Review article
Cortico-limbic circuitry and the airways: Insights from functional neuroimaging of respiratory afferents and efferents

https://doi.org/10.1016/j.biopsycho.2010.02.005Get rights and content

Abstract

After nearly two decades of active research, functional neuroimaging has demonstrated utility in the identification of cortical, limbic, and paralimbic (cortico-limbic) brain regions involved in respiratory control and respiratory perception. Before the recent boon of human neuroimaging studies, the location of the principal components of respiratory-related cortico-limbic circuitry had been unknown and their function had been poorly understood. Emerging neuroimaging evidence in both healthy and patient populations suggests that cognitive and emotional/affective processing within cortico-limbic circuitry modulates respiratory control and respiratory perception. This paper will review functional neuroimaging studies of respiration with a focus on whole brain investigations of sensorimotor pathways that have identified respiratory-related neural circuitry known to overlap emotional/affective cortico-limbic circuitry. To aid the interpretation of present and future findings, the complexities and challenges underlying neuroimaging methodologies will also be reviewed as applied to the study of respiration physiology.

Introduction

The act of breathing and the perception of breathing impairment are vital homeostatic functions essential to human life. It is widely accepted that brainstem respiratory centers mediate automatic respiratory rhythm (Feldman and Del Negro, 2006); however, the higher motor-cognitive and emotional centers thought to modulate the intrinsic respiratory rhythm as well as mediate the conscious perception of respiratory sensations remain poorly understood. Cortical, limbic and paralimbic sites for respiratory efferent/afferent processing were first identified by pioneering surgical/electrophysiological work in humans and animal models (as reviewed by Hugelin, 1986). With an acknowledgement of the ongoing debate over anatomical divisions of limbic versus paralimbic architectonics (LeDoux, 2000), the integrated brain regions typically involved in motor-cognitive and emotional processing will be collectively referred to as “cortico-limbic” circuitry in this review of respiratory neuroimaging.

The last 20 years have witnessed an amazing acceleration and expansion of positron emission tomography (PET) and functional magnetic resonance imaging (fMRI) technologies. These technological advances have facilitated the non-invasive, in vivo investigation of respiratory-related regional neural activity within cortico-limbic circuitry with spatial resolution on the order of a few millimeters and temporal resolution within fractions of a second. Advanced electroencephalographic event-related potential studies have also contributed to our understanding of cortico-limbic respiratory circuitry but are reviewed elsewhere (Davenport and Vovk, 2009). Prior to these advances in imaging technology, evidence for respiratory-related activity within cortico-limbic circuitry was largely derived from invasive electrophysiological studies of animals and surgical patients (Foerster, 1936, Kaada and Jasper, 1952, Penfield and Faulk, 1955, Frysinger and Harper, 1990).

The findings from recent PET and fMRI studies reviewed here provide intriguing support for longstanding hypotheses regarding cortico-limbic modulation of respiratory control and respiratory sensation. This circuitry shares remarkable homology with cortico-limbic elements known to mediate cognitive and emotional/affective processing (Dolan, 2000, Cabeza and Kingstone, 2001) as well as primal alarm/threat processing (LeDoux, 2000, Denton, 2005). Recent studies which employed hypothesis-driven experimental paradigms involving cognitive (Evans et al., 2009a) and affective (von Leupoldt et al., 2008) breathing tasks provide preliminary evidence of cortico-limbic modulation of respiratory control and respiratory sensation. In view of the wide-reaching implications regarding this shared circuitry, an integrated neural systems model for cortico-limbic influences on respiratory control and respiratory perception is considered as supported by the literature reviewed (Fig. 1).

Our understanding of cortico-limbic circuitry as related to respiratory control and perception should be viewed as a work in progress. Although the identification and function of many of the cortico-limbic elements discussed herein have been validated across imaging modalities and by various experimental designs, several of the recent findings reviewed require replication and should be considered with caution. Scholars within and outside of the field of neuroimaging, as well as the lay press, have voiced growing concern over the persuasive impact of neuroimaging data given its intrinsic vulnerability to Type I Error (Check, 2005, Dolan, 2008, McCabe and Castel, 2008, Poldrack, 2008, Hamilton, 2009). In keeping with this concern, this author is humbled to state that the discipline of respiratory neuroimaging is still in its infancy. The framework provided here is anticipated to serve as a primer on the current knowledge regarding the role of cortico-limbic circuitry in respiratory control and respiratory sensation and also serve as a guide for the interpretation of future findings given the complexities and challenges underlying neuroimaging studies of respiration.

Section snippets

Neuroimaging methods

The majority of neuroimaging studies of respiration have employed blood flow sensitive techniques such as oxygen15 PET (O-15 PET) and blood oxygenation level dependent fMRI (BOLD-fMRI) to provide indirect measures of neural activity. Arterial spin labeling (ASL) is a relatively new fMRI approach which has only been used in a handful of published respiration studies (e.g., MacIntosh et al., 2008, Pattinson et al., 2009a; Pattinson, 2009b). These techniques are based on the assumption that the

Neuroimaging studies of respiratory efferents and volitional motor control

Pioneering O-15 PET studies by researchers at the Charing Cross Hospital, London UK, heralded the first maps of respiratory efferents localized to the motor cortex (Colebatch et al., 1991, Ramsay et al., 1993a, Ramsay et al., 1993b). In their first study, Colebatch et al. (1991) measured rCBF in healthy subjects during conditions of passive mechanical ventilation and active voluntary targeted hyperpnea at similar minute ventilation, minimizing potential PCO2 confounds. The active condition of

Neuroimaging studies of respiratory afferents and sensory perception (dyspnea)

Until very recently, the principal cortico-limbic components of human respiratory afferent pathways had been largely unknown, mainly due to the lack of useful animal models or relevant clinical lesion studies. The majority of neuroimaging studies that have formally investigated respiratory perception have focused on dyspnea and accordingly, these studies will serve as the focus here. As noted above in Section 2.2 “Breathing tasks and stimuli” the general term “dyspnea” subsumes several distinct

Studies of combined sensorimotor networks

Neural activity across multi-modal networks is likely to influence even resting spontaneous breathing as cognitive and emotional demands are thought to modulate the intrinsic brainstem respiratory rhythm (Shea et al., 1987, Shea, 1996, Boiten, 1998). Using a novel event-related BOLD-fMRI approach at 1.5 T, Evans et al. (2009a) demonstrated synchronized respiratory-related neural activity with each breath across a distributed cortico-limbic-bulbar circuit during resting spontaneous breathing.

Working model for respiratory sensorimotor neural circuitry

Even though the field of respiratory neuroimaging may be viewed as in its early stages, the convergence of findings to date prompts the consideration of a working cortico-limbic model for respiratory sensorimotor circuitry. The model as depicted in Fig. 1 should be taken as a preliminary gross graphical summary of human respiratory neural circuitry, based exclusively on consistent cortico-limbic findings across functional neuroimaging studies of respiration. The model considers a Motor Division

Conclusion

Prior to neuroimaging, the knowledge regarding respiratory control and respiratory sensation within cortico-limbic circuitry was poorly understood. Now the convergence of PET and fMRI data strongly suggests the volitional control of breathing to be mediated by coordinated network activity within motor cortical, SMA, cerebellar and subcortical regions. A similar convergence of data provides strong support for the sensation of dyspnea to be mediated by network activity within cortico-limbic

Acknowledgements

This work was primarily supported by K23 MH086619 (NIMH). Within the last year Dr. Evans has received support from R21 AT003425-01A2S1 (NCCAM), an Investigator Initiated Research Agreement from Pfizer Ltd., and a Faculty Development Award from the Massachusetts General Hospital Executive Committee on Research. Tina Chou and Annette M. Schmid are acknowledged for their editorial assistance. Special thanks are expressed to Kenneth Townsend and Randy Edgington for their artistic contribution to

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