Abstract
The management of young children with severe recurrent wheeze is difficult because symptoms are often refractory to conventional asthma therapy and other diagnoses must be excluded. The present authors aimed to evaluate the outcome of detailed, invasive investigations in such patients.
Children aged between 3 months and 5 yrs with severe recurrent wheezing, who had been referred to a tertiary centre, underwent a protocol of investigations including a chest computed tomography scan, blood tests, nasal ciliary brushings, fibreoptic bronchoscopy, bronchoalveolar lavage (BAL), endobronchial biopsy and passage of an oesophageal pH probe.
A total of 47 children (25 males) with a median age of 26 (range 5–58) months underwent investigation. Of these, 39% were atopic, two-thirds had evidence of gastro-oesophageal reflux and 37 out of 47 had an abnormal bronchoscopy. Findings included structural abnormalities (13 out of 37), excessive mucus (20 out of 37) and macroscopic inflammation (10 out of 37). BAL revealed bacterial growth in 12 out of 44 (27%) patients. Good quality endobronchial biopsies were obtained from 36 out of 46 (78%) patients; of these, 44% had tissue eosinophila and 28% had a thickened reticular basement membrane.
Additional investigations (including bronchoscopy) in young children with severe wheeze may help to identify positive diagnoses and provide information to support a clinical diagnosis of asthma. This hypothesis-generating work should form the basis of future interventional studies.
Wheezing in infants and preschool children is common 1 and accounts for many acute hospital admissions 2. The management of these patients, especially when symptoms are recurrent and severe, is a challenging task because of many difficult issues unique to this age group 3. Current practice tends to focus on confirming the presence of wheeze 4 (and distinguishing it from stridor and other upper airway noises) and then prescribing therapy targeted at the most likely cause. Excluding diagnoses other than asthma and gathering information that supports a diagnosis of asthma are probably the most important but also the most difficult issues to address in this age group 5. Prescribing therapy targeted at the most likely cause of wheezing is therefore the most common approach in managing these patients, often resulting in therapeutic trials of asthma treatment, such as bronchodilators, inhaled corticosteroids and montelukast 6. However, in a proportion of patients with recurrent wheeze, symptoms are refractory to conventional asthma therapies 7 and the safety and efficacy of more unusual treatments has not been tested 8, resulting in referral to a tertiary centre for further assessment. Furthermore, there have been very few attempts to delineate the underlying disease in this difficult group of patients.
In the unit of the present authors, the evaluation of such patients involves a series of investigations aimed at making a positive diagnosis and then treating accordingly. Investigation involves specific tests to identify conditions other than asthma, such as gastro-oesophageal reflux (GOR), primary ciliary dyskinesia, obliterative bronchiolitis, bronchiectasis, structural airway abnormalities, lower respiratory tract infections and immunodeficiency. Investigations are also performed to obtain information that may support a diagnosis of asthma. These include tests to confirm atopy 9, such as serum immunoglobulin (Ig)E and the radioallergosorbent test (RAST), assessment of the extent of eosinophilic airway inflammation in bronchoalveolar lavage (BAL) and endobronchial biopsy, and measurement of reticular basement membrane (RBM) thickness in biopsies. This approach is intended to allow subsequent management to be rationalised, with treatment targeted at specific conditions.
This is a retrospective review of the usefulness of an aggressive and thorough clinical approach to investigating these children. The present authors aimed to assess the clinical gain from performing the outlined set of investigations in preschool children with severe recurrent wheeze who were referred to a tertiary respiratory centre for a further opinion. The intention was for these data to be hypothesis generating, and serve as a basis for future interventional studies.
METHODS
Subjects
All infants and young children aged between 3 months and 5 yrs referred to the Royal Brompton Hospital (London, UK) for further investigation of severe recurrent wheeze between November 2002 and December 2004 were eligible for inclusion. After assessment in the out-patient clinic by a consultant respiratory paediatrician, a decision was made whether to perform additional investigations. This was discussed with the family, who were offered the choice between continued empirical manipulation of medical therapy, or detailed investigation to try to establish a targeted treatment plan. They were informed of the possibility that investigation might not lead to a new diagnosis. All investigations were carried out with full informed parental consent and included a written information sheet giving full details about the bronchoscopy, BAL and biopsy (available from the authors on request).
Inclusion criteria
All patients had recurrent, severe, noisy breathing, which had been interpreted as wheeze, either when assessed during acute symptoms or from parental reports. They all had at least three episodes of wheeze in the previous 6 months. A total of 11 out of 47 (23%) had symptoms precipitated only by colds. Although previous hospital admission with wheeze was not an inclusion criterion, 41 out of 47 (87%) patients had been admitted at least once with acute wheeze. All patients had already had a failed trial of bronchodilator therapy. All had a previous trial of inhaled or oral steroid therapy. The minimum duration of the trial of inhaled steroids was 2 months. Out of 47 patients, 28 were prescribed inhaled steroid therapy at the time of investigation. All patients remained symptomatic despite therapy. Eight patients were born between 33 and 36 weeks gestation, but were all an appropriate weight for gestational age at birth and had required no respiratory support after birth. Three patients were born at term but were small for gestational age 10.
Exclusion criteria
Patients with isolated cough without associated noisy breathing were not included, neither were those whose main problem was recurrent lower respiratory tract infection. Patients who had required oxygen or ventilation in the neonatal period and those who were currently oxygen dependent were excluded.
Investigations
A defined group of tests were arranged for all patients. If some tests had already been performed at the local hospital, they were not always repeated. The investigations were performed during an overnight stay in hospital, the majority being carried out under general anaesthesia, as this is the method used to perform bronchoscopy at the institution of the current authors. The investigations are summarised in table 1⇓.
Investigations performed during an overnight stay in young children with severe recurrent wheeze
Blood tests
Total IgE and RASTs to milk, egg, peanut, house dust mite, cat, dog, grass and tree pollens, and IgG, IgA, IgM and IgG subclasses were measured.
Sweat test
Sweat tests were performed using quantitative pilocarpine iontophoresis, according to national guidelines 11.
High-resolution CT chest scan
All high-resolution computed tomography (HRCT) chest scans were obtained during quiet tidal breathing. Sections were acquired at 10-mm intervals in the supine position using an electron beam ultrafast scanner (Imatron Inc.; San Francisco, CA, USA). Scans were reported by one of three consultant radiologists.
Oesophageal pH monitoring
A multi-use, single-channel pH catheter was passed whilst the patient was still anaesthetised at the end of the bronchoscopic examination. Continuous pH monitoring was performed using a Synectics Digitrapper Mark III (Synectics Inc.; Irving TX, USA). The position of the catheter was checked on a chest radiograph performed immediately after the procedure and adjusted if necessary so that the tip of the catheter was between the 8th and 10th thoracic vertebrae. An oesophageal pH of <4 for >4% of recording time (minimum duration of 18 h) was considered abnormal, except in infants, when age-appropriate values were used 12.
Nasal ciliary brushings
Samples were taken under general anaesthetic and analysed as previously described 13.
Bronchoscopy, BAL and endobronchial biopsies
Fibreoptic bronchoscopy was performed under general anaesthetic, by one of three clinicians, as previously described 14. A flexible bronchoscope (size 2.8 mm; Olympus, KeyMed; Southend-on-Sea, UK) was used for children aged <2 yrs, and a 3.6-mm scope (Olympus, KeyMed) was used for those aged >2 yrs. Both bronchoscopes have the same size (1.2 mm) instrument channel. Endobronchial biopsies were taken using appropriately sized rat tooth biopsy forceps (serial number FB-56D-1; Olympus, Keymed). The fibreoptic bronchoscope was passed through a facemask into the nostril, while anaesthesia was maintained by sevofluorane. The upper and lower airways were inspected for evidence of malacia (assessed during quiet spontaneous breathing) or anatomical abnormalities, such as enlarged adenoids and tonsils, and for the presence of excess mucus, macroscopic inflammation and oedema. BAL was performed in the right middle or lower lobe using three aliquots of 1 mL·kg−1 of normal saline 15. BAL fluid was processed for bacterial culture and viral immunofluorescence. It was also evaluated qualitatively for the presence of fat-laden macrophages and inflammatory cells. The results were reported as follows: 1) fat-laden macrophages: none, small, moderate or large (any reported fat-laden macrophages were considered abnormal); and 2) inflammation: none, eosinophilia, neutrophilia or combined eosinophilia and neutrophilia. Up to four endobronchial biopsies were taken from the subcarinae of the right lower lobe. Biopsies were fixed and processed into paraffin blocks. Step sections (5-μm thick) were cut 50 μm apart and stained with haematoxylin and eosin. Inflammation and structural changes in biopsies were scored semiquantitatively as follows: goblet cell hyperplasia (0–6); basement membrane thickening (0–3); lymphocytes/plasma cells (0–6); neutrophils (0–6); eosinophils (0–6); and seromucinous gland hyperplasia (0–3). Based on control data from biopsies taken from age-matched patients with stridor, the present authors defined RBM thickening as a score >1, and tissue eosinophilia was indicated by a score >0.
Analysis of data
The data was initially analysed for the group as a whole, and further analysed with the patients divided into three groups according to age, with Group 1: <18 months; Group 2: 18–36 months; and Group 3: >36 months. Nonparametric tests were applied to test for intergroup differences of numerical variables. Comparison between all groups was made using the Kruskal-Wallis test, followed by a Mann-Whitney U-test if a significant difference (p<0.05) was found. The Bonferroni correction was introduced for multiple comparisons. The Chi-squared test was used for categorical variables.
RESULTS
Patient details are summarised in table 2⇓. A total of 28 out of 47 (60%) were currently prescribed inhaled corticosteroids, eight out of 47 (17%) were taking a short course of oral steroids and three out of 47 (6%) were using long-term oral steroids at the time of investigations. The number of patients that had each test and the results are summarised in table 3⇓. Of note, there were no abnormal cilia or sweat test results. Total IgE was measured in 46 out of 47 subjects with a median value of 23 (range 1–2,604) IU·mL−1. Only two patients had an IgE >2 sd above normal 16 for their age. In total, 46 out of 47 patients had RAST tests performed, of whom 18 (39%) had at least one positive test.
Clinical characteristics of patients, illustrating risk factors for asthma and wheeze severity
Summary of the results of investigations performed
HRCT scans
Abnormalities were found on 15 HRCT scans. Three had a structural abnormality (a narrowed left main bronchus (n = 2) and an unexpected foreign body that had eroded into the trachea from the oesophagus (n = 1)). Six had evidence of small airways disease or air trapping, four had bronchial wall thickening and two had bronchiectasis.
Gastro-oesophageal reflux
The median percentage of time with a pH of <4 in the pH study was 8.7 (range 1–25.8)%. The result was abnormal in 25 out of 37 (68%) patients. Twenty-one of these (57%) had an abnormal pH study and fat-laden macrophages in BAL.
Bronchoscopy, BAL and endobronchial biopsy
Bronchoscopy was performed in all 47 patients; of these, 37 had abnormal bronchoscopic findings. A total of 13 out of 37 (36%) had a structural abnormality (including enlarged tonsils and adenoids causing dynamic airway obstruction during quiet breathing (not previously appreciated during multiple physical examinations), laryngo-, tracheo- or bronchomalacia, foreign body or external, pulsatile tracheal compression). Increased mucus was present in 20 out of 37 (54%) patients, and macroscopic inflammation in 10 out of 37 (27%) patients. BAL was performed in 44 patients and assessed for inflammatory cell profile in 37 out of 44 samples (table 3⇑). Positive bacterial growth was obtained in 12 out of 44 (27%) patients; organisms identified included Branhamella catarrhalis (n = 3), Haemophilus influenzae (n = 5), Streptococcus pneumoniae (n = 1), both Branhamella catarrhalis and Haemophilus influenzae (n = 2), and both methicillin-resistant Staphylococcus aureus and Haemophilus influenzae (n = 1). Viruses were not detected either by immunofluorescence or culture from any BAL sample.
One patient did not have a biopsy due to the presence of a tracheal foreign body. Of the remaining 46 patients, 36 out of 46 (78%) had a biopsy of good enough quality for a clinical report. Of the biopsy parameters assessed, eosinophilic inflammation and RBM thickening were the two features of most interest in this group of patients. In total, 44% had evidence of biopsy eosinophilia and 28% had RBM thickening. Of the 36 patients, six (17%) had both abnormalities; five of these were on inhaled steroids and one was on oral steroids.
The clinical interpretation of the results for each patient is presented as diagnostic categories in table 4⇓. The investigations revealed a potentially clinically meaningful abnormality in 36/47 (76%) cases.
Clinical meaning of the results of investigations performed in young children with severe, recurrent wheeze
Division of subjects into three groups according to age
Although total IgE increased with age, the number of atopic patients in each age group was similar. Also, significantly more patients aged <18 months had structural airway abnormalities at bronchoscopy (table 5⇓). The number of patients with good quality endobronchial biopsies was similar in each age group, but almost all patients with a significantly thickened RBM were in the eldest age group (table 5⇓).
Results of the investigations in young children with severe wheeze(divided according to age group)
Relationship between peripheral blood markers of atopy and biopsy eosinophilia
Patients with tissue eosinophilia (score >0) had a significantly higher total IgE than those without (median (range) IgE 16 (1–635) IU versus 6.0 (1–309) IU; p<0.01). Moreover, significantly more atopic patients had biopsy eosinophils than nonatopic patients (Chi-squared test with Yates' correction = 10.874; p<0.01).
DISCUSSION
Managing young patients with severe, recurrent wheeze can be difficult, and it may be helpful to make a positive diagnosis in order to guide appropriate therapy. To achieve this, a number of investigations can be performed, some of which are relatively invasive. The main finding of the present study is that such invasive investigation of infants and young children with severe recurrent wheeze, who remain symptomatic despite a trial of inhaled steroids, yields abnormal results in three-quarters of cases. The assessment of the clinical significance of these results requires prospective intervention trials.
GOR was the predominant finding in most cases. Therefore, it might be reasonable to prescribe an empirical trial of anti-reflux therapy or perform a pH study in all preschool children with severe, recurrent wheeze before considering further investigations. However, it is also arguable how many untargeted therapeutic trials are permissible before submitting a child to investigation. Many individuals will have had trials of bronchodilators and inhaled steroids, and repeated blind trials may cause a delay in establishing an important diagnosis, such as upper airway obstruction or an endobronchial foreign body. Furthermore, for patients in whom aspiration is considered likely, bronchoscopy can provide additional information by measuring BAL neutrophils 17 and fat-laden macrophages 18. It is important to note that the presence of some fat-laden macrophages in the BAL may be completely normal 19 and this is reflected in the present finding of a larger percentage of patients having fat-laden macrophages in BAL than the percentage with an abnormal pH study. The true significance of fat-laden macrophages in BAL can only be inferred in a prospective, interventional study.
A previous study investigating the prevalence of GOR in preschool children with respiratory symptoms reported that 86% of patients with GOR did not have gastrointestinal symptoms, and 40% of those with reactive airways disease had GOR 20. In another study, 64% of infants with wheeze were shown to have GOR, two-thirds of which were able to discontinue inhaled steroid therapy within 3 months of starting anti-reflux therapy 21. However, in older children, even though there appears to be an association between asthma and GOR 22, 23, there is little evidence to suggest that treating GOR results in symptomatic improvement 24, 25. The role of GOR in contributing to severe wheeze in young children remains uncertain and can only be established with future interventional studies. These reviews have helped to estimate the size of the problem in such patients 22–25.
An important consideration for the current study was how often the performance of bronchoscopy provided useful clinical information (as this procedure is invasive) and involves administration of a general anaesthetic at the present authors' centre. In agreement with the current author's previous data 14, all bronchoscopies were performed without significant complications. Bronchoscopy was abnormal in 37 out of 47 (79%) patients. The detection of macroscopic structural abnormalities in 13 out of 47 (28%) was especially useful. Of note, nine of these patients were between 3 and 18 months old and comprised half of all the patients studied in that age group. This concurs with a previous report of the usefulness of bronchoscopy and BAL in young children with recurrent wheezing, which reported airway abnormalities in 17 out of 30 patients aged between 0–18 months 26. In terms of management, if enlarged tonsils and/or adenoids were seen, the relevance of this was investigated further by performance of a sleep study, as the upper airway abnormality may have been contributing to the overall severity of symptoms. The presence of bronchomalacia, without associated airway eosinophilia, identified the cause of wheeze as secondary to a structural airway abnormality, rather than asthma, and encouraged discontinuation of the inhaled steroid therapy. External tracheal compression was further evaluated for the presence of a vascular ring; one patient had an inhaled foreign body.
The presence of a significant bacterial growth, with BAL neutrophilia, was a finding that would suggest the need for appropriately guided initiation of antibiotics. Interestingly, as a group, the patients in this predominantly infected diagnostic category were significantly younger than those in the other three categories. This is also in agreement with a previous report in which children with a positive bacterial growth were younger 26.
In terms of histology, the number of patients from whom a good quality endobronchial biopsy (for a clinical report) was obtained was consistent with the current authors' previous findings 14. The biopsy and BAL cytology report provided useful information on the presence or absence of eosinophilic inflammation. Twelve out of the 16 patients who had eosinophilia on biopsy had been prescribed inhaled steroids, and seven of these 12 were also on oral steroids at the time of bronchoscopy. This may mean that they did not adhere to therapy. However, the presence of airway eosinophilia potentially provides evidence that can help to optimise the dose and improve the delivery of inhaled steroids. This is important as inappropriately high-dose inhaled steroids may have significant side-effects, including severe hypoglycaemia 27, along with possible adverse effects on alveolar development 28.
The findings reported here do not mean that the presence of airway eosinophilia is diagnostic of asthma, even in a wheezing child. The significant association of total IgE and the presence of one or more positive RAST tests, although suggestive that the airway eosinophilia in the present young children was significant, are not definitive. However, the current authors would suggest that the absence of any evidence of airway eosinophilia should militate against escalating the dose of inhaled corticosteroids.
It was interesting to note that all but one of the patients who had a thickened RBM were >36 months old. Little is known about the early onset of structural airway changes in preschool children with severe wheeze, but this concurs with a previous report that showed absence of RBM thickening in wheezy patients, with a median age of 12 months 29.
It should be emphasised that these findings must not be taken as being applicable to all wheezing preschool children. The present authors studied a highly select group, who had severe, recurrent symptoms despite high-dose inhaled steroids and, in some cases, oral steroids. Another limitation of the current study, with respect to the accuracy of the exact proportion represented in each clinical category, was that not all patients underwent all the investigations. Also, the parents of some children who were offered investigations may have opted to continue with empirical therapy. This reflects the retrospective nature of the present study. Patients underwent investigation as part of their clinical assessment rather than according to a strict research protocol. Some had already undergone investigations at their local hospital and in some cases it was felt that certain investigations were not indicated from the clinical picture. However, results from the subgroup of patients who had a HRCT scan, pH study and bronchoscopy, at the present authors' centre, were very similar to those from the group as a whole.
It must be acknowledged that the mere presence of an abnormality cannot be taken as evidence of causality of the clinical problem. This can probably only be established by double-blind therapeutic trials on an n = 1 basis or prospective intervention studies in large groups of young children. This report is intended to be descriptive and hypothesis-generating, and to form the basis for the design of intervention studies in this age group. The current authors have documented three broad diagnostic groups: 1) eosinophilic airway inflammation presumed to be asthma, with or without reflux; 2) predominant gastro-oesophageal reflux; and 3) bronchial infection. In a fourth group, no consistent abnormality was found. Clearly, the vindication of the invasive approach of the present study will only come if intervention studies can show a clinical benefit for the child in terms of outcome. To achieve this, studies with protocol-driven treatment of the categories assigned above need to be performed.
In summary, investigations, including bronchoscopy, in preschool children with severe, recurrent wheeze can be performed safely and yield new potentially clinically relevant information, especially with regard to structural airway abnormalities, eosinophilic airway inflammation, bacterial infection and gastro-oesophageal reflux. However, it is essential that these tests, especially bronchoscopy, are performed in a centre with appropriately trained and experienced personnel.
- Received March 15, 2005.
- Accepted September 17, 2005.
- © ERS Journals Ltd
References
