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Role of persistent infection in the control and severity of asthma: focus on Chlamydia pneumoniae

L.C. von Hertzen
European Respiratory Journal 2002 19: 546-556; DOI: 10.1183/09031936.02.00254402
L.C. von Hertzen
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Abstract

Conventional risk factors have been unable to explain most of the substantial increase in the prevalence of asthma observed in many countries during the last few decades. Much attention has been directed at the “hygiene hypothesis”, the apparent inverse relationship between intense systemic childhood infections and the subsequent development of asthma and atopy. However, it is not only the absence or scarcity of infections, but the prolonged presence of certain microorganisms in the lungs that may be involved in the development of asthma.

Accumulating evidence suggests that Chlamydia pneumoniae, an intracellular ubiquitous pathogen with an innate propensity to persist and cause chronic infections, may be associated with asthma. This microorganism can achieve a state of “latency” in which it is viable but dormant and does not multiply. During this state, however, chlamydia continues to synthesize the “stress” protein, a 60‐kDa heat shock protein (hsp60). This protein is able to elicit a strong host inflammatory response at sites of its production and appears to be involved in tissue injury and scarring processes.

As inflammation has been found to be present in almost all asthmatics, whatever the severity and aetiology of the disease, inhaled glucocorticoids now have an established position in the treatment of early stages. However, corticosteroids negatively affect many aspects of cell-mediated immunity and favour the shift from a T‐helper‐1‐type response towards a T‐helper‐2‐type response. Corticosteroids may thus severely deteriorate the host's ability to eradicate an intracellular pathogen, such as Chlamydia pneumoniae, which requires a properly functioning cell-mediated (T‐helper‐1‐type) immune response to be cleared. These drugs are also able to reactivate persistent Chlamydia to an active growth phase, which, by increasing the production of pro-inflammatory cytokines at the site of infection, can further amplify inflammation in the airways of patients with asthma.

  • asthma
  • Chlamydia pneumoniae
  • infection
  • persistence
  • control
  • severity

Interest in the role of infections in the subsequent development of asthma has re-emerged. Much of this interest has focused on the apparent inverse relationship between childhood infections and the later occurrence of asthma and atopy. This “hygiene hypothesis” 1, 2 has gained wide acceptance in the Western world as one of the most plausible explanations of the substantial increase in asthma prevalence during the last few decades. Paradoxically, this increase has coincided with the availability of better drugs and with a better understanding of many aspects of the disease 3. However, while intense childhood infections may be protective in this respect, there is an increasing body of evidence that the prolonged presence of certain microorganisms in the bronchi may also be associated with the development of asthma. Acute viral infections are well-established triggers of asthma exacerbations among both adults and children; ≤80% of acute exacerbations may be caused by viruses 4. By contrast, the role of chronic infections in the pathogenesis of the disease itself has remained largely obscure. Data obtained from epidemiological and animal studies suggest that the two respiratory viruses, adenovirus and respiratory syncytial virus (RSV), and the two atypical bacteria, Mycoplasma pneumoniae and Chlamydia pneumoniae, are probably able to cause persistent infections 5–10 and might be involved in the pathogenesis of asthma. The role of RSV as a potentially causative agent of asthma has been reviewed earlier in this series 11 and will not be discussed here. Furthermore, data of the association between asthma and both adenovirus 6 and M. pneumoniae 10 are thus far very scanty, whereas extensive data exist for C. pneumoniae 12. The focus of this review will therefore be on C. pneumoniae. The role of persistent C. pneumoniae infection in the development of asthma, and further, in the severity and control of the disease will be briefly outlined.

Asthma

Asthma, irrespective of its severity, is now recognized as a chronic inflammatory disorder of the airways 13. The development of asthma appears to involve multiple genes that interact with each other and the environment 14. Twin studies have found a heritability estimate ranging from 36–87% 15. On the basis of clinical and laboratory findings, asthma has traditionally been divided into atopic (extrinsic) and nonatopic (intrinsic) subgroups 16. The latter typically has its onset in adulthood, has a more severe clinical course than atopic asthma and is not closely associated with family history of the disease 17, 18. Different aetiological mechanisms have been proposed to be involved in the development of these two subgroups 19, and, in particular, the aetiology of nonatopic, adult-onset asthma remains largely enigmatic.

Epithelial cell injury in asthma

Airway remodelling is a fundamental feature of asthma. Disruption and altered function of the epithelium in asthmatics have been proposed as a cause of stimuli that lead to restructuring of the airway wall, as a response to injury 20. Inflammation and the associated healing process, which leads to scar formation and tissue remodelling, appear to be present in almost all asthmatics irrespective of disease severity, aetiology or duration of disease 21–23.

Epithelial cells in asthmatics have been found to have a reduced capacity to repair the epithelial layer following injury and an enhanced capacity to produce proinflammatory and profibrogenic cytokines 20. Cytokines play a central role in the coordination and sustenance of the inflammation of the airways in asthma. They are not only involved in maintaining the chronic inflammatory process, but also appear to be able to initiate it 24. In this system of complex interactions, the ultimate causes, besides genetic defects, which are responsible for the disturbance of the cytokine balance, and their relative importance, are understandably difficult to determine. However, the possible role of a persistent infection here cannot be ignored.

Chlamydia pneumoniae: general features

The Chlamydia, including the three species pathogenic to man, C. trachomatis, C. pneumoniae and C. psittaci, are ubiquitously distributed obligate intracellular bacteria, which have no close relatives among the eubacteria 25. Their unique developmental cycle differentiates them from all other microorganisms 26. Chlamydia are entirely dependant on energy produced by their host 27 and replicate within the host cell cytoplasm, forming characteristic intracellular inclusions. The two distinct forms in which Chlamydia exists during its developmental cycle are well characterized; an infectious spore-like elementary body (EB) (0.3 µm in diameter), and a larger noninfectious replicative reticulate body (RB). Unlike the RB, the nonreplicative EB is adapted to survive short periods outside the host cell 28, 29. The developmental cycle, which in vitro has been found to be completed within a couple of days, is a complex cascade of events. The biology of Chlamydia has been extensively reviewed elsewhere 30–32 and will not be reiterated here.

C. pneumoniae, previously known as C. psittaci (strain TWAR), was not discovered as a respiratory pathogen until 1985 33, and was renamed in 1989 34. It is an important cause of pneumonia. During an epidemic, up to half of the pneumonia cases have been found to be caused by this organism 35. Most infections, however, are mild or asymptomatic 36. Reinfections are common, since the memory immunity elicited by C. pneumoniae appears to be short-lived and only partial 31, 37. A characteristic feature of all Chlamydia is their tendency to persist. Chronic C. pneumoniae infections have been associated with several important chronic diseases, in fact, many more than initially expected. Among these diseases are cardiovascular diseases, chronic obstructive pulmonary disease (COPD) and asthma 12, 38–40.

Immune responses to Chlamydia pneumoniae

C. pneumoniae elicits both humoral and cell-mediated immune responses. As is generally the case with intracellular bacteria, cell-mediated immunity plays a crucial role in the resolution of chlamydial infections 41–44. Patients with scarring sequelae of repeated/persistent C. trachomatis infection have been found to have a depressed cell-mediated immune response, indicated by decreased interferon (IFN)‐γ levels and increased antibody levels as compared with age- and sex-matched controls, suggesting a predominance of a T‐helper (Th)‐2‐type immune response in these patients.

Although being largely responsible for the clearance of the organism, cell-mediated immunity may also be deleterious to the host in favouring the development of inflammation. Data from experimental and epidemiological studies of C. trachomatis suggest that repeated episodes of infection are required to produce the chronic inflammation associated with conjunctival scarring of trachoma, scarring and tubal obstruction in chronic salpingitis 45. Recent studies in mice have shown that this may also be true for C. pneumoniae 37, 43. CD8+ T‐cells play a crucial role in protection, whereas CD4+ T‐cells have an important contributory role, especially in the later phases of infection 44, 46. In the absence of CD8+ T‐cells, the infection appears to progress rapidly 46.

The role of antibodies in the protection and resolution of infection remains unclear. In an established infection, they appear to be rather ineffective, but probably have some contributory role in re‐infection 47. Nevertheless, antibodies have proven to be diagnostically important. Early discoveries concerning the associations between C. pneumoniae and disease have been based solely on sero-epidemiological studies. In spite of the availability of advanced gene-based techniques, serology using the micro-immunofluorescence test 48, although criticized 49, 50, is still the principal method to diagnose C. pneumoniae infection.

Persistent chlamydial infection

As previously stated, Chlamydia have an innate propensity to persist and cause chronic infections. Such infections are insidious in that they are frequently quiescent and asymptomatic, if not harmless to the host. Irreversible tissue injury may have taken place before treatment, if any, is started. In addition, in mucosal epithelial cells, C. pneumoniae is able to grow in monocytes/macrophages, and endothelial and smooth muscle cells 51–56. “Persistence” is defined as “a long-term association between Chlamydia and their host cells in which these organisms remain in a viable but culture-negative state” 57. The terms “chronic” and “latent” are widely used as synonyms for persistent, although true latency in the viral sense has never been found in naturally occurring chlamydial infections 58. Factors that lead to persistence are only partly understood, as most in vitro studies have examined the effect of IFN‐γ, penicillin and nutrient, especially tryptophan, deficiency 32. All of these factors have been shown to prevent completion of the normal developmental cycle, resulting in aberrant, noninfectious forms of Chlamydia. The effect of IFN‐γ has been found to be dose-dependant; higher doses (2 ng·mL−1) completely inhibited the growth of Chlamydia in vitro, whereas with lower doses (0.2 ng·mL−1) persistent infection was established. Removal of IFN‐γ resulted in infectious progeny from these aberrant forms 59.

Evidence from C. trachomatis infection in vitro has shown that during persistence, when Chlamydia remain viable but dormant and do not replicate 32, changed ratios of chlamydial antigens can be demonstrated; the production of 60‐kDa heat shock proteins (hsp60) is unaltered, whereas the level of the major outer membrane protein decreases markedly 59. Since the former compound is considered an immunopathological antigen and the latter a protective antigen, alteration of their ratios may decisively affect immunopathogenesis in a persistent chlamydial infection.

Several factors associated with the host have been found to favour the establishment of a persistent C. pneumoniae infection. These factors, including male sex, advanced age, smoking, concomitant diseases, glucocorticoid usage and hereditary factors, have been reviewed previously 40. The interaction between Chlamydia, glucocorticoids and the host's immune response will be discussed in the Chlamydia pneumoniae and the control and severity of asthma section.

Immunopathological mechanisms: the role of heat shock protein 60

Immunopathological mechanisms of chlamydial infections have been widely studied using animal models of repeated infections. These studies have clearly indicated that the basis for chlamydial diseases is immunopathological 37, 45. Multiple episodes of reinfections with C. trachomatis elicit some protective immunity, but the limited growth of Chlamydia induces a severe inflammation that may lead to irreversible tissue changes 45. Consistent with this concept are the recent data obtained from C. pneumoniae murine models. A primary C. pneumoniae infection conferred a partial resistance to reinfection, but provided no protection against inflammatory changes, as an equally strong inflammatory response was observed in reinfection 37. Even mice that are genetically predisposed to mount a Th2‐type response in a primary C. pneumoniae infection, elicit a Th1‐type response in reinfection, shown by markedly increased IFN‐γ production 43. Only modest amounts of chlamydial antigen appear to be needed to confer immunopathological tissue destruction 45.

A single chlamydial antigen, a 57–60‐kDa protein, has been found to elicit severe inflammation when applied to the conjunctiva of guinea pigs or monkeys that have previously been infected with Chlamydia. This protein was identified as a member of the highly conserved hsp60 family of stress proteins, found both in eukaryotic and prokaryotic organisms 60. These proteins are produced constitutively at low levels, their production being greatly enhanced in environmental stress, e.g. in an infection 61.

Convincing evidence exists of an association between immune responsiveness to chlamydial hsp60 and the severe sequelae of C. trachomatis infections. Elevated antibody levels to chlamydial hsp60 have been shown to be associated with scarring trachoma 62, pelvic inflammatory disease (PID) 63–65 and tubal factor infertility 66. Recently, a role for chlamydial hsp60 in the pathogenesis of atherosclerosis has also been proposed 67, 68.

Immunopathological tissue damage appears to follow both recurrent and persistent infections, and is largely the consequence of the immune response to chlamydial hsp60 45. In addition, the production of proinflammatory cytokines, tumour necrosis factor (TNF)‐α, interleukin (IL)‐1β, IL‐6 and IFN‐γ, released by the infected cells 43, 54, 56, and the liberation of cellular constituents from lysed cells, contribute significantly to the tissue damage and scarring processes 45. Analogous to the mechanisms suggested to operate in persistent and recurrent C. trachomatis infections, the synthesis and release of chlamydial hsp60 from persistently or repeatedly infected mucosal epithelial cells or alveolar macrophages may provide a prolonged antigenic stimulation, which strongly amplifies chronic inflammation and ultimately leads to immunopathological tissue damage and scarring in the asthmatic lungs.

Chlamydia pneumoniae and asthma

Epidemiological studies

Accumulating evidence from sero-epidemiological studies has shown that many asthmatics have elevated antibody levels to C. pneumoniae, suggestive of persistent infection (table 1⇓). Hahn et al. 69 were the first to show the association between this microorganism and adult-onset asthma. They found a strong quantitative association between the antibody level to C. pneumoniae and wheezing in 365 patients with respiratory illness. Elevated specific antibody levels were also significantly associated with asthmatic bronchitis after, rather than before, respiratory illness, and in some patients with C. pneumoniae infection, a newly diagnosed asthma was recorded. Involvement of any other microorganism, M. pneumoniae, C. trachomatis or respiratory viruses, could not be demonstrated in 96% of patients with asthmatic bronchitis or asthma 69.

A recent controlled study of 332 asthmatics provided further evidence that C. pneumoniae infection may be involved in the pathogenesis of asthma. Logistic regression analysis controlling for age, sex and smoking revealed that both long-standing (>7 yrs since diagnosis) and recent (<7 yrs since diagnosis) asthma were significantly associated with elevated immunoglobulin (Ig)‐G antibody levels to C. pneumoniae (odds ratio (OR) 3.3 and 2.3, respectively). Importantly, when the atopics and nonatopics were analysed separately, an even stronger association with long-standing asthma among the nonatopics was obtained (OR 6.0). For atopic asthma, no significant associations could be found with either long-standing or recent disease 70. In line with this study, Cook et al. 71 found in a controlled study of 169 asthmatics, that elevated IgG and/or IgA antibody levels to C. pneumoniae were significantly associated with severe chronic asthma.

Interesting data have recently been published on the association between elevated antibody levels to C. pneumoniae and severity of asthma. Specific antibody levels were measured in 619 adults with asthma, and, for those showing elevated IgG and/or IgA titres to C. pneumoniae, spirometry was performed and peak expiratory flow rate and symptoms were recorded twice daily for a month. This study revealed that the use of high-dose inhaled steroids was associated with a considerable increase in specific IgG (74%, p=0.04) and IgA titres (71%, p=0.0001), as compared with the use of low-dose inhaled steroids. Further, an inverse association between IgG antibodies and forced expiratory volume in one second as a percentage of the predicted value was found in those individuals with elevated IgG and/or IgA titres (p=0.04). Elevated IgA titres were also associated with a higher daytime symptom score (p=0.04). Elevated titres to C. pneumoniae may thus be associated with markers of asthma severity. No association between the severity of asthma and the titres to M. pneumoniae, adenovirus, influenza A and B or parainfluenza virus could be demonstrated 72.

In a cohort of 108 school-aged children with asthma symptoms, Cunningham et al. 9 showed that C. pneumoniae-specific secretory IgA antibodies in nasal aspirates were more than seven times higher in those children who reported at least four exacerbations during the study period of 13 months, than in those reporting only one episode (p=0.02). The former subgroup also tended to remain polymerase chain reaction (PCR) positive for C. pneumoniae, which was believed to suggest chronic infection. The immune response to suspected chronic C. pneumoniae infection may interact with inflammation in the bronchi and increase asthma symptoms. Again, this study failed to identify an important role for M. pneumoniae 9.

To date, data from controlled or cohort studies on the association between C. pneumoniae and asthma have been reported in 13 published papers and five abstracts, including >2,000 asthmatics overall, in addition to data from a number of smaller uncontrolled studies, case series and case reports 12. A positive association between the markers of C. pneumoniae infection (one or more of: elevated serum or secretory antibody levels, positivity in the PCR test or immunohistochemistry) and asthma has been reported in all but two papers and one abstract. Studies of the relationship between asthma and C. pneumoniae have recently been thoroughly reviewed 12.

Is the association causal or coincidental?

As in the case of atherosclerosis 73, 74, a debate continues as to whether the association between C. pneumoniae and asthma is causal or coincidental. While data on this association are rather extensive, no conclusions can yet be drawn about cause and effect. Firstly, the available data are mostly obtained from cross-sectional studies. Prospective data from controlled studies are scanty and based on short follow-ups. Secondly, the evidence of this C. pneumoniae/asthma association is mainly indirect, obtained by demonstrating elevated levels of specific serum antibodies. Serology has certain limitations, particularly in suspected chronic infections 74, 75. Data based on direct detection of the agent in the bronchial cells or alveolar macrophages are needed, even though the difficulties in diagnosing chronic C. pneumoniae infections, especially by direct methods, are well recognized 75. Thirdly, no experimental data from animal models of asthma exist. Such data have similarly proved to be difficult to obtain since animal models of allergic sensitization and asthma, developed in sheep, monkeys and various rodents, are generally believed to mimic sensitization and acute bronchospasm rather than the chronic inflammatory process, which is the major feature in human asthma 76. Finally, no data from large-scale intervention studies have thus far been published, although the preliminary results from the Chlamydia pneumoniae Roxithromycin Multinational (CARM) study have been presented 77. Antibiotic trials will provide valuable additional information on the possibility that the association is causal. The anti-inflammatory properties of macrolides, however, may complicate the evaluation of causality in this kind of trial.

Nevertheless, several arguments favour the hypothesis that C. pneumoniae is involved in the pathogenesis of asthma. As persistent chlamydial infections are mostly quiescent and slowly progressing, they frequently remain untreated. Severe sequelae are not uncommon. Further, C. pneumoniae is able to grow and multiply in several cell types relevant to asthma, including mucosal epithelial cells, alveolar macrophages, smooth muscle cells and endothelial cells 51–56. In addition, data from epidemiological studies are extensive for C. pneumoniae as compared with other potential respiratory pathogens. Strong evidence in favour of C. pneumoniae is the recently reported finding, noted previously, that a significant relationship exists between the markers of asthma severity and elevated antibody levels to C. pneumoniae, but not to other common respiratory agents 72. C. pneumoniae has also been found to cause ciliostasis in bronchial epithelial cells in vitro, which appears to be a specific property of C. pneumoniae, at least to some extent, since C. trachomatis had no similar effect 78. Finally, C. pneumoniae induces pro-inflammatory cytokine synthesis in human peripheral mononuclear cells and alveolar macrophages 54, 56. This induction of cytokine synthesis is probably not a feature specific solely to C. pneumoniae (table 2⇓). Although sero-epidemiological data support the view that the role of C. pneumoniae in asthma is primarily in amplifying inflammation and inciting the disease process 70, 72, 79, occasional initiation of the disease by this agent cannot be ruled out. Indeed, evidence is available that this could be true of some cases 69, 70, 80.

Could C. pneumoniae be a commensal in the respiratory tract without causing any harmful effects to the host? This is unlikely due to the intracellular nature of the infection and the evidence obtained from C. trachomatis infections (see the Immunopathological mechanisms; the role of heat shock protein 60 section).

Chlamydia pneumoniae and the control and severity of asthma

Chlamydia pneumoniae and the use of glucocorticoids

The recognition of inflammations presence even in mild-to-moderate asthma 13 emphasizes the importance of early intervention with inhaled glucocorticoids, which reduce pulmonary eosinophilia and cytokine production in the lungs by effector T‐cells 81. Glucocorticoids are the most potent anti-inflammatory drugs available for the treatment of asthma, and probably the only agents that will effectively control severe asthma 13. The average doses of inhaled corticosteroids have gradually increased during the past decade. The apparent need to use higher doses of inhaled steroids in the early stage of the disease should be balanced against a range of potential adverse reactions 82. An important, although often neglected, aspect here is the impact of glucocorticoids on Th1/Th2 balance. An increasing body of evidence from humans and animal models now exists to suggest that glucocorticoids shift the Th1/Th2 cytokine balance towards a Th2‐type response 81, 83–87. Glucocorticoids have also been proposed as the most important determinants in the micro-environment, which ultimately contributes to the development of a specific Th1/Th2 pattern 87. The interaction between glucocorticoids and the immune system is complex and highly dependant on factors such as the stage of the target cell cycle, the activation status of the target cell and the micro- and macro-environment in situ 87. This complexity evidently leads to difficulties in examining the interactions in vitro, and may largely explain the discrepant results presented 88, 89. Further, the interaction between glucocorticosteroids and the immune system may have a genetic basis, which, in combination with secondary factors, such as infection, stress or smoking, modify glucocorticoid dynamics 87. The major effects of glucocorticoids that are responsible for downregulation of cell-mediated immunity (Th1) and upregulation of humoral immunity (Th2) are shown in table 3⇓. C. pneumoniae, as an intracellular parasite, requires a strong and intact cell-mediated immune response to be eradicated.

Inhibition of pro-inflammatory cytokines

In asthmatics, the production of pro-inflammatory cytokines, IL‐1β, TNF‐α, IL‐6, IFN‐γ and granulocyte-macrophage colony-stimulating factor, by alveolar macrophages and bronchoalveolar leukocytes has been found to be increased 90–92. Corticosteroid therapy inhibits the release of pro-inflammatory cytokines from human lung epithelial cells and alveolar macrophages cells in vitro 93–95. This inhibition is evidently one of the central effects of glucocorticoids, justifying their use in asthma therapy, but leading to poor stimulation of antigen presentation and T‐cells and poor activation of phagocytes 96, and thus, an impaired ability of the host to elicit innate immunity.

Inhibition of interleukin‐12 production by macrophages

Inhibition of IL‐12 production in macrophages/monocytes and dendritic cells is proposed to be a major mechanism by which glucocorticoids affect cytokine synthesis 86, 97. IL‐12 is the key cytokine in regulating innate and adoptive immunity. It induces IFN‐γ production and enhances cytolytic activity of CD4+ and CD8+ T‐cells and natural killer (NK) cells. IL‐12 is fundamental to the development of cell-mediated immunity (Th1) protective against intracellular organisms. The absence of IL‐12 early in the infection results in impaired activation of innate immunity and the development of a Th2‐type response with IL‐4 production, which is detrimental to the control of an intracellular infection 98, 99. Indeed, the reduced production of IL‐12 in corticosteroid-treated human macrophages has been shown to result in a decreased ability of T‐cells to induce IFN‐γ and an increased ability to induce IL‐4 production in vitro 81. The effect of glucocorticoids on IL‐12 synthesis appears to be direct via the inhibition of IL‐12 gene transcription in macrophages 81.

Increase of interleukin‐10 and transforming growth factor‐β production by monocytes/macrophages

Corticosteroids not only have immunosuppressive effects but also several stimulatory effects. For example, they stimulate the production of transforming growth factor (TGF)‐β and IL‐10 by monocytes 87, 95, 100. IL‐10 is an anti-inflammatory cytokine showing a wide range of suppressing effects. It inhibits IFN‐γ production from T‐cells by suppressing IL‐12 production from macrophages and dendritic cells 101. Generally, IL‐10 inhibits cytokine production from Th1, NK, monocyte/macrophage and dendritic cells, and suppresses cell-mediated immunity 102. Thus, while a glucocorticoid-induced increase in IL‐10 production ameliorates the inflammation, it also severely deteriorates the host's ability to resolve an intracellular infection.

Similarly, TGF‐β is an anti-inflammatory/suppressory cytokine that shows antiproliferative activity on macrophages, endothelial cells, and T‐ and B‐cells. It also inhibits the induction of NK cell activities and reduces cellular expression of class II major histocompatibility complex (MHC) protein 96. Indeed, TGF‐β and IFN‐γ have recently been shown to be reciprocally regulated 103, 104. A glucocorticoid-induced increase in TGF‐β level in asthmatics reduces the IFN‐γ production in NK and Th cells, further favouring the establishment of a persistent chlamydial infection 104.

Downregulation of natural killer cell activity

Corticosteroids also have a negative effect on NK cells. A decrease in NK cell activity by corticosteroids in vitro suggests a direct effect on those cells 105. Depletion of active NK cells has been found to result in a shift from a Th1 dominant response to a more of a Th2 response in a murine model for chlamydial pneumonitis. This was considered to be due to severely impaired early IFN‐γ production in the absence of properly functioning NK cells 106. Indeed, evidence obtained from a murine leishmaniasis indicates that differences in patterns of early responsiveness may contribute to the type of subsequent disease. The ability of the host to develop an early NK cell response may be an important feature of intracellelar infections. Chronic infection has been proposed to be related to the absence of an early effective NK cell response 107.

Chlamydia pneumoniae and the severity of asthma

In the large, controlled study of asthmatics referred to earlier, Black et al. 72 found that elevated antibody levels to C. pneumoniae were independently associated with the markers of asthma severity, including lung function and symptom scores. This finding cannot be explained by an unspecific polyclonal antibody response, which might be expected in individuals with advanced disease, and a strongly polarized Th2‐type immune response as a result of high doses of glucocorticoid usage 81, 83–87, since no association was found between the severity of asthma and elevated titres to other common respiratory pathogens 72. The other recent controlled study of asthmatics with long-standing or recently diagnosed disease revealed that the association between elevated antibody levels to C. pneumoniae and the disease, after controlling for potential confounding factors, was strongest for nonatopic long-standing asthma and much weaker, although also significant, for nonatopic recent asthma 70. Further evidence has been obtained from a cohort of asthmatics categorized as having mild, moderate or severe disease. Regression analysis showed the strongest association between elevated antibody levels to C. pneumoniae and the patients with moderate-to-severe disease. By contrast, no significant association could be found between elevated antibody levels to C. pneumoniae and mild asthma 79, which, again, does not lend support to the view that C. pneumoniae is primarily involved in the initiation of asthma.

Cytokine patterns may change along with the progression of the disease. In tuberculosis there are differences in the cytokine patterns according to the amount of lung involvement, suggesting a role for these mediators in the immunopathogenesis related to the distinct clinical forms of pulmonary tuberculosis, i.e. a predominantly Th1‐ or Th2‐type response in mild or progressive disease, respectively 108. Treatment may restore the biased Th1/Th2 balance 109. Whether a similar shift also occurs in long-term infections caused by C. pneumoniae is unknown, and, in addition, data are unavailable on asthma showing changes in the cytokine pattern according to the severity of the disease 24. However, as glucocorticoids favour the development of a Th2‐type response 81, 86, 87, a strongly polarized Th2 response would be expected in advanced stages of the disease.

The interaction of C. pneumoniae, glucocorticoids and the host's immune system in asthma may lead to a vicious circle, where the escalating doses of glucocorticoids drive the Th1/Th2 balance towards a strongly polarized Th2‐type response and trigger the re-activation of persistent Chlamydia to actively growing forms 32, 110, 111. Persistent and recurrent chlamydial infections may lead to severe inflammation, fibrosis and, finally, tissue scarring 62, 112, and may significantly accelerate disease progression in asthmatics. Higher doses of glucocorticoids, not only inhaled but also systemic, are then needed to control the continuously aggravated inflammation in the bronchi. A hypothetical model of this interaction is presented in figure 1⇓.

Conclusion

Elevated titres to Chlamydia pneumoniae, but not to other potential respiratory pathogens, have been found to be associated with markers of asthma severity. The relationship between elevated titres to Chlamydia pneumoniae and asthma has also been shown to be stronger for long-standing than recent asthma. Both pieces of evidence suggest that Chlamydia pneumoniae is primarily an inciter of inflammation rather than an initiator of the disease, although the latter possibility cannot be wholly ruled out. Whether antibiotic treatment will be beneficial in limiting disease progression in the future, remains to be seen. As yet, no guidelines for the treatment of persistent Chlamydia pneumoniae infections are available.

Fig. 1.—
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Fig. 1.—

Hypothetical model of the interaction between Chylamydia pneumoniae (C. pneumoniae) corticosteroids and the host's immune system in asthma. Outer circle indicates stages of asthma and the inner circle doses of glucocorticoids (GCs). Th: T‐helper (cell); hsp60: 60‐kDa heat shock protein.

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Table 1

Summary of major epidemiological studies of the association between asthma and Chlamydia pneumoniae (C. pneumoniae) infection

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Table 2

Factors supporting the hypothesis that Chlamydia pneumoniae (C. pneumoniae) is involved in the pathogenesis of asthma

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Table 3

Major effects of glucocorticoids that dampen cell-mediated immunity and favour the establishment and further reactivation of a persistent Chlamydia pneumoniae infection

Footnotes

  • ↵Previous articles in this Series: No. 1: von Mutius E. Infection: friend or foe in the development of atopy and asthma? The epidemiological evidence. Eur Respir J 2001; 18: 872–881. No. 2: Wennergren G, Kristjánsson S. Relationship between respiratory syncytial virus bronchiolitis and future obstructive airway diseases. Eur Respir J 2001; 18: 1044–1058. No. 3: Renz H, Herz U. The bidirectional capacity of bacterial antigens to modulate allergy and asthma. Eur Respir J 2002; 19: 158–171. No. 4: Schwarze J, Gelfand EW. Respiratory viral infections as promoters of allergic sensitization and asthma in animal models. Eur Respir J 2002; 19: 341–349.

  • Received November 1, 2000.
  • Accepted June 20, 2001.
  • © ERS Journals Ltd

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Role of persistent infection in the control and severity of asthma: focus on Chlamydia pneumoniae
L.C. von Hertzen
European Respiratory Journal Mar 2002, 19 (3) 546-556; DOI: 10.1183/09031936.02.00254402

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Role of persistent infection in the control and severity of asthma: focus on Chlamydia pneumoniae
L.C. von Hertzen
European Respiratory Journal Mar 2002, 19 (3) 546-556; DOI: 10.1183/09031936.02.00254402
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    • Asthma
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