Abstract
The aims of this survey were to determine the prevalence of symptoms indicative of chronic bronchitis (CB) in the French adult population, to identify the role of risk factors for CB, and to assess rates of CB diagnosis and pulmonary function testing (PFT) in the presence of CB.
A representative sample of 14,076 individuals aged ≥25 yrs completed a self-administered questionnaire on symptoms, comorbidities, smoking history, sociodemographical data, and diagnosis and care by physicians.
The prevalence of CB was 4.1% and the prevalence of chronic cough and/or expectoration was 11.7%. In individuals with comorbidity, these figures were 10.4% and 24.4%, respectively. Smoking was associated with an increased frequency of CB. In subjects with CB, 44.6% had PFT (spirometry or peak expiratory flow measurement), 24% were diagnosed as having CB, and 7.2% received care. Rates of diagnosis, PFT, and follow-up were lower in young individuals and in those without comorbidity. PFT and follow-up were less common in current smokers.
Prevalence of chronic bronchitis in French adults is high and similar in magnitude to that of other industrialised countries. Comorbidities and tobacco smoking increase the frequency of chronic bronchitis symptoms. Chronic bronchitis is too infrequently diagnosed, investigated and cared for.
This study was supported by grants from GlaxoSmithKline and Association pour l'Etude de la Respiration et de l'Environnement.
In the 1950s and 1960s, chronic bronchitis (CB) was defined as chronic excessive mucous secretion in the bronchial tree, with chronic meaning occurring on most days for ≥3 months in the year during ≥2 consecutive years. This clinical definition included cough and expectoration, cough and swallowed expectoration, and expectoration with denied cough, as long as the symptoms were not attributable to other known lung diseases 1. Later, several studies showed that CB itself did not cause chronic airflow obstruction. Moreover, both CB and chronic airflow obstruction were relatively independent responses to cigarette smoke and were associated with each other only because of the common noxious effects of smoking 2, 3. In individuals with CB, recurrent episodes of acute lower respiratory illnesses are responsible for time off work. In addition, recent analysis of data from the Lung Health Study suggests that, in persistent smokers, an increasing number of such episodes are associated with accelerated decline in lung function 4.
The expert report on the global strategy for the diagnosis, management, and prevention of chronic obstructive pulmonary disease (COPD) states that persons with chronic cough (CC) and sputum production are at risk of COPD, although not all develop airflow obstruction. Therefore, these subjects should have their lung function measured to detect those in whom COPD is present and offer them early intervention to alter the course and outcome of the disease 5. Although ∼25% of the French adult population are smokers and ≥10,000 die of COPD each year, at present there are no reliable data on the prevalence of CB in France. In addition, it may be suspected that, as in other countries 6, diagnosis of either CB or COPD is infrequently made and that lung function is seldom evaluated in patients with CB. Thus, a survey of the French adult population was designed to determine the prevalence of symptoms indicative of CB, to identify the respective roles of some known risk factors for CB, and to assess rates of CB diagnosis and lung function evaluation in patients with CB.
Materials and methods
Design of the survey
The survey was performed by a professional poll institute (Taylor Nelson SOFRES Healthcare) on a representative panel of the French population aged ≥25 yrs living within France, where there are 20 million households with 51 million inhabitants, including 41 million individuals ≥25 yrs. The basis of sampling was a small-scale model that incorporated one out of 1,000 of the above-defined population. Thus, the sampling was made from a panel of 20,000 households (including 53,000 individuals) selected according to standard sociodemographical and geographical criteria. The five sampling criteria were the geographical area of residence, the type of habitat, the age of the index person, the profession and socioeconomic status, and the number of persons living in the household. There was no incentive to a medical examination in this survey.
Questionnaire
The self questionnaire was sent by mail in one single wave. Data obtained from each individual included some usual anthropometrical description, information on clinical symptoms, associated chronic diseases and presumptive diagnosis, and assessment of lung function. The self-administered questionnaire was derived from several validated and standardised questionnaires with three additional questions. The European Coal and Steel Community (ECSC) questionnaire 7, in its French translation, was used to evaluate smoking history and respiratory symptoms (frequency of cough, expectoration, dyspnoea, and wheezing). The World Health Organization questionnaire on occupational diseases 8 evaluated the prior existence of pleurisy, bronchiectasis, tuberculosis, heart failure, and/or chronic respiratory failure. The following three questions were added to these validated questionnaires to obtain information about pulmonary function testing, diagnosis of CB and management of CB by a physician. 1) “Did a doctor ever ask you to blow into a device to measure your breathing?” 2) “Did a doctor ever tell you that you had chronic bronchitis?” 3) “Are you currently followed by a doctor for chronic bronchitis?”
Symptoms of chronic bronchitis
Each subject was assigned to one of four groups: no cough and no expectoration, CC, chronic expectoration (CE), CB. These groups were mutually exclusive. Individuals were considered as having cough if they answered positively to at least one of the following three questions: 1) “Do you usually cough during the day?” 2) “Do you usually cough during the night?” 3) “Do you usually cough when you get up?” The presence of expectoration was determined from the answer to the question “do you usually cough up phlegm during the day or during the night?” Cough and expectoration were considered chronic when occurring ≥3 months a year for ≥2 consecutive years. Individuals were considered as having CB if they answered yes to the question “have you had periods of cough and phlegm lasting 3 months or more each year during the last 2 years?”, or if they answered yes to questions on both CC and CE. All patients of the CB group were then excluded from the CC and CE groups.
Comorbidities
A history of or the presence of pleurisy, pulmonary tuberculosis, bronchiectasis, heart failure, or asthma have been considered as comorbidities 8. Patients were classified as asthmatic if they fulfilled one of the two following conditions. 1) They declared having asthma as confirmed by a physician. 2) They declared having asthma without confirmation by a physician and reported the occurrence of at least one of the following symptoms at least once during the previous year: “paroxysmal dyspnoea induced by an intense exercise”, “awakening due to acute dyspnoea”, “breathlessness with wheezing”.
Smoking
Subjects were considered nonsmokers if they had smoked <50 cigarettes during their entire life, and as exsmokers if they stopped smoking >1 yr ago. The responses allowed the differentiation of three categories: nonsmokers, exsmokers and current smokers. Each subject's daily consumption (cigarettes per day) and cumulative consumption (pack-yrs) were then established and allowed the definition of two categorical variables (≤1, between 2 and 20, ≥21 cigarettes·day−1; and 0, 1–14, 15–24 and ≥25 pack-yrs).
Statistical analysis
Considering the expected prevalence of CB (∼5%), an allowed risk of error of 0.5% of this percentage, and a possible analysis on two strata, 12,942 individuals had to be recruited for the survey. With an expected answering rate ∼85–90%, the size of the necessary sample ranged between 13,700–14,700 individuals.
Results are expressed as percentages with 95% confidence intervals (CIs) or mean±sd. Prevalence frequencies are expressed as crude rate. Percentages were compared by two-way and multiway frequency analysis, and means by analysis of variance and unpaired t-test 9. Multivariate logistic regressions were performed with variables that reached a p<0.25 difference in the univariate analysis 10. A difference was considered significant if p<0.01.
Results
Sociodemographical characteristics of the 16,800 people to whom questionnaires were sent did not differ from those of the French population of ≥25 yrs. The response rate was 83.5%. Sociodemographical and socioprofessional data on responders (n=14,076) and nonresponders (n=2,724) are compared in table 1⇓.
Smoking habits varied according to age and sex (data not shown). Overall, 48.6% of responders (34% of males and 61% of females) never smoked, 29.7% (40.3% of males and 20.7% of females) were exsmokers, and 21.7 % (25.7% of males and 18.4% of females) were current smokers. The proportion of current smokers decreased with age in both males and females. In males, this was linked to the age-related increase in the number of subjects who stopped smoking, as indicated by the increased proportion of exsmokers and the unchanged proportion of never-smokers. In females, it was related to an increasing frequency of smoking in young subjects, as indicated by a decrease in the proportion of exsmokers and an increase in the proportion of never-smokers.
Comorbidities were reported by 16.7% of the individuals, including asthma (8.7%), a history of tuberculosis (2.4%), and heart failure (4.1%). As shown in table 2⇓, smoking patterns strongly influenced respiratory symptoms, both in the presence or absence of comorbidity.
Figure 1⇓ shows the prevalence of CB to be 4.1% (95% CI 3.8–4.5), CE 2.8% (2.5–3.1), and CC 4.8% (4.5–5.2) according to smoking status and the presence or absence of comorbidity.
Socioeconomic status, age and sex did not influence the prevalence of CC, CE and CB (data not shown, p>0.25 for each variable) and were not included in the multivariate analysis. Conversely, tobacco smoking and comorbidities were independently associated with CB symptoms (table 3⇓).
Table 4⇓ indicates the rates of pulmonary function evaluation by peak expiratory flow rate measurement or spirometry, diagnosis of CB, and follow-up for CB. In subjects with CB, pulmonary function evaluation, diagnosis of CB, and follow-up for CB were more likely in older individuals (p<0.001) and in those with a comorbidity (p<0.001). Diagnosis of CB did not differ among smokers, exsmokers and nonsmokers, but in smokers, pulmonary function evaluation (49.8%, p=0.015) and follow-up for CB (13.8%, p=0.002) were less frequent than in nonsmokers (62.2 and 27.3%) and exsmokers (61.3 and 22.7%).
Discussion
In a representative sample of the adult French population aged ≥25 yrs (40.5 million people), this study found overall prevalences of 4.1% for CB (1.7 million), 4.8% for CC and 2.8% for CE. These figures were 2.9%, 4% and 2.3%, respectively, in individuals without comorbidity. Comorbidities and smoking were both associated with an increased frequency of CB. In subjects who declared symptoms of CB but no comorbidity, a diagnosis of CB was made in only 24%; pulmonary function was evaluated by spirometry or peak flow meter in 45%; and 7% were being followed for CB.
Some potential sources of bias may have influenced the results of this survey. The response rate (83.5%) is comparable to that of similar surveys in which the same differences in sex, age and socioeconomic status have been observed between responders and nonresponders 11. Answering rates generally tend to be higher in females, older subjects and nonworking individuals. Another source of bias is the declarative nature of the study, without any verification by a physician. The corresponding frequency estimates are generally considered to be underestimates for most chronic lung diseases, including CB 11. However, the reliability of the data concerning CB in this study is indirectly suggested by the apparently accurate rate of reported asthma (8.7%), which agrees with data from several cross-sectional studies 12, 13. Overall, current smoking rate was slightly lower than expected in the present survey: 21.7% versus 27.0% in a large population survey of French males and females aged ≥15 yrs 14. As in most surveys, the rate of smoking is lower in females than in males and decreases with age 15. Thus, differences in methodology and, especially, in the sex and age of subjects may contribute to discrepancies in smoking rates among surveys.
There were no previous data on the prevalence of CB in the whole French adult population, which was estimated from studies of smokers at the end of the 1970s to be ∼5% 16. The present study found a prevalence of 4.1% for CB, 4.8% for CC and 2.8% for CE among all responders and 2.9% for CB, 4.0% for CC and 2.3% for CE in individuals without comorbidity. These figures may seem low when compared to previous estimations, which may in part be due to the declarative nature of this survey. Although there is no way of determining the magnitude of the corresponding underestimation, it can be inferred from asthma reporting rate that it is not high. In addition, separation of CC, CE and CB has probably underestimated the number of declared CB by excluding both patients with CC who swallow expectorations and those with CE who deny cough 1. The definition of CB varies in available guidelines: for example, the American Thoracic Society guidelines mention chronic productive cough (i.e. both cough and expectoration) while European Respiratory Society guidelines require only chronic expectoration as a sign of chronic mucous hypersecretion 17, 18. The purpose of excluding chronic expectoration without chronic cough from the definition of CB in this survey was to exclude patients who do not differentiate, e.g. posterior nasal discharge and chronic expectoration, which may lead to false-positive declarations and thereby overestimation of CB prevalence. If chronic expectoration without declared chronic cough had been included in the definition of CB, the frequency of CB would have been 6.9% instead of 4.1%.
It is impossible to determine the proportion of patients with comorbidities in whom CB, CC or CE are not the consequence of the comorbidity, but are related to smoking or other risk factors. Therefore, prevalence of CB was presented separately for subjects with and without comorbid conditions. Clearly, the prevalence of asthma (which was the most frequent comorbid illness) cannot be considered entirely reliable because of the declarative nature of the survey. However, the diagnostic criteria that were used are commonly employed in epidemiological surveys on this disease 7, 12, 13 and reported symptoms without a diagnostic confirmation by a physician accounted for only 12% of patients identified as asthmatics according to the authors' algorithm. In addition, the frequency of asthma found in this study is close to that reported in studies dedicated to assessing the epidemiology of this disease.
There are only a few surveys assessing the prevalence of CB in the general population. The US National Centre for Health Statistics periodically collects data on respiratory disorders in its health interview surveys. The prevalence of CB reported in samples of the adult civilian noninstitutionalised population increased from 3.3% in 1970 to 5.3% in 1993 11, 19, which is close to what was obtained in the current survey. However, other similar cross-sectional epidemiological studies based on representative samples of the general population report higher figures, such as 9% in northern Sweden 20, 12.7% in southern Brazil 21, and even 13.5% in a rural area of Kayseri, Central Anatolia, Turkey 22. Such discrepancies may be real or they may be explained by differences in survey methodology.
Risk factors for CB have already been identified by various studies in the 1970s 23: cigarette smoking is by far the most important, being more frequent in males than in females and increasing as the number of years of smoking cumulates; a high prevalence of CB is also associated with certain known occupational hazards. Accordingly, in the present survey, being a current smoker increased the risk of having CB. Moreover, the risk rose with increasing numbers of pack-yrs but not with age per se. Daily cigarette consumption was highest among patients with CB. Neither occupation nor the place of living had detectable effects on the rate of CB, despite studies that have shown that some occupations increase the prevalence of CB 24–31, and other studies that have demonstrated differences in CB prevalence among geographical areas 32, 33. The present survey found differences only in CC and CE among people living either in the east of France or in Ile-de France. The lack of effect of occupation is probably due to the general nature of the occupational classification that was used. A more precise assessment of occupational risk factors would have required a much longer questionnaire, which may have compromised the response rate and, thereby, the achievement of the primary goal, i.e. the determination of CB prevalence.
In individuals with CB without comorbidity, 44.6% had lung function tests (either peak expiratory flow rate measurement or spirometry), 24% were diagnosed as having CB, and 7.2% were receiving care for it. These figures were 72.2%, 52.3% and 37.6%, respectively, when there was comorbidity. These data suggest that symptoms indicative of CB receive poor attention from physicians, except when they occur in the context of a known illness, such as asthma or chronic heart disease. CB in young individuals and in persons without comorbidity was unlikely to be diagnosed, and these subjects were less likely to undergo pulmonary function evaluation and to receive care. In active smokers with CB, pulmonary function evaluation and follow-up for CB occurred less frequently than in nonsmokers and exsmokers. These data are similar to results of other studies that have shown that diagnosis and care of CB are infrequent despite the potential hazards, i.e. chronic respiratory failure, lung carcinoma, related to that condition 5, 6, 34. This lack of consideration of symptoms of CB by both physicians and patients, particularly in smokers and young individuals without comorbidity, is likely to delay medical intervention, which could ultimately lead to an increased disability and mortality. Thus, increasing efforts should be put into improving knowledge on CB and COPD, both in the general and medical populations. Because CB is the earliest manifestation of bronchial susceptibility to cigarette smoke and is a precursor of COPD, symptoms should be monitored intensively to allow early detection and prevention of COPD.
In conclusion, this survey shows that in France, symptoms indicative of chronic bronchitis are frequent, particularly in smokers and patients with comorbidities. Both the diagnosis and the level of care of these patients are markedly low, particularly when considering the risk of occurrence of chronic obstructive pulmonary disease in this population.
Acknowledgments
The authors would like to thank E. Chailleux, C. Chidiac, M. Fournier, J.P. Grignet, E. Guignard, T. Lebrun, P. Léophonte, J.F. Lhuillier, J.F Muir, P. Petitpretz, P. Serrier, J. Vergeret, P. Weinbreck, and P. Zuck for their advice in the design of the survey.
- Received January 3, 2002.
- Accepted May 29, 2002.
- © ERS Journals Ltd