox regression analysis
    HR (95% CI)p-value
    Age years1.034 (1.009–1.059)0.007
    PaO2 kPa0.860 (0.755–0.979)0.023
    TLCO % pred0.006
     Best quartile (>51)0.332 (0.172–0.639)0.001
     Quartile 2 (51–37.3)0.515 (0.322–0.825)0.006
     Quartile 3 (37.3–27.9)0.711 (0.477–1.059)0.093
     Quartile 4 (<27.9)Reference
    GOLD classification0.125
     Stage I0.506 (0.087–2.94)0.448
     Stage II0.407 (0.176–0.939)0.035
     Stage III0.639 (0.408–1.002)0.053
     Stage IVReference
    FVC % pred0.989 (0.969–1.010)0.250
    FEV1/FVC1.015 (0.994–1.037)0.170
    RV % pred0.988 (0.975–1.051)0.079
    FRC % pred1.023 (0.999–1.048)0.057
    TLC % pred1.008 (0.976–1.041)0.633
    IC/TLC %2.15 (0.37–3.293)0.418
    PaCO2 kPa0.985 (0.796–1.218)0.887
    BMI kg·m−21.009 (0.970–1.036)0.903
    • PaO2: arterial oxygen partial pressure; TLCO; carbon monoxide transfer factor; GOLD: Global Initiative for Obstructive Lung disease; FVC: forced vital capacity; FEV1: forced expiratory volume in 1 s; RV: residual volume; FRC: functional residual capacity; TLC: total lung capacity; IC: inspiratory capacity; PaCO2: arterial carbon dioxide partial pressure; BMI: body mass index.

  • Table 4– Predictors of mortality in the total chronic obstructive pulmonary disease population, according to the multivariate Cox regression analysis
    HR (95% CI)p-value
    Age years1.030 (1.004–1.056)0.021
    PaO2 kPa0.851 (0.748–0.969)0.015
    TLCO % pred0.971 (0.957–0.984)<0.001
    FEV1 % pred1.016 (0.974–1.060)0.463
    FVC % pred0.977 (0.950–1.004)0.090
    FEV1/FVC0.988 (0.944–1.033)0.582
    RV % pred0.987 (0.975–1.001)0.055
    FRC % pred1.021 (0.998–1.045)0.078
    TLC % pred1.011 (0.979–1.044)0.507
    IC/TLC %2.009 (0.378–3.451)0.628
    PaCO2 kPa0.991 (0.798–1.230)0.932
    BMI kg·m−21.006 (0.973–1.041)0.710
    • Carbon monoxide transfer factor (TLCO) % pred and forced expiratory volume in 1 s (FEV1) % pred entered the analysis as continuous variables. PaO2: arterial oxygen partial pressure; FVC: forced vital capacity; RV: residual volume; FRC: functional residual capacity; TLC: total lung capacity; IC: inspiratory capacity; PaCO2: arterial carbon dioxide partial pressure; BMI: body mass index.

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Lung function indices for predicting mortality in COPD
Afroditi K. Boutou, Dinesh Shrikrishna, Rebecca J. Tanner, Cayley Smith, Julia L. Kelly, Simon P. Ward, Michael I. Polkey, Nicholas S. Hopkinson
European Respiratory Journal Sep 2013, 42 (3) 616-625; DOI: 10.1183/09031936.00146012

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Lung function indices for predicting mortality in COPD
Afroditi K. Boutou, Dinesh Shrikrishna, Rebecca J. Tanner, Cayley Smith, Julia L. Kelly, Simon P. Ward, Michael I. Polkey, Nicholas S. Hopkinson
European Respiratory Journal Sep 2013, 42 (3) 616-625; DOI: 10.1183/09031936.00146012
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