Changes in personal control as a predictor of quality of life after pulmonary rehabilitation
Introduction
Chronic obstructive pulmonary disease (COPD) is one of the main causes of disability in persons over 40 [1]. COPD is characterised by airflow limitation and a loss of pulmonary function that is not fully reversible by pharmacological treatment [2], [3]. This airflow obstruction is usually progressive and is associated with an abnormal inflammatory response of the lungs to particles or gases [2], [4]. Most patients with COPD experience symptoms such as a chronic cough, dyspnoea and the production of sputum [5]. The diagnosis of COPD includes patients with chronic bronchitis, characterised by a fixed obstruction of the airways, and pulmonary emphysema, caused by a decreased elasticity of the lung tissue. COPD has a serious impact on the quality of life (QoL) of patients [6], for example, most patients with COPD experience physical limitations as well as psychological problems, such as feelings of anxiety or depression [7].
Since COPD is an incurable disease, the treatment of patients with COPD is mainly aimed at effective disease management focussed on the prevention of disease progression and on improvements with respect to symptoms and exercise tolerance [2]. In addition to pharmacological treatment, in the more severely affected patients pulmonary rehabilitation is recommended to support the management of COPD [1]. A comprehensive rehabilitation programme should consist of exercise training, nutrition counselling, and education [2]. Patients at all stages of COPD may benefit from exercise training (aerobic exercise and respiratory muscle strength training) during rehabilitation, leading to improvements in exercise tolerance and symptoms of dyspnoea and fatigue [8], [9], [10]. Pulmonary rehabilitation is particularly indicated in the more severely impaired patients with COPD, given the multidisciplinary approach of the programmes targeted at both pulmonary and non-pulmonary problems, and the improvement of QoL [2].
Part of the effects of the treatment of COPD patients depends on their efforts to engage in certain healthy behaviours, like stopping smoking or doing more physical exercise. Mostly, these are unhealthy behaviours the patients have engaged in for many years and therefore these behaviours are resistant to change. For example, smoking is the most important contributing factor in the development and progression of COPD [5], [11], which patients find hard to change. Therefore, it is very important for the patients to be motivated and committed to the rehabilitation programme to be able to accomplish changes in their behaviour. Many of these patients, however, face multiple and often complex problems, both physical and psycho-social [8]. Previous research has shown that COPD patients referred for rehabilitation had often lost their motivation to improve [12]. Moreover, repeated, failed efforts to change their behaviour may have resulted in decreases in their perceptions of personal control [13], [14], [15].
Personal control refers to individuals’ belief about their capacity to exert control over their own lives [16], [17] and can be divided into several forms of control. Mastery, which is the extent to which people feel in control of the forces that affect their lives [18], has been found to be negatively associated with functional decline [19]. Self-efficacy refers to the confidence people have in being able to execute actions that are required to deal with particular situations [20], [21] and appears to be related to the effectiveness of rehabilitation [22]. Furthermore, self-efficacy has been associated with stopping smoking [14], adherence to medication [23] and to physical exercise [13], all important factors in the management of COPD [1].
Previous studies have shown that perceptions of personal control are important factors related to the outcomes of pulmonary rehabilitation [14], [24], [25], [26], [27], since these perceptions influence patients’ motivation [20] to make the required efforts during rehabilitation. Due to the often multiple problems and the diminished sense of personal control of COPD patients, their treatment is rather difficult. Though a number of studies have reported the effects of rehabilitation on exercise tolerance and QoL [28], these effects often decrease in the long term [10], [24], [29], [30]. Positive effects of rehabilitation are difficult to achieve and many patients experience relapse, even if they initially improved during rehabilitation [31], [32]. As a result, patients with lower perceptions of personal control may fail to attain their goals during rehabilitation or may more easily relapse afterwards. Higher perceptions of personal control, however, may be related to better outcomes of pulmonary rehabilitation.
In this study, we first examined whether QoL and perceptions of mastery and self-efficacy improved in patients with COPD referred to a rehabilitation programme. Given the often multiple and complex problems patients with COPD have to face, and a decreased level of motivation to change their behaviour, these patients were in fairly poor psychological shape, rendering it unlikely that changes in their perceptions of personal control during rehabilitation could be expected. Moreover, the assessed patients with COPD were quite seriously ill with respect to their lung function parameters (stage III of the GOLD classification (global initiative for chronic obstructive lung disease) [2], indicating serious COPD). Consequently, on the basis of previous research [31], only modest changes in QoL during rehabilitation were expected. Second, we studied whether changes in mastery and self-efficacy were related to a higher QoL after rehabilitation.
Section snippets
Participants
Consecutive patients with COPD who participated in a pulmonary rehabilitation programme were included between January 2001 and April 2002. In order to facilitate the interpretation of the data of these patients, we provided baseline data of a reference group, included during the same period, of consecutive outpatients who received standard care in a general hospital. Standard care consists of regular visits to a pulmonologist in order to monitor symptoms of COPD, to adjust medication therapy
Patient groups
Fig. 1 shows the numbers of patients in the study. Patients who refused to participate did not differ significantly from the respondents with respect to age and gender. In rehabilitation, 54 patients were included (response rate was 79%) and 39 patients participated in both assessments. Patients who dropped out during the study scored significantly lower than the respondents in terms of vital capacity and physical and social functioning at T1; no significant differences were found with respect
Discussion
Patients with COPD improved with respect to overall QoL and self-efficacy during the rehabilitation programme. In addition, changes during rehabilitation in self-efficacy contributed to the explanation of the social and psychological QoL domains after rehabilitation, which is consistent with earlier findings reported by Lox and Freehill [13] and McCathie et al. [27].
Acknowledgements
The authors would like to thank R. Aalbers, MD, PhD, and H.J. Van der Woude, MD, PhD, of the Department of Pulmonology, Martini Hospital Groningen, The Netherlands, for making the data collection for this study possible.
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