Abstract
Liberation of elastin peptides from damaged lung may be a mechanism of autoimmune lung disease. Citrullination, and anti-citrullinated protein antibody formation occurs in smokers, but the role of smoking in autoantibody generation relevant to pulmonary disease is unclear.
Anti-elastin, anti-cyclic citrullinated peptide (anti-CCP) and anti-mutated citrullinated vimentin (anti-MCV) antibodies were measured in 257 subjects with α1-antitrypsin deficiency (AATD), 113 subjects with usual chronic obstructive pulmonary disease (COPD) and 22 healthy nonsmokers. Levels were compared between groups, against phenotypic features and against smoke exposure.
Anti-elastin antibodies were higher in controls relative to AATD (p = 0.008) and usual COPD (p<0.00001), and in AATD relative to usual COPD (p<0.00001). Anti-elastin levels showed a threshold at 10 pack-yrs, being higher in those who had smoked less (p = 0.004). No relationships between antibody levels and clinical phenotype were seen after adjustment for smoke exposure. Anti-CCP antibodies were higher in usual COPD than AATD (p = 0.002) but the relationship to smoke exposure was less clear.
Smoke exposure is the main determinant of anti-elastin antibody levels, which fall after 10 pack-yrs. Local antibody complexes may be a better measure of elastin directed autoimmunity than circulating levels.
The protease–antiprotease hypothesis of the pathogenesis of chronic obstructive pulmonary disease (COPD) concerns imbalances between proteases that digest elastin and other components of the extracellular matrix in the lung parenchyma, and antiproteases that protect 1–2. The origin of this theory comes from the observation that patients with α1-antitrypsin deficiency (AATD) develop early onset emphysema 3. α1-Antitrypsin (AAT) is an antiprotease, which acts predominantly to block the action of neutrophil elastase, a protease released by neutrophils. Neutrophil elastase is a serine protease, the first of three classes of protease important in COPD. The remaining two classes are the cysteine proteases, such as cathepsin-B, and the matrix metalloproteases (MMPs) 4. In general, the serine and cysteine proteases are capable of degrading elastin and some forms of collagen 4, whilst MMPs have more of an effect on collagen, gelatin and laminin 2, all of which are components of the extracellular matrix of the lung.
Breakdown of the extracellular matrix, particularly elastin, in the lung is a key feature of both COPD and AATD, as shown by the presence of high levels of elastin breakdown products. A desmosine cross-link is unique to elastin and may be used as a marker of its degradation 5. Desmosine and elastin peptides are elevated in the plasma, urine and sputum of COPD patients 6, whilst urinary levels positively correlate with the annual rate of decline in forced expiratory volume in 1 s (FEV1) in smokers 7. In general, elastin breakdown is greater in subjects with AATD at a given level of smoking because of a relative excess of neutrophil elastase activity in the lung 8, confirmed by elevated desmosine levels compared with usual COPD subjects 6. Elastin breakdown has been proposed as a mechanism for generation of autoantibodies directed against elastin, which could in theory perpetuate and/or aggravate lung destruction 9. In both AATD and COPD, the main stimulus to elastin breakdown is cigarette smoking, but studies of anti-elastin antibody prevalence in these conditions to date have been too small to assess smoke effects on antibody levels adequately 9–11. Although the original report of circulating anti-elastin antibodies in COPD was able to show antibody generation by lung tissue and a correlation between peripheral blood responses to elastin peptides and severity of emphysema on computed tomography (CT) scan 9, the effect of anti-elastin antibodies in the lung remained uncertain.
It is also interesting to note that smoking in and of itself is now of interest as a risk factor for autoimmunity, as discussed in a recent review 12. In some autoimmune diseases this has been noted at epidemiological level, and there is now biological evidence for direct smoke effects on antibodies diagnostic of rheumatoid arthritis, known as anti-citrullinated protein antibodies (ACPA). Citrullination is a post-translational modification of proteins, which occurs in inflammatory disease 13. It is recognised to occur in the lung of smokers, and is thought to influence occurrence of antibodies directed against citrullinated proteins 14. Two main ACPAs are recognised, anti-cyclic citrullinated peptide (anti-CCP) and anti-mutated citrullinated vimentin (anti-MCV) antibodies. Both are markers of disease severity in rheumatoid arthritis 15, 16 and there is some suggestion that they occur more in extra-articular disease 17, particularly lung disease 18. We reasoned that pulmonary citrullination might be a relevant process generating autoantibodies in COPD, alongside elastin liberation.
We hypothesised that anti-elastin and ACPAs would be higher in subjects who had smoked more, and that anti-elastin antibodies would be higher in AATD than COPD due to excessive elastin breakdown.
METHODS
Subjects and clinical phenotyping
AATD
257 PiZZ subjects from the UK national registry for AATD were studied, this being the number with a baseline serum sample available at the time of the study. The project was approved by the local research ethics committee and all subjects gave informed consent. All AATD subjects had a full clinical history (including smoke exposure), a serum AAT level of <11 μM, PiZZ genotype confirmed by specific PCR (Heredilab, Salt Lake City, UT, USA) and underwent full pulmonary function testing, as described previously 19. None had ever received AAT replacement therapy.
COPD
The West Midlands COPD Collection (WMCC) comprises subjects with COPD, excluding those with AATD, defined as FEV1/forced vital capacity (FVC) <0.7 and post-bronchodilator FEV1 <80% predicted, recruited in the central region of the UK. Studies of clinical phenotype and genetic risk in the WMCC have been approved by the local ethics committee. All subjects in the WMCC have undergone pulmonary function testing and clinical history gathering in the same manner as the AATD group. At the time of data collection there were 116 subjects registered with the WMCC, all of whom had given informed consent.
Healthy nonsmokers
The control group consisted of 22 healthy nonsmokers with normal pulmonary function tests, in whom AATD had been excluded, a stored serum sample available and who had consented to participate in research.
Antibody levels
Anti-elastin antibodies were measured in duplicate in serum using methods published by Lee et al. 9 on all AATD and COPD subjects. The original publication measured antibodies in plasma; thus the validity of the assay in serum was confirmed by measurement of antibodies in both serum and plasma samples taken at the same time point from 10 individuals; titres were no different between the two sample types (p = 0.841). Serial dilutions of a pooled serum sample were used to make a standard curve and IU·mL−1 for subject samples calculated from this. The inter-assay coefficient of variation over the working range was 8.30% (n = 20 repeats in a single subject). The spike recovery was 87.34%, and assay specificity for anti-human immunoglobulin (Ig)G was confirmed by a zero reading when control antibody was used.
ACPA antibodies were measured in serum or plasma using commercial ELISA kits (valid for use in both sample types) for anti-CCP and anti-MCV antibodies (Phadia UniCAP system; Phadia Ltd, Milton Keynes, UK and Orgentec Diagnostika GmbH, Mainz, Germany, respectively). These are clinically validated tests with a threshold for positivity of 10 IU·mL−1 and 20 IU·mL−1, respectively.
Statistical analysis
Data were analysed using SPSS version 16.0 (SPSS Inc., Chicago, IL, USA). Comparisons of antibody levels between groups were carried out using the Mann–Whitney and Kruskal–Wallis tests. Comparisons of antibody levels within each group were first analysed as univariate models, using Pearson’s and Spearman’s rank correlations, as dictated by the distribution of the data, for continuous variables, the unpaired t-test and Mann–Whitney tests for binary outcomes, and the Chi-squared test for frequency variables. Adjustments for smoke exposure were made using coefficients from disease group regression models seeking predictors of antibody levels.
RESULTS
Characteristics of the subjects
Characteristics of the three groups are shown in table 1. COPD subjects were generally older and had smoked more than those with AATD (both p<0.001), consistent with known features of the conditions. There were more current smokers (p<0.001), gas transfer was lower (p = 0.02), and chronic bronchitis more common (p<0.001) in the usual COPD group than those with AATD. Tests of significance regarding the difference in emphysema frequency between AATD and COPD were considered invalid in view of the differences in proportion scanned.
Anti-elastin antibody levels and associations
Anti-elastin antibodies were detected in all 257 AATD samples, all 22 healthy subjects and 113 out of 116 COPD subjects. The mean level was significantly higher in healthy subjects than those with COPD (p = 0.00001), and those with AATD (p = 0.008). Levels in AATD were higher than in usual COPD (p<0.00001), illustrated in figure 1. Levels in AATD were higher in those within this group who did not have COPD (p = 0.032; fig. 2).
Mean anti-elastin antibody levels stratified by group. The chart shows the mean±se of circulating antibody concentration in each group. Healthy subjects exhibited significantly higher concentrations than those with chronic obstructive pulmonary disease (COPD) (p = 0.00001), and α1-antitrypsin deficiency (AATD) (p = 0.008). AATD subjects also exhibited higher concentrations than usual COPD subjects (p<0.00001). The values shown are unadjusted for smoke exposure.
Anti-elastin antibody concentrations are higher in those with normal lung function in α1-antitrypsin deficiency (AATD). The chart shows the relationship between forced expiratory volume in 1 s (FEV1) and anti-elastin levels in AATD which is significant; those with FEV1 >80% predicted and no evidence of airflow obstruction had higher levels (p = 0.032).
Within AATD anti-elastin antibodies showed a negative correlation with pack-yrs smoked (r = -0.199, p = 0.001), although visually the relationship did not appear linear (fig. 3). We therefore stratified into categories by pack-yrs smoked, and showed a clear threshold at 10 pack-yrs, above which antibodies were lower (fig. 3, p = 0.004). Consistent with this, the mean level in never smokers was significantly higher than the smoke exposed (51.14±13.05 versus 27.04±5.21; p = 0.04). A concomitant positive correlation with FEV1 was seen (r = 0.189, p = 0.005) which was lost after adjustment for pack-yrs smoked (r = 0.084, p = 0.251). A trend towards higher levels in those without emphysema (51.12±17.33 versus 29.30±6.06; p = 0.074) was also lost after similar adjustments (p = 0.622). The unadjusted correlations in AATD appeared to be driven by never smokers, and indeed in usual COPD, where all individuals had smoked, no relationship between antibody level and pack-yrs or FEV1 was seen (both p>0.25). Emphysema analyses were not performed in usual COPD because of the low proportion of CT scans available.
Anti-elastin antibody concentrations relate to smoke exposure in α1-antitrypsin deficiency. a) The scatterplot shows the relationship between smoke exposure and anti-elastin antibody titre. Whilst it is statistically significant as a linear relationship (r = -0.199, p = 0.001), visually it appeared to be driven by low level smoking. b) Smoke exposure was divided into categories according to pack-yrs smoked. Anti-elastin antibodies then appeared to exhibit a threshold level at 10 pack-yrs. c) Comparisons of antibody levels were made using 10 pack-yrs to stratify the population. Antibody levels were higher in those who have smoked <10 pack-yrs (p = 0.004).
Anti-elastin antibody levels were then compared between groups after adjustment for pack-yrs smoked; the difference between AATD and usual COPD was lost (p = 0.258). This lack of relationship remained when including only AATD individuals who had spirometrically defined COPD (p = 0.131). All other between group comparisons of antibody levels became nonsignificant after adjustment for smoke exposure (all p>0.6). Never smokers with AATD and no evidence of COPD (n = 24) were then compared to healthy never smokers without AATD (n = 22) in order to ascertain if AATD itself were a significant determinant of antibody levels after control for smoke exposure and the presence of COPD; there was no difference in their anti-elastin antibody levels (p = 0.295).
Current versus past smoking did not show a significant difference in antibody levels in either group (both p>0.5). Years since last cigarette exposure did not relate to antibody levels, nor did age at commencement of smoking (both p>0.5). No sex or age relationships to antibody levels were seen in AATD or usual COPD, and sub-stratification by sex did not change the relationship with pack-yrs seen (r = -0.208, p = 0.014 in males and r = -0.255, p = 0.018 in females).
ACPA associations
Anti-CCP antibodies were higher in usual COPD than AATD (p = 0.002, fig. 4), and exceeded the conventional cut-off for a positive level in eight AATD subjects and six of those with usual COPD. Anti-MCV antibodies were positive in 34 AATD subjects and 20 with usual COPD; the level did not differ between groups (p = 0.876, fig. 4). There was no difference in either ACPA between AATD and controls (p = 0.412). In AATD, neither ACPA showed any relationship to FEV1 (anti-CCP: p = 0.608 for high levels, p = 0.868 as a continuous variable; anti-MCV: p = 0.710 and p = 0.864, respectively). Equally, in usual COPD, neither ACPA was independently associated with FEV1 (anti-CCP: p = 0.424 and 0.969; anti-MCV: p = 0.957 and 0.406). No age or sex associations were seen in either group (all p>0.5). In sex sub-stratified analyses the lack of relationship with FEV1 persisted (all p>0.6).
Anti-citrullinated protein antibody (ACPA) concentrations stratified by group. The chart shows the mean anti-cyclic citrullinated peptide (anti-CCP) and anti-mutated citrullinated vimentin (MCV) concentration in the three groups studied. Anti-CCP titre was significantly higher in usual chronic obstructive pulmonary disease (COPD) than α1-antitrypsin deficiency (AATD) (p = 0.002) but no other significant differences were seen. ▪: anti-CCP; ▒: anti-MCV.
Neither anti-CCP nor anti-MCV antibodies differed between those who had never smoked and those who had been smoke exposed in AATD (p = 0.903), a test which could not be performed in usual COPD since all subjects had smoked. No linear dose–response relationship (pack-yrs versus ACPA) existed in AATD (anti-CCP: r = 0.002, p = 0.979; anti-MCV: r = -0.069, p = 0.301) or usual COPD (anti-CCP: r = -0.158, p = 0.161; anti-MCV: r = -0.024, p = 0.864). However, when split into pack-yr categories in AATD, as before, a threshold was apparent at 10 pack-yrs, although less clear than that seen for anti-elastin antibodies (fig. 5). However, the difference in titre between those either side of the 10 pack-yr threshold was not significant (anti-CCP, p = 0.661; anti-MCV, p = 0.110), and the incidence of positive ACPA did not differ above and below this threshold (p = 0.761 and 0.503, respectively). Given that no relationship with smoke was observed further inter-group comparisons after adjustment for smoke exposure were not performed.
Anti-citrullinated protein antibody (ACPA) relationships to smoke exposure in α1-antitrypsin deficiency. a and b show ACPA levels stratified by smoke exposure categories. Although a threshold was suggested visually at 10 pack-yrs this was not significant (anti-cyclic citrullinated peptide (anti-CCP), p = 0.661 and anti-mutated citrullinated vimentin (anti-MCV), p = 0.110).
Since ACPA are diagnostic of rheumatoid arthritis, the incidence of this, and other autoimmune diseases, was determined in all those with a positive ACPA. Of the 36 AATD subjects with at least one positive ACPA, none had rheumatoid arthritis either at baseline or during follow-up (mean duration of follow-up since serum collection was 9 yrs). However, four had autoimmune thyroid disease at baseline, one had ulcerative colitis at baseline and a further individual developed ulcerative colitis during follow-up. Amongst the 22 ACPA positive individuals with COPD three had rheumatoid arthritis. To date, none has completed 1 yr of follow-up.
DISCUSSION
The data presented here show a clear relationship between circulating anti-elastin antibody levels and smoke exposure, and no relationship between these antibodies and clinical phenotype after smoking is taken into account. Conversely ACPA, which are theoretically generated after smoke exposure, did not show any significant relationship to smoke exposure in our cohorts, and less marked differences between groups.
One study has previously reported high anti-elastin antibody levels in COPD 9, which we were unable to confirm. This study concerned a group with emphysema, thus it could be argued that our analyses should have been restricted to those with CT-proven emphysema if we wished to confirm their findings. We did not exclude subjects who had not been scanned or who did not have emphysema, as our primary objective was to compare levels between groups whose elastin breakdown might be expected to differ 6, and against smoke exposure, not to reproduce the work of Lee et al. 9. However, secondary analyses comparing antibody titre between individuals with and without emphysema in AATD did not reveal a significant difference. It should be noted that differences in titre seen by Lee et al. 9 between groups were small, and that this observation was a small part of their study, which examined anti-elastin autoimmunity more specifically, using lung tissue to assess anti-elastin antibody complexes, and T-cell responses to elastin peptides. Our results, in direct contrast to theirs, showed anti-elastin antibodies were higher in those with better lung function and in healthy individuals. This implies that the presence and level of circulating anti-elastin antibody is not a key feature of COPD, an observation recently reported in another study 11, and may even fall as disease progresses. We hypothesise that this might be due to ongoing, or increasing, antibody consumption by binding in the lung. This is consistent with the increased antibodies seen in lung tissue by Lee et al. 9, although longitudinal studies involving both lung tissue and circulating samples would be required to definitively answer this question. Antibody levels do not rise with cessation of smoke exposure, consistent with the perpetuation of inflammation and lung damage in COPD seen after this time, with measureable disease progression in many subjects 20.
None of the studies of anti-elastin antibodies to date has taken effects of smoking into consideration in the analyses pertaining to antibody levels, despite the theory that anti-elastin antibody generation occurs secondary to smoke-induced elastin liberation in the lung 9. The data presented here show a clear difference in anti-elastin antibody levels between smokers and those who have never smoked in AATD, and a relationship between pack-yrs smoked and antibody levels. There was also a threshold level of smoke exposure apparent, a feature identified in another large cohort of AATD subjects recently, which contributed to their predictive model for FEV1 21. Smoke exposure was common in AATD, higher in usual COPD, and absent in controls, thus between-group comparisons of antibody levels, which appeared highly significant initially, required adjustment for this exposure. After such adjustment, not only was the relationship with FEV1 lost within AATD, but also all inter-group comparisons ceased to be significant. This, together with the recent suggestion that smoking may be a risk factor for autoimmunity 12, is important to note in future studies of the prevalence of other autoantibodies in COPD and control populations. Subjects with AATD may be more sensitive to other environmental influences on lung function, as shown by relationships between outdoor air pollution and lung function in this group 22. We surmised that differences in elastin breakdown and subsequent anti-elastin generation might still occur between nonsmokers with and without AATD for this reason. This was not confirmed, perhaps because the effect sizes of agents other than cigarette smoke are small in both groups 22, 23.
Although differences in ACPA titre were seen between COPD, AATD and controls, the differences were less marked than with anti-elastin antibodies and less clearly related to smoke exposure. This is the first study, to our knowledge, of these antibodies in lung disease, and our findings will require further validation; nevertheless, it is interesting to consider their significance. The pathogenic role of ACPA in rheumatoid arthritis is thought to involve complement activation 24 and alteration of the T-cell repertoire in the joint 25, with reaction to self as a result. Our data would suggest that this may be organ specific, occurring just in the joint despite the fact that any protein containing citrulline could be a target for ACPA. Alternatively the effect on synovium could depend upon a further genetic or environmental influence, given that ACPA positive individuals here did not always exhibit rheumatoid arthritis (or indeed other autoimmune diseases). Shared epitope alleles, contained within class II of the human leukocyte antigen system (HLA-DRB1*04, *01 and *10), are important in determining risk of rheumatoid arthritis 26 and ACPA status 27. Recent data suggest that smoking is a key feature of determining ACPA-positive disease risk in the presence of these alleles 27, 28, consistent with this hypothesis. ACPA may occur up to 10 yrs before clinical features of rheumatoid arthritis appear 29, the titre relating inversely to the time until diagnosis 30, such that highly positive individuals are likely to be diagnosed soon. It will therefore be of importance to follow up positive individuals in the cohort, particularly since the incidence of positive anti-CCP antibodies exceeded that reported in healthy controls 29 five-fold in AATD and eight-fold in usual COPD. The majority of AATD subjects have, however, been followed up for >8 yrs since their baseline assessment and blood sampling, making it unlikely that many new cases will be found in this group. In the usual COPD cohort, high ACPA levels were more common than in AATD, and more common in both groups than in the general population. Intuitively, the role of smoking in determining pulmonary citrullination 14, and subsequent antibody formation, might have been thought responsible. Again, however, our data suggested that in AATD ACPA levels were lower in heavier smokers, albeit not statistically different. Since there was no significant dose–response effect adjustments of ACPA level for lifetime lack of smoke exposure, analyses could not be carried out to determine if differences between AATD, COPD and healthy individuals persisted after adjusting for this feature. Larger cohorts may be required for further clarification of this issue. Further study of citrullination in smokers is also warranted to clarify the mechanism of antibody generation and relationship to ACPA suggested here.
Autoimmunity is a current topic of debate in COPD pathogenesis, since some characteristic features of autoimmunity are present. First, a lymphocytic infiltrate in the lung occurs, with increasing pulmonary CD4+ and CD8+ T-cell numbers relating to worsening disease 31, 32. Autoantibodies to pulmonary epithelium have also been demonstrated 33. Furthermore, oligoclonal T-cell populations have been demonstrated in the lung, suggesting accumulation due to antigenic stimulation 34. Evidence from animal models also supports a role for autoimmunity in COPD. Specifically, the transfer of pathogenic CD4+ T-cells from rats with emphysema and anti-endothelial cell antibodies results in the development of emphysema in healthy animals 35, and mice injected with elastin peptides develop both anti-elastin antibodies and a bronchoalveolar lavage fluid profile similar to that seen in COPD 36, 37. The initial report of elevated anti-elastin antibodies by Lee et al. 9 has now been refuted by two small studies (in addition to the data presented here), the first in a mixed-disease cohort 10, and the second in pure-disease cohorts, but with small numbers in each 11. Indeed, in the latter study the authors noted that antibody levels were higher in healthy subjects, consistent with the data we report here. Autoimmune processes are generally thought to be more common in female subjects, hence we undertook some sex-specific analyses but again no differences were seen. Taken together, the results suggest that anti-elastin antibodies are unlikely to be a useful disease marker in COPD and, if autoimmunity exists directed against elastin, circulating anti-elastin antibody titres may be of less importance than local levels in lung tissue.
Our study is weakened by the absence of a healthy smoking group for comparison to the usual COPD group, although comparisons within AATD of healthy individuals and those with lung disease, controlled for smoking, act as a suitable surrogate for this. We also have not tested for IgM, IgA and other antibody subtypes for anti-elastin. This feature was investigated by a previous group, whose findings concurred with ours in terms of between-group comparisons, such that we felt it was unnecessary to repeat their experiments 11.
In summary, our data show a clear relationship between smoke exposure and anti-elastin antibody levels, and no difference between AATD, COPD and healthy individuals after adjustment for this feature. This suggests that circulating anti-elastin levels cannot be used as a disease marker and that future study of the autoimmunity hypothesis may need to be directed to antibody complexes in lung tissue rather than circulating antibodies.
Acknowledgments
We would like to thank all members of the UK α1-antitrypsin deficiency registry and West Midlands COPD Collection investigating teams for gathering of clinical data and biological samples, and D. DeMeo (Brigham and Women's Hospital, Boston, MA, USA) for her advice on statistical analysis.
Footnotes
Support Statement
We would like to thank Talecris Biotherapeutics, whose unrestricted grant to R.A. Stockley funded this work.
Statement of Interest
A statement of interest for R.A. Stockley and the study itself can be found at www.ers.ersjournals.com/site/misc/statements.xhtml
- Received March 3, 2010.
- Accepted May 4, 2010.
- ©ERS 2011