Copyright ©ERS Journals Ltd 2008 Performance of ventilators for noninvasive positive-pressure ventilation in children1 Paediatric Pulmonary Dept, Hôpital Armand Trousseau, Assistance Publique-Hôpitaux de Paris, 2 INSERM Mixed Research Unit S-719, Université Pierre et Marie Curie, 3 ADEP Assistance, Puteaux, Paris, 4 INSERM Unit 841, 5 Paris XII University, Créteil, and 6 Dept of Clinical Physiology, Hôpital Raymond Poincaré, Assistance Publique-Hôpitaux de Paris, University of Versailles Saint-Quentin-en-Yvelines, Garches, France. CORRESPONDENCE: B. Fauroux, Assistance Publique-Hôpitaux de Paris, Hôpital Armand Trousseau, Paediatric Pulmonary Dept, Research Unit INSERM UMR S-719, Université Pierre et Marie Curie Paris 6, 28 avenue du Docteur Arnold Netter, Paris, F-75012, France. Fax: 33 144736174. E-mail: brigitte.fauroux{at}trs.aphp.fr Keywords: Bench study, child, lung model, pressure support, trigger, volume-targeted ventilation
Received: November 2, 2007
The aim of the present study was to evaluate the performance characteristics of all the ventilators proposed for home noninvasive positive-pressure ventilation in children in France. The ventilators (one volume-targeted, 12 pressure-targeted and four dual) were evaluated on a bench which simulated six different paediatric ventilatory patterns. For each ventilator, the quality of the inspiratory and expiratory trigger and the ability to reach and maintain the preset pressures and volumes were evaluated with the six patient profiles. The performance of the ventilators showed great variability, and depended upon the type of trigger (flow or pressure), type of circuit and patient profile. Differences were observed between the preset and measured airway pressure and between the tidal volume measured by the ventilator and on the bench. Leaks were associated with an inability to detect the patients inspiratory effort or autotriggering. No single ventilator was able to adequately ventilate the six paediatric profiles. Only a few ventilators were able to ventilate the profiles simulating the youngest patients. A systematic paediatric bench evaluation is recommended for every ventilator proposed for home ventilation, in order to detect any dysfunction and guide the choice of the appropriate ventilator for a specific patient. Noninvasive positive-pressure ventilation (NPPV) is increasingly used at home in children 1. NPPV may improve respiratory failure in children with neuromuscular disease 2, 3, upper airway obstruction and sleep apnoea 4, and lung diseases such as cystic fibrosis 5. These diseases concern both infants and older children, which implies that the ventilator should be able to adapt to a broad range of patient demands. Children with respiratory failure, especially the youngest ones, may develop extreme breathing patterns, which may represent a challenge for a ventilator 6. Indeed, home ventilators may not be able to adequately synchronise with patient respiratory effort 7, 8, leak compensation may be insufficient, and the triggers of assist modes and alarms are not always adapted for young children. This is explained by the fact that most ventilators have not been specifically developed for paediatric patients. However, in practice, the clinician has to deal with the available devices. Although some studies have tested or compared home ventilators in young patients with cystic fibrosis 7, 8 or upper airway obstruction 6, no study has evaluated different types of ventilator in children with various causes of chronic respiratory insufficiency. In France, 17 ventilators are proposed for home ventilation in children. Thus, the choice of the most appropriate ventilator for a specific patient is a real challenge for the clinician. Indeed, the testing of several ventilators in every single patient is unrealistic in practice. The aim of the present study was to evaluate the performance of the 17 ventilators available for home ventilation in France with the most common paediatric profiles, namely neuromuscular disease, upper airway obstruction and cystic fibrosis. In order to do this, a bench lung model that simulated the mechanical respiratory characteristics and pattern of breathing of six typical paediatric patient profiles was used.
Patient profiles In the present authors experience, approximately a third of the children treated with NPPV at home have neuromuscular diseases, a third upper airway obstruction and a final third lung diseases or other causes of chronic hypercapnic respiratory insufficiency 1. Thus, six patient profiles representing 90% of patient profiles experienced were selected from the present authors NPPV cohort (table 1
During routine initiation of NPPV and follow-up, breathing pattern at baseline, respiratory mechanics and respiratory output were recorded using a pneumotachograph (Fleisch No. 3; Fleisch, Lausanne, Switzerland) and a catheter-mounted pressure transducer system with two integral transducers (Gaeltec, Dunvegan, UK). Breathing pattern at baseline, i.e. when the patient was not connected to a ventilator and breathing spontaneously, was inferred by measuring the patient flow rate. Tidal volume (VT) and inspiratory time (tI) were directly deduced from this flow tracing (table 1
The patients respiratory mechanics were inferred when the patient was connected to the ventilator via measurement of transdiaphragmatic pressure and oesophageal pressure (Poes) as previously described 5. Briefly, dynamic lung compliance (CL,dyn) was calculated as the ratio of VT to the Poes difference between the beginning and end of inspiration during quiet breathing. Individual values indicated in table 1 Airway and lung resistance (Rrs) was calculated according to the following formula, based on the technique of Mead and Whittenberger 9. Rrs = [(Poes,0-Poes)-(V/CL,dyn)]/V'(1)
Poes,0 is Poes at the start of inspiratory flow, V is instantaneous volume, CL,dyn is calculated for the same breath and V' is instantaneous airflow. Mean values over the inspiration were used as estimates of inspiratory Rrs (table 1 The analysis of the patients profiles was approved by the ethics committee of Saint Antoine University Hospital (Paris, France), and patients and parents gave their informed consent.
Ventilator testing
The ventilator setting (targeted pressure or volume and positive end-expiratory pressure (PEEP)) was different for each patient profile (table 1 All ventilators were studied using their most sensitive inspiratory trigger that did not induce autotriggering. When possible, the highest inspiratory flow was used. For the majority of the ventilators, the expiratory trigger was set automatically. In four ventilators (GK 425ST, KnightStar 330, Vivo 40 and VPAP III ST-A), it was possible to modify the sensitivity of the expiratory trigger. In such cases, the most sensitive level that did not induce a tI inferior to the spontaneous tI was used. Where available on the same ventilator, pressure- and flow-triggering were tested. In the case of an optional integrated humidification system, the ventilator was tested with and without the humidification system. For all of the ventilators, the most recent model (year 2006) was used.
Experimental bench study
1/Crs = 1/Cw+1/CL(2)
The resistance was a parabolic airway resistor, Pneuflo® airway resistor Rp5, Rp20, Rp50 or Rp200 (Michigan Instruments). For each profile, the resulting breathing effort generated in the bench test was characterised by the inspiratory airway occlusion pressure at 0.1 s (P0.1), and by the inspiratory volume and flow 0.1 s after initiation of a spontaneous breath (V0.1 and V'0.1, respectively; table 1 Airway pressure (Paw) and flow were measured at the end of the ventilator circuit using, respectively, a pressure differential transducer (Validyne DP 45±56 cmH2O; Validyne Northridge, CA, USA) and a pneumotachograph (Fleisch No. 2) associated with a pressure differential transducer (Validyne DP 45±3.5 cmH2O). The leak flow was measured using a second pneumotachograph. Calibration of pressure and flow was performed before each test. Signals were digitised at 200 Hz by an analogue/digital system (MP100; Biopac Systems, Goleta, CA, USA) and recorded on a microcomputer for further analysis.
As is generally the case, the following parameters were computed from each pressure and/or flow trace: PEEP, PS for PSV, measured VT (VT,m), and VT indicated by the ventilator (VT,V). The sensitivity of the inspiratory trigger was evaluated from the trigger time delay (
In order to facilitate interpretation of the results and guide the reader, the performances of the ventilators are presented qualitatively as follows. The inspiratory trigger was considered appropriate for a
Except in three cases, Smartair+ in the patient with cystic fibrosis (profile No. 3), Vivo 40 in the patient with vocal cord paralysis (profile No. 5), and VS Ultra double-circuit pressure trigger in the patient with central apnoea (profile No. 6), very close results were found with and without the humidification system. Therefore, the results are presented as the means obtained with and without humidification.
The complete data concerning the performance of each ventilator for the six different patient profiles are given in the supplementary material (online tables 1–6). For the patient with spinal muscular atrophy, all of the seven ventilators that had a compatible mode had inappropriate triggers (table 3
The quality of the expiratory triggers is presented in the supplementary material (online table 7). The major observation is that the performance of the expiratory triggers varies according to ventilator and also to patient profile. Only the KnightStar 330 and the Legendair were able to detect the expiratory effort of patient No. 4, the infant with laryngomalacia. The expiratory trigger of the Elisée 150 was good in patient No. 2 (Duchenne muscular dystrophy) but much less so in patients No. 3 (cystic fibrosis) and 5 (vocal cord paralysis).
Concerning the performance of the ventilators, for patient No. 1 with spinal muscular atrophy, only the Elisée 150 in the ACV mode with a simple circuit had an appropriate performance (table 4
The current study is the first to provide a bench test evaluation of the performance of a broad range of home ventilators, none of which were primarily developed for children, for six different paediatric patient profiles according to a strict protocol. The major findings of the present study can be summarised as follows: 1) no ventilator is perfect and able to adequately ventilate the six different patient profiles; 2) the performance of the ventilators was very heterogeneous and depended upon the type of trigger and circuit and, most importantly, upon the characteristics of the patient; and 3) the sensitivity of the inspiratory triggers of most of the ventilators was insufficient for infants.
Paediatric specificities The patient with central apnoea should, theoretically, have been ventilated using a controlled mode. However, such patients may take some spontaneous breaths. Thus, in order to increase the comfort of NPPV and favour the synchronisation of the patient with the ventilator, a spontaneous mode with a back-up rate slightly below the spontaneous respiratory frequency of the patient may be used, permitting the evaluation of the inspiratory trigger in this patient. These limitations of the ventilators observed in the present study with simulated paediatric patterns were not completely unexpected, since few devices have been specifically developed for children. In addition, the majority of the manufacturers (12 out of 17) do not implicitly recommend ventilation of the youngest children with their ventilator (with the ventilators being denoted adult/child, not for newborn, or >30 kg). The quality of the inspiratory triggers may also limit the performance of ventilators. Nevertheless, due to the lack of information disclosed by the manufacturers concerning the principle and algorithms used for the inspiratory trigger, it is difficult to understand why one ventilator seems to exhibit a better trigger than another. With a classical pressure trigger, a closed system is mandatory in order to facilitate the generation of a differential pressure. For example, in the case of the Eole 3 pressure trigger, no large decrease in Paw was observed during the patients inspiratory effort while an inspiratory flow signal was detected. This confirms that it is an open system, which is one explanation for the lack of detection of the inspiratory effort observed with this ventilator. With a trigger based upon flow signal, the system should be open. One of the major problems of such a trigger is the take-up of the leak. Nevertheless the present results do not suggest that a simple circuit plus leak permitted a better or worse inspiratory trigger than ventilation without leak (with a simple or double circuit). In the case of a flow trigger, the ventilator should be able to detect very low flows, especially in young children who have the smallest VT. Significant differences with regard to the expiratory triggers were also observed. These results are in agreement with clinical results, which showed that the sensitivity of the expiratory triggers may be insufficient for infants requiring NPPV for severe upper airway obstruction 6.
Characteristics of the ventilators Some ventilators, such as the Legendair, showed a low pressurisation slope and stability index, which signifies that the ventilator is not able to reach the preset pressure within a minimal time frame. Most ventilators measure physiological variables, such as VT or Paw. Significant differences were observed for almost all of the ventilators between the results shown on the ventilator and the values measured on the bench. This may be explained by the fact that most of these variables are estimated by software incorporated inside the ventilator. Since NPPV is leak ventilation, the VT,V represents the volume of air generated by the device. On the bench, the VT,m was measured by a pneumotachograph inserted between the circuit and the interface. Thus, this measure was closer to the patient and more accurately reflects the VT received by the patient in the case of calibrated leak ventilation. However, differences between the VT set on the ventilator and the VT measured by the ventilator and by a pneumotachograph have also been observed previously with other ventilatory modes 16. It should be noted that less discrepancy was observed for Paw. The ability of a ventilator to compensate for additional leaks is important in the case of NPPV. Therefore, the effect of an additional leak in the inspiratory circuit was tested for every ventilator. Most of the ventilators were unable to cope with additional leaks, which resulted in autotriggering or an inability to detect the patients inspiratory effort.
Advantages and limitations of the study One limitation of the bench is that the resistance added by the test system may be more representative of upper airway obstruction, as encountered in the patients with laryngomalacia and vocal cord paralysis, than small airway disease, such as encountered in the patient with cystic fibrosis. Another limitation of the present study was that the six patients were recorded during wakefulness and not during sleep. Sleep may be associated with both upper airway and inspiratory effort instability. Thus, the mechanical output occurring during spontaneous respiratory drive, i.e. the inspiratory flow or airway depression that the ventilator has to detect in order to synchronise the ventilatory assistance to the patients inspiratory effort, may be less easy to detect during sleep. Recording the patients during sleep was refrained from, although NPPV is generally performed during sleep, since NPPV is initially started and adapted during wakefulness, before being tested during sleep. In addition, typical patient profiles were used, but, in clinical practice, the presence of several factors favouring nocturnal hypoventilation is a common situation, such as the association of obesity and upper airway obstruction in patients with Duchenne muscular dystrophy. It was not possible to integrate such mixed pathologies in the present bench model. It was also not possible to include dynamic modifications, such as upper airway obstruction and decrease in respiratory drive during sleep. If there is confidence that the ventilators that were unable to detect the simulated respiratory efforts would also be unable to detect respiratory efforts under real-life conditions, it cannot be ascertained that the ventilators considered appropriate by the bench study were effectively appropriate under real-life conditions. Therefore, the present study only permits preselection of ventilatory devices which can be reasonably tested in a paediatric patient, and cannot exclude a clinical evaluation before considering that a ventilator is really appropriate for a child. Nevertheless, a systematic comparison of bench data with in vivo data is lacking. However, for most typical situations, the in vitro results are in agreement with in vivo patient tracings. Indeed, the lack of detection of the patients inspiratory and expiratory effort by the majority of the bilevel devices in infants and young children has been previously observed 6. The insufficient sensitivity of the inspiratory trigger of the Eole 3 XLS has also been observed in young patients with cystic fibrosis 7. Moreover, the majority of the problems encountered with the various ventilators during the bench testing have been observed in patients 6.
Practical recommendations The choice of a ventilator for a specific patient depends upon the patients characteristics (underlying disease, age and weight), the ventilatory mode to be used and the performance of the ventilator. Other ventilator characteristics, not evaluated in the present study, such as the accuracy of the alarms and the possibility of humidification or additional oxygen therapy, should also be taken into account. Finally, ergonomics, such as transportability and internal battery, are important in clinical use. However, ultimate efficacy must be checked in each individual case by daytime performance and comfort, associated with overnight control.
Conclusion
B. Fauroux is supported by the Association Française contre les Myopathies (Evry, France), the Assistance Publique-Hôpitaux de Paris (Paris, France), the Institut National de la Santé et de la Recherche Médicale (INSERM), Legs Poix (Paris) and the Université Pierre et Marie Curie Paris 6 (Paris).
None declared.
The authors would like to thank E. Cohen, C. Justine and C. Boniface (INSERM Mixed Research Unit S-719, Université Pierre et Marie Curie, Paris, France) for their excellent technical assistance.
This article has supplementary material accessible from www.erj.ersjournals.com
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