Abstract
High levels of exhaled nitric oxide (NO) predict favourable response to inhaled corticosteroids in asthma, but the ability of exhaled NO or inflammatory markers in exhaled breath condensate (EBC) to predict steroid responsiveness in chronic obstructive pulmonary disease (COPD) is not known.
We measured alveolar and bronchial NO output, levels of leukotriene B4 (LTB4), cysteinyl leukotrienes (cysLTs) and 8-isoprostane in EBC, spirometry, body plethysmography and symptoms in 40 subjects with COPD before and after 4 weeks of treatment with inhaled fluticasone (500 μg b.i.d.).
Five subjects (12.5%) with COPD had significant improvement in lung function during fluticasone treatment, whereas 20 subjects (50%) had significant decrease in symptoms. High baseline bronchial NO flux was associated with higher increase in forced expiratory volume in 1 s to forced vital capacity ratio (r = 0.334, p = 0.038) and more symptom relief (r = -0.317, p = 0.049) during the treatment. Baseline EBC levels of LTB4, cysLTs or 8-isoprostane were not related to response to fluticasone treatment. Inhaled fluticasone decreased bronchial NO flux but not alveolar NO concentration or markers in EBC.
High levels of bronchial NO flux are related to symptom relief and improvement of airway obstruction during treatment with inhaled fluticasone in COPD. Markers of inflammation or oxidative stress in EBC are not related to steroid responsiveness in COPD.
Chronic obstructive pulmonary disease (COPD) is characterised by chronic bronchitis and emphysema causing an airflow obstruction, which, by definition, is not fully reversible 1. High numbers of neutrophils and macrophages are typical of the airway inflammation in COPD, but eosinophils are also present in some subjects 2. As treatment with inhaled corticosteroids (ICS) is usually more efficient in eosinophilic than in neutrophilic airway inflammation, the role of ICS in the treatment of stable COPD is controversial. Treatment with ICS is currently recommended for patients with severe COPD and frequent exacerbations 1. ICS are less effective in COPD than in asthma, but some subjects with COPD gain from ICS by improvement in their lung function and health status 3. High levels of markers of eosinophilic inflammation, like exhaled NO concentration 4 and sputum eosinophils 5, predict favourable response to ICS in asthma, and these markers may also be useful in titrating the ICS dose in long-term asthma management 6, 7. There are also some studies showing that high levels of sputum eosinophils in COPD predict favourable response to a short course of oral prednisolone 8 or ICS 9, 10, but the role of exhaled NO or inflammatory markers in exhaled breath condensate (EBC) in predicting response to ICS in COPD is not known.
Exhaled NO has usually been measured at a single exhalation flow rate of 50 mL·s−1 11. More information on airway inflammation and its anatomical location can be gained by measuring exhaled NO at multiple flow rates and calculating alveolar NO concentration (CA,NO) and bronchial NO flux (J′aw,NO) 12–14. COPD has been associated with decreased 15 or normal 16, 17 J′aw,NO (NO from central large airways) and increased 15, 16 or normal 17 CA,NO (NO from alveoli and small peripheral airways). Varying results are probably explained by differences in smoking status and heterogeneity in the inflammatory status and the use of ICS. Furthermore, CA,NO has been shown to correlate negatively with forced expiratory volume in 1 s (FEV1) in COPD 15, which is in line with the small airways being the main site of airflow limitation in COPD.
Airway inflammation also can be noninvasively assessed by collecting EBC and analysing levels of biomarkers in the condensate. Leukotriene B4 (LTB4) is a chemotactic factor for neutrophils 18, and increased levels of LTB4 have been found in states of neutrophilic airway inflammation like COPD 19, 20. Cysteinyl leukotrienes (cysLTs) have been associated with eosinophilic inflammation 21, and increased cysLT concentrations in EBC have been found in asthmatic subjects 19, 22. The effect of oxidative stress can be assessed by measuring the EBC level of 8-isoprostane, a marker of lipid peroxidation 23.
In cross-sectional studies, ICS have been reported to have no effect on EBC levels of LTB4 24, and to slightly decrease 15 or to have no effect 17 on bronchial NO output. However, there are no interventional studies on the effect of ICS on noninvasive markers of pulmonary inflammation, or on the ability of these markers to predict steroid responsiveness in COPD. The aim of the current study was to assess the effect of ICS on J′aw,NO and CA,NO, and on the levels of LTB4, cysLTs and 8-isoprostane in EBC in patients with COPD, and to study if these markers can predict the individual effect of ICS on lung function and symptoms in COPD.
METHODS
Subjects
Patients with COPD were recruited among subjects referred from primary care for diagnostic assessment to the Department of Respiratory Medicine at Tampere University Hospital, Tampere, Finland. The inclusion criteria were symptoms compatible with COPD (cough, sputum production and chest tightness), post-bronchodilator FEV1/forced vital capacity (FVC) ratio <0.7, smoking history ≥20 pack-yrs, and emphysema on high-resolution computed tomography (HRCT) of the lungs. Exclusion criteria were history of asthma, significant diurnal variation in home peak expiratory flow monitoring, any other pulmonary disease, arterial oxygen tension <8.0 kPa or diabetes. Only reliever medication with short-acting β2-agonists was allowed. Possible ICS or theophylline were withdrawn for at least 4 weeks before the first measurements. The study was approved by the ethics committee of Tampere University Hospital and all subjects gave their written informed consent.
Study protocol
Spirometry (Vmax 20C; SensorMedics, Yorba Linda, CA, USA) and body plethysmography (Autobox 6200, SensorMedics) were measured before and after inhaled salbutamol (400 μg). 2-week home peak expiratory flow monitoring was conducted to rule out asthma-like diurnal variation in airway obstruction. HRCT of the lungs was scanned (Siemens Somatom Plus 4; Siemens Medical, Erlangen, Germany). In addition, exhaled NO was measured, EBC was collected, and the subjects filled in a symptom questionnaire. The same measurements excluding HRCT were repeated after 4 weeks of treatment with inhaled fluticasone propionate (Flixotide Diskus 500 μg b.i.d.; GlaxoSmithKline, Ware, UK).
Exhaled NO
Exhaled NO was measured with a Sievers NOA 280 analyser (Sievers Instruments, Boulder, CO, USA) at exhalation flow rates of 50, 100, 200 and 300 mL·s−1. The desired exhalation flow rates were achieved by letting the patients exhale through a mass flow meter connected to a computer-controlled adjustable flow restrictor that kept the flow rate steady at the desired level 25, 26.
CA,NO and J′aw,NO were calculated with the linear method as previously described, using exhalation flow rates of 100, 200 and 300 mL·s−1 12, 27. Exhaled NO output (exhaled NO concentration multiplied by exhalation flow rate) was plotted against exhalation flow rate and a linear regression was set (Microsoft Excel). Slope and intercept of the regression line are approximates of CA,NO and J′aw,NO respectively.
Axial backward diffusion of NO from bronchial compartment to alveoli may cause falsely high CA,NO and falsely low J′aw,NO especially in subjects with high J′aw,NO. CA,NO and J′aw,NO adjusted for trumpet shape airways and axial diffusion (CA,NO(TMAD) and J′aw,NO(TMAD), respectively) were calculated according to the equations 1 and 2 as described by Condorelli et al. 28.
(1) (2)
J′aw,NO(TMAD) (nL·s−1) = J′aw,NO (nL·s−1) × 1.7 (2)
The difference between CA,NO and CA,NO(TMAD) is dependent on individual J′aw,NO and there may, therefore, be differences in result profiles between CA,NO and CA,NO(TMAD). On the contrary, J′aw,NO(TMAD) is precisely 1.7 times higher than J′aw,NO in every subject; therefore, all the correlations to other markers or treatment changes in J′aw,NO and J′aw,NO(TMAD) are exactly the same, but the absolute values are 1.7 times higher in J′aw,NO(TMAD).
Exhaled breath condensate
EBC was collected during 15 min of tidal breathing with Ecoscreen condenser (Ecoscreen; Jaeger, Hoechberg, Germany) while wearing nose clips. The samples were stored at -70°C until assayed. LTB4, 8-isoprostane and cysLT concentrations in the condensates were measured by immunoassay with a detection limit of 2 pg·mL−1 (Cayman Chemical Company, Ann Arbor, MI, USA).
Symptom scoring
The subjects filled in a Finnish translation of the St George’s Respiratory Questionnaire (SGRQ) containing questions and scoring on three aspects of the disease (symptom frequency and severity, activities that cause or are limited by breathlessness, and the impact of the disease on social functioning with psychological disturbances resulting from the disease) and a total score. Each score ranges from 0 to 100, with higher score meaning worse disease. A change of ≥4 points is considered as a significant change in the disease state 29.
Statistics
Based on power calculations, 40 patients were needed for the final analysis to give the study a power of ∼90 % to detect a change of 0.5 standard deviations in each parameter during the fluticasone treatment (effect size 0.5) with an α of 0.05. Distributions of the NO parameters and inflammatory markers in breath condensate were non-normal, whereas lung function parameters and symptom scores were normally distributed (Shapiro–Wilk test). Ex-smokers and current smokers were compared using t-test for normal data, Mann–Whitney U-test for non-normal data and Fisher’s exact test for binary variables. Changes in parameters during the treatment were analysed using paired t-test for normal data and Wilcoxon signed rank test for non-normal data. Correlations between baseline inflammatory markers and changes in lung function or symptoms during the treatment were analysed with Spearman’s rank correlation. SPSS 12.0.1 software (SPSS Inc., Chicago, IL, USA) was used for statistical analysis. Results are given as mean±sem for normally distributed data and as median (interquartile range) for non-normal data. p-values <0.05 were considered as statistically significant.
RESULTS
To obtain 40 patients for the final analysis, 55 patients needed to be recruited. Four subjects were excluded due to technical problems in NO measurements, five had an exacerbation during the study period, two subjects were not willing to continue in the study, and timing of the study medication and follow-up was wrong in four subjects. The 40 subjects included in the analysis had NO results of good quality and there was high linearity (r≥0.96) between NO output and flow rate in the range 100–300 mL·s−1.
The majority (n = 30) of the patients had moderate COPD (stage II) according to the Global Initiative for Chronic Obstructive Lung Disease (GOLD) criteria 1, three subjects had stage I, six subjects had stage III, and one subject had stage IV COPD. None of the subjects had signs of interstitial lung disease on HRCT scans.
Spirometry and body plethysmography, NO parameters and inflammatory markers in EBC according to the current smoking status are presented in table 1⇓. Current smokers had slightly better lung function, and lower fractional exhaled NO concentration at exhalation flow rate of 0.05 L·s−1 (FeNO0.05) and J′aw,NO compared with ex-smokers. There were no differences in other NO parameters or inflammatory markers in breath condensate between current and ex-smokers. 17 subjects had reversibility in FEV1 ≥12% and 200 mL after salbutamol inhalation, but there were no differences in baseline pulmonary function or any of the inflammatory measures between responders and nonresponders to salbutamol (data not shown).
Five out of 40 subjects used ICS during the enrolment, and ICS were stopped for 4 weeks before entering the study. EBC levels of 8-isoprostane (16.1 (10.8–19.1) versus 9.1 (7.3–14.1) pg·mL−1; p = 0.024) and CysLTs (30.0 (7.4–58.7) versus 2.8 (1.0–12.7) pg·mL−1; p = 0.040) were higher in those who used ICS at the enrolment, but there were no differences in NO parameters, lung function or symptoms between those who used ICS at enrolment and those who did not.
Levels of inflammatory markers, spirometry and body plethysmography and symptom scores before and after fluticasone treatment are presented in table 2⇓. Fluticasone treatment decreased J′aw,NO and FeNO0.05 but had no effect on CA,NO. There were no changes in breath condensate levels of LTB4, cysLTs or 8-isoprostane.
Fluticasone treatment decreased residual volume but had no other effects on mean pulmonary function (table 2⇑). However, five out of the 40 patients (12.5%) had improvement in FEV1 ≥12% and 200 mL during the fluticasone treatment. The relative number of responders tended to be higher in ex-smokers (three out of 11 (27.3%)) than in current smokers (two out of 29 (6.9%); p = 0.117). Baseline J′aw,NO correlated positively with the change in post-bronchodilator FEV1/FVC (r = 0.334, p = 0.038; fig. 1⇓), and this correlation was even stronger in ex-smokers (r = 0.621, p = 0.042), but nonsignificant in current smokers (r = 0.152, p = 0.432). Baseline CA,NO correlated negatively with the relative change in forced expiratory flow when 75% of vital capacity is exhaled (FEF75%) (r = -0.340, p = 0.037; fig. 1⇓), whereas baseline CA,NO(TMAD) correlated negatively with the relative change in FEF75% (r = −0.395, p = 0.014) and positively with the relative change in functional residual capacity (FRC) (r = 0.341, p = 0.036). Thus, low baseline CA,NO and CA,NO(TMAD) were associated with better functional outcome (increase in FEF75% and decrease in FRC). There were no other significant correlations between baseline inflammatory markers and change in lung function.
Fluticasone treatment decreased symptoms measured by SGRQ (table 2⇑), and 20 patients (50%) had significant decrease in symptoms defined as decrease in SGRQ total score of ≥4 points. The relative number of responders was similar in ex-smokers (six out of 11 (54.5 %)) and current smokers (14 out of 29 (48.3%); p = 1.000). Baseline FeNO0.05 (r = -0.373, p = 0.013) and J′aw,NO (r = -0.317, p = 0.049) correlated negatively with the change in SGRQ total score during fluticasone treatment, i.e. subjects with high bronchial NO output had more pronounced decrease in symptoms during the treatment. These correlations were similar in subgroups of ex-smokers and current smokers. Baseline FeNO0.05 and J′aw,NO were higher in those patients who gained a decrease of ≥4 points in SGRQ total score during fluticasone treatment (fig. 2⇓). Other baseline inflammatory markers were not related to symptom change during the treatment.
DISCUSSION
In the present study, we found that inhaled fluticasone decreased J′aw,NO but had no effect on CA,NO in patients with COPD. Fluticasone improved lung function significantly (increase in FEV1 ≥12% and 200 mL) in only five out of 40 subjects, but 20 subjects had significant symptom relief. Baseline J′aw,NO correlated with increase in post-bronchodilator FEV1/FVC and decrease in symptoms during fluticasone treatment, whereas baseline CA,NO correlated negatively with the change in FEF75% during the treatment. Levels of 8-isoprostane, LTB4 and cysLTs in EBC were not affected by fluticasone treatment, and these markers were not related to fluticasone-induced changes in lung function or symptoms.
The multiple flow rate method is a promising extension of exhaled NO measurement, as it allows separate assessment of NO output in large central airways (J′aw,NO) and in the peripheral small airways/pulmonary parenchyma (CA,NO) 12–14. This method has been shown to be suitable for measuring central and peripheral inflammation in airway diseases and parenchymal diseases 15–17, 25, 27. A further extension of the model to theoretically simulate the effects of spatial heterogeneity in pulmonary inflammation has recently been introduced 30.
In COPD and asthma, eosinophilic rather than neutrophilic inflammatory activity predicts favourable response to ICS 5, 8–10. Nitric oxide output is associated mainly with eosinophilic airway inflammation 31–33, whereas LTB4 (chemotactic factor for neutrophils) and 8-isoprostane (marker of lipid peroxidation) are associated with neutrophilic inflammation 18, 23. It is, therefore, understandable that NO parameters, but not EBC LTB4 and 8-isoprostane, decreased during fluticasone treatment and were associated with the response of symptoms and lung function to ICS. It might be that indices of neutrophilic inflammatory activity, like LTB4 and 8-isoprostane in EBC, could better predict response to drug treatment specifically aimed to tackle neutrophilic inflammation.
We found that inhaled fluticasone decreased J′aw,NO but had no effect on CA,NO. The decrease in bronchial NO output is in line with the effect of fluticasone in asthma 34 and suggests that there is at least some steroid-responsive component in the airway inflammation in these subjects. The decrease in J′aw,NO following fluticasone treatment may be explained by decrease in inflammatory mediators needed to increase the expression of inducible NO synthase (iNOS), or by direct inhibitory effects of glucocorticoids on iNOS expression 35, 36. The lack of effect on CA,NO during fluticasone treatment suggests either that there is no steroid-sensitive iNOS expression in small airways/lung parenchyma in COPD or that the deposition of fluticasone from a dry-powder inhaler is not sufficient in the lung periphery. A trial with systemic glucocorticoids could clarify this issue, as oral prednisone has been shown to decrease CA,NO in asthmatics on regular ICS treatment 37.
Only a minority of patients had significant improvement in lung function (increase in FEV1 ≥12% and ≥200 mL) during the fluticasone treatment, but half of the subjects had significant decrease in symptoms. This may be related to differences in the underlying causes of impaired lung function and symptoms in COPD. Airway obstruction in COPD is caused mainly by irreversible structural changes that are not related to current inflammatory activity (small airway fibrosis and loss of alveolar attachments due to emphysema) 38, and to a lesser extent by inflammation-related factors like mucus secretion and mucosal oedema. However, cough and sputum production are affected by the current degree of inflammatory activity. This difference in causative factors between symptoms and impaired lung function may explain why the subjects were more responsive to fluticasone in terms of symptoms rather than of lung function, and why baseline inflammatory markers were able to predict better the effect of fluticasone on symptoms than on lung function.
The higher the baseline J′aw,NO, the higher was the improvement in post-bronchodilator FEV1/FVC in ex-smokers. This suggests that high J′aw,NO is associated with steroid-sensitive large airway inflammation, the treatment of which improves lung function. However, the negative correlation between baseline CA,NO and relative change in FEF75% during fluticasone treatment (i.e. the higher the baseline CA,NO, the lower the improvement in FEF75%) is more difficult to interpret. One explanation might be that high CA,NO in COPD is not caused by a steroid-sensitive peripheral inflammation, but by irreversible structural changes. CA,NO can be increased either by increased peripheral NO production, or by decreased diffusing capacity of NO from alveolar air to pulmonary circulation (pathological changes in lung parenchyma or high ventilation to perfusion ratio) 12, 39. Emphysema destroys pulmonary tissue available for gas transfer and thereby decreases pulmonary diffusing capacity of NO and could, in fact, also increase CA,NO. Thus, subjects with more pronounced emphysema might have higher CA,NO because of decreased diffusing capacity of NO, but due to loss of alveolar attachments lower ability to improve small airway function during ICS treatment.
There are no previous intervention studies on the effect of ICS on these markers of inflammation in COPD, but our results are in line with the tendency towards lower bronchial NO output in steroid-treated COPD patients, as reported in a cross-sectional study by Brindicci et al. 15. Another cross-sectional study reported no difference in EBC levels of LTB4 in COPD patients treated or not with ICS 24, which is supported by our current finding of negative effect of fluticasone on EBC LTB4.
Smoking has been associated with decreased sensitivity to treatment with ICS in asthma and COPD 40. In the current study, smokers tended to be less sensitive than ex-smokers for ICS in terms of lung function improvement, but there was no difference in symptom relief between current and ex-smokers. Furthermore, high J′aw,NO predicted symptom decrease in response to ICS in both current and ex-smokers, but its association with lung function improvement tended to be stronger in ex-smokers than in current smokers. Smoking might thus differently interfere with the various effects of glucocorticoids in COPD.
When assessing the role of exhaled NO measurement in COPD it is important to exclude asthma, as concomitant asthma with more eosinophilic and steroid-sensitive inflammation might bias the results. According to the GOLD guidelines, COPD is characterised by “airflow limitation that is not fully reversible” and COPD is diagnosed in subjects with relevant medical history based on a post-bronchodilator FEV1/FVC <0.7 1. Significant improvement (≥12% and 200 mL) in FEV1 after administration of bronchodilators is no longer recommended for the differential diagnosis between asthma and COPD 1, as this test is not sensitive or specific enough 41. Furthermore, in large clinical trials, more than half of the subjects with COPD show significant improvement in FEV1 following maximal bronchodilatation, even when asthma has been excluded 42. We believe that all the subjects in the present study really had COPD, as none of them had a previous diagnosis or clinical history of asthma or significant diurnal variation in home peak expiratory flow monitoring, and they all had a smoking history ≥20 pack-yrs and emphysema on HRCT. However, 17 of the 40 subjects had significant reversibility in FEV1 after administration of inhaled salbutamol, but there was no difference in baseline pulmonary function or any of the inflammatory measures between responders and nonresponders to salbutamol.
In conclusion, high pre-treatment levels of J′aw,NO are related to symptom relief and improvement of airway obstruction during treatment with inhaled fluticasone in COPD. Levels of 8-isoprostane, cysLTs and LTB4 in EBC are not related to steroid responsiveness in COPD.
Support statement
The study was supported by grants from Tampere Tuberculosis Foundation (Tampere, Finland), The Research Fund of Tampere University Hospital (Tampere), Väinö and Laina Kivi Foundation (Huittinen, Finland), Finnish Anti-Tuberculosis Association Foundation (Helsinki, Finland) and the Academy of Finland (Helsinki).
Statement of interest
Statements of interest for L. Lehtimäki, H. Kankaanranta, S. Saarelainen, E. Moilanen, and for the study itself can be found at www.erj.ersjournals.com/misc/statements.dtl
Acknowledgments
The authors thank M-L. Lampén (University of Tampere, Tampere, Finland) and M. Soukkanen (Tampere University Hospital, Tampere) for technical help, H. Määttä (University of Tampere) for secretarial assistance, and GlaxoSmithKline (Espoo, Finland) for providing the study medication.
- Received November 23, 2008.
- Accepted June 24, 2009.
- © ERS Journals Ltd