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Dept of Internal Medicine and Paediatrics, Mayo Clinic College of Medicine, Rochester, MN, USA.
CORRESPONDENCE: M. E. Wylam, Mayo Clinic College of Medicine, Dept of Internal Medicine and Paediatrics, 200 First Street, S.W., Rochester, MN 55905, USA. Fax: 1 5072664372. E-mail: wylam.mark{at}mayo.edu
Keywords: Granulocyte-macrophage colony-stimulating factor, pulmonary alveolar proteinosis, surfactant
Received: May 17, 2005
Accepted November 3, 2005
| ABSTRACT |
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Patient characteristics, pulmonary function tests, arterial blood gas analysis, laboratory values and chest radiographs were extracted from the patient's medical records. Of the six patients tested, all had GM-CSF neutralising antibodies. Additionally, abnormalities in GM-CSF gene expression (one patient), receptor expression (two patients) and ability to upregulate adhesion molecules (one patient) were found.
All patients except one had a positive response (mean improvements in arterial oxygen tension, alveolararterial oxygen gradient, carbon monoxide diffusing capacity of the lung and forced vital capacity were 17.1 mmHg, 18.4 mmHg, 16.6% pred and 13.5% pred, respectively). Two patients made a complete recovery and were disease free 1 and 2 yrs after discontinuing treatment. Four patients showed complete response to both the initial course or when treated again for recurrence after discontinuation of treatment. One patient required dose escalation (500 µg b.i.d.) with complete response. GM-CSF was well tolerated without late toxicity after median (range) follow-up of 30.5 (368) months.
In conclusion, aerosolised granulocyte-macrophage colony-stimulating factor is safe and effective in treating pulmonary alveolar proteinosis providing an alternative to whole-lung lavage or subcutaneous granulocyte-macrophage colony-stimulating factor.
Pulmonary alveolar proteinosis (PAP) was first described by Rosen et al. 1 as a rare interstitial lung disease characterised by an excess accumulation of lipoproteinaceous-rich materials within the alveoli. Congenital PAP may occur as a mutation in surfactant protein (SP)-B or SP-C genes 2, 3, or the ß-chain gene of the receptor for granulocyte-macrophage colony-stimulating factor (GM-CSF) 4, 5, as well as mutations of the SLC7A7 gene resulting in lysinuric protein intolerance 6. Although PAP may develop in association with haematological malignancies, dust exposure (e.g. silica) or immunodeficiency disorders 2, 7, 8, >90% of all reported cases of PAP have previously been considered "idiopathic PAP" 2.
Recently, abnormal GM-CSF activity has been considered pathogenic in idiopathic PAP 3. Briefly, two groups 9, 10 independently demonstrated PAP pulmonary pathology in mice with a null GM-CSF allele. Moreover, the PAP pathology was ameliorated by GM-CSF replacement using either overexpression of GM-CSF gene coupled to a lung-specific promoter 11, 12, adenovirus-mediated expression of GM-CSF administered intratracheally 13, or aerosolised GM-CSF 14. These findings taken together suggested that the influence of GM-CSF on the development of PAP was a localised pulmonary phenomenon due to lack of GM-CSF activity within the alveolus, resulting in alveolar macrophage dysfunction and surfactant protein accumulation. In humans, reduced GM-CSF activity has been recently reported due to the presence of a neutralising auto-antibody against GM-CSF protein 1518.
Subsequently, limited clinical studies have noted variable improvement in patients with PAP following subcutaneous administration of GM-CSF 1922. As the safety and efficacy of aerosolised GM-CSF in the treatment of lung metastases has previously been reported 23, this treatment is now being extended to idiopathic PAP and a response rate potentially greater than when GM-CSF is systemically administration is noted.
| METHODS |
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Pulmonary function variables were expressed as percentage predicted and included: total lung capacity using plethysmography; forced vital capacity (FVC); forced expiratory volume in one second (FEV1); carbon monoxide diffusing capacity of the lung (DL,CO); and alveolar volume (VA). The carbon monoxide single-breath method (1995 American Thoracic Society recommendations) was used. Test-to-test reproducibility of FVC was 250±2 mL and of DL,CO was 3.2 mL·s·mmHg1. Reproducibility in partial pressure of oxygen (PO2) measurement was assessed with quality control testing administered by the College of American Pathologists (Northfield, IL, USA) in compliance with the Clinical Laboratories Improvement Act.
GM-CSF gene transcription, GM-CSF receptor expression, GM-CSF function was determined in 10 patients. In six patients neutralising anti-GM-CSF antibody was determined.
GM-CSF gene transcription
Peripheral blood mononuclear cells (PBMC) were obtained from PAP patients or normal controls in a Ficoll-Hypaque gradient. Lymphocytes were purified by depletion of monocytes by overnight plastic adherence in tissue culture flasks and stimulated or not with 100 µg·mL1 of lipopolysaccharide (LPS), a known inducer of GM-CSF gene transcription, for 2 h. Total RNA was extracted by the RNAzol method and complementary DNA (cDNA) produced from 10 µg of RNA by standard procedures. RT-PCR was performed with the cDNA, specific GM-CSF primers (Stratagene, La Jolle, CA, USA), dNTP, MgCl2 and Taq-polymerase under the following conditions: 94°C for 5 min followed by 35 cycles at 94°C for 30 s, 60°C for 1 min, 72°C for 1 min and then 72°C for 7 min. The amount of GM-CSF amplification was compared between patients with PAP and normal controls, as well as between basal and LPS-induced in patients with PAP (fig. 1
). As a control for equal cDNA loading in each reaction, RT-PCR was performed with specific primers for ß-actin.
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-chain (CD116; Immunotech, Fullerton, CA, USA) or the ß-chain (CDw131; Pharmingen, San Diego, CA, USA) were used by flow cytometry in a fluorescence activated cell sorter. The expression of the individual subunits of the GM-CSFR was detected with a phycoerythrin-labelled rabbit anti-mouse antibody and compared with normal human controls.
GM-CSF regulated adhesion molecules
To determine whether patients had functional expression of GM-CSF-regulated adhesion molecules/receptors, leukocyte function associated antigen-1 (LFA-1; CD18; BD Biosciences, CD11a; Immunotech), Fc
RI (CD64; Immunotech) and intercellular adhesion molecules (CD54; Immunotech) were studied by flow cytometry in PBMC of PAP patients and normal human controls. As a negative control, isotype-matched conjugated immunoglobulin-G1 was used (BD Biosciences).
Neutralising anti-GM-CSF antibody
To determine whether PAP is an autoimmune disease, the presence of neutralising anti-GM-CSF antibody was studied in the sera of patients with PAP before aerosol GM-CSF treatment. Samples were stored at 80°C and sent to K. Nakata (Kanagawa, Japan) for analysis by ELISA, as described previously 15.
Treatment
All patients were treated by one of the authors. The first patient refused whole-lung lavage and was then informed of the possible pathogenic role of GM-CSF in the development of idiopathic PAP including, at that time, the only therapeutic report of subcutaneously administered GM-CSF in PAP 19, as well as previous limited experience with aerosolised yeast-derived recombinant GM-CSF in metastatic lung cancer 23. Following successful use in this patient 24, subsequent patients self-determined to either undergo whole-lung lavage observation, or aerosolised GM-CSF. Those that chose the latter form the basis of the present study. None of these patients had severe hypoxaemia, evidence of secondary PAP, or severe dyspnoea, which would have influenced a clinical decision to urgently perform whole-lung lavage. GM-CSF (Leukine; Immunex, Seattle, WA, USA) was administered at a dose of 250 µg b.i.d. every other week. GM-CSF was diluted with 2.0 mL of bronchosaline and administered using a Pari LC Plus nebuliser (PARI Respiratory Equipment, Midlothian, VA, USA) set with an interrupter valve. Dose escalation (maximum of 500 µg b.i.d. every other week) was used if no response was noted to the initial dose after at least 12 weeks of treatment. As the binding of GM-CSF to its receptor on normal haematopoietic cells resulted in a down-modulation of both G-CSF and M-CSF receptors on normal cells 25, and to minimise potential toxicity an intermittent 1 week on/1 week off schedule was chosen which had previously been deemed to be safe 23. Note that systemically administered doses of recombinant-human granulocyte-CSF >100 µg·kg·day1 have been given without dose-limiting toxicity (Amgen, data on file). A positive response was considered an improvement in one or more objective parameters including arterial oxygen tension (Pa,O2), alveolararterial oxygen gradient (DAa,O2), DL,CO or FVC (an increase of 10 mmHg, 12 mmHg, 12% predicted or 7% pred, respectively). These variables and criterions are similar to data from a previous study using subcutaneously administered GM-CSF 20. Relapse after discontinuation of treatment was noted and data at time of relapse and best response to resuming treatment was collected.
Statistical methods
Pre- and post-treatment data were analysed with paired t-tests. Results are presented as two-sided comparisons, with a p-value of <0.05 regarded as significant. All data are expressed as mean±SD. In some studies linear regression analysis was performed using Origin 7.0 (OriginLab, Northampton, MA, USA).
| RESULTS |
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-subunit of GM-CSFR) was absent on granulocytes, but not lymphocytes and monocytes. Finally, in six out of 10 patients GM-CSF neutralising antibody concentration was determined. In each case, GM-CSF neutralising antibody concentration (mean (range) 115.7±113.2 (28.2321.0) µg·mL1) was significantly >3 µg·mL1, a value previously determined to be maximal in normal sera (personal communication K. Nakata, Dept of Respiratory Diseases, International Medical Center of Japan, Tokyo, Japan) 16.
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Radiological assessment
Three patients' radiograms completely cleared and eight patients' chest radiograms moderately improved. A single patient whose pulmonary function improved less than criterion for a positive response had no radiographical change. The latter patient improved clinically and radiographically following an increase in GM-CSF dose (500 µg·b.i.d.1) vide infra.
Side effects of GM-CSF
No patient experienced bone or joint pain while receiving aerosolised GM-CSF. No systemic symptoms, cough, fatigue, fever, myalgia or bone pain were reported during aerosolised GM-CSF use. White blood cell counts did not increase or decrease with GM-CSF aerosol (baseline values of 6.1±1.1, median (range) 6.0 (4.87.7), 109·L1; and at maximum response 5.6±1.4, median (range) 5.0 (3.98), 109·L1; p = 0.52). No patient developed neutropenia or thrombocytopenia. There was no significant change in the FEV1/FVC or forced mid-expiratory flow, nor did any patient develop symptoms of airway disease during follow-up. All patients with elevated baseline LDH values normalised during GM-CSF aerosol treatment (baseline: 221.6±47.2 U·L1, median (range) 215.5 U·L1 (172289); during GM-CSF aerosol: 171.6±26.1 U·L1 median (range) 163 (147229); p = 0.016). After a median (range) follow-up of 30.5 (1368) months, no haematopoietic malignancy, detectable pulmonary fibrosis, airway disease or mortality occurred.
Duration of clinical improvement in idiopathic PAP following aerosolised cessation of aerosolised GM-CSF
During the course of observation in these patients, five had recurrence of symptoms as well as a measurable decline in spirometry and measured gas exchange after elective discontinuation of GM-CSF aerosol treatment. Follow-up data were available on four out of five of these patients and indicated complete resolution of their symptoms following re-treatment with GM-CSF aerosol. In these four patients, mean time to relapse varied (mean (range) 6.3 (5.512) months). The baseline magnitude of decline in pulmonary function tests and arterial blood gases was not different than when patients first started treatment with aerosolised GM-CSF. All parameters normalised following reinstitution of aerosolised GM-CSF after a mean (range) of 24 (856) weeks. Four other patients have been examined and remained asymptomatic with stable pulmonary function and gas exchange for 12 to 41 months following discontinuation of GM-CSF aerosol treatment. In two cases, the durable response was associated with complete normalisation of pulmonary function, gas exchange and normal chest radiograms.
| DISCUSSION |
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Recently, several causes of idiopathic PAP in adults have been determined including, high affinity auto-antibodies 18, failure of PBMCs to release GM-CSF following LPS stimulation (possibly due to mutation in the GM-CSF complementary DNA) 29, 30, as well as expression defects in the GM-CSF/interleukin (IL)-3/IL-5 receptor common ß-chain in children with PAP 4. In secondary PAP, such as haematopoietic malignancies numerical deficiency and/or functional impairment of alveolar macrophages may be causal 8. Although the present retrospective study is small and there was no intention to thoroughly investigate disease mechanisms, in those patients tested, measurable antibody to GM-CSF was demonstrated. Additionally, for clinical purposes, and prior to studies by others 31, three patients had either reduced expression or activity of GM-CSF, or abnormal GM-CSF receptor expression (in PBMCs) which may, in addition, have contributed to the clinical disease. Though these findings are inconclusive, the possibility remains that distinct mechanisms altering GM-CSF activity, other than high affinity auto-antibody, may be responsible for some clinical cases of acquired/idiopathic PAP. Nonetheless, neither the magnitude of neutralising antibody to GM-CSF nor these variations prevented, nor correlated, with the magnitude of improvement following aerosolised GM-CSF. The present authors did not measure neutralising capacity against GM-CSF in BALF before or during treatment. However, results by Tazawa et al. 32 show that inhalation of GM-CSF restores the bioactivity in the lung of patients with PAP by reducing the neutralising capacity against GM-CSF in proportion to the reduction in the amount of auto-antibody detected in the BALF.
Although a retrospective series is not intended to be directly compared with other forms of treatment, the clinical response rate to aerosolised GM-CSF appears to be better than in idiopathic PAP patients treated with subcutaneous GM-CSF 20, 31. Aerosol delivery provides a means to achieve local effects in the lung with minimal systemic drug exposure 33. Estimates of the current authors nebulisation system suggests that it deposits 1220% of output to the 17th23rd generation of the bronchials, the transitory zones leading to terminal alveolated lung 33. Thus, the current authors calculate that
1520% of the aerosolised protein would deliver
100 µg of GM-CSF·day1. In addition, GM-CSF delivered to the lung by aerosol is likely to be trapped within the bronchial and pulmonary lymphatics by high-affinity receptors on resident immune cells limiting systemic activity. Prior studies of subcutaneous GM-CSF administration for idiopathic PAP reported clinical response rates of six out of 11 (54%) 31 and six of 14 (43%) 20 in patients to both the initial and subsequent dose escalation compared with the present response of 11 out of 12 (91.69%). Moreover, in the study by Seymour and Presneill 2, there was no treatment effect on spirometric values, whereas all the current study patients showed significant improvement as well as two of the patients achieving a complete response (normal predicted pulmonary function, gas exchange and radiograph). It has been suggested that a normal serum LDH level predicted a higher likelihood of response to subcutaneous GM-CSF 2. Although the ultimate value of LDH determination is not known, in the present study, in those patients in whom LDH was determined, all values normalised with treatment and were significantly less than baseline values (p = 0.016).
Unregulated chronic GM-CSF production in transgenic mice has been associated with eosinophilia, monocytosis and fibrotic reactions in the lung by transforming growth factor-ß1 and myofibroblast accumulation 34, 35. As reported by Monick et al. 36 disease-related cytokines, such as GM-CSF, may modulate activator protien-1, DNA binding activity in alveolar macrophages and promote tissue fibrosis. However, GM-CSF transgenic mice do not show such propensity 12, 13 and patients with idiopathic PAP untreated with GM-CSF may develop pulmonary fibrosis 2. In addition, GM-CSF may have a critical role in the development of asthma as it prolongs the survival of eosinophils 37, activates antigen presenting cells, and increases smooth muscle function collagen-1 and fibronectin expression 38. Conversely, prior studies suggest that the administration of GM-CSF auto-antibodies in a murine model of asthma significantly reduces airway hyperresponsiveness 39. Prior studies using aerosol GM-CSF in intubated, anaesthetised, nonhuman primates given
80 µg on one or two occasions were without pulmonary toxicity 40, as well as in a prior study in seven patients with lung metastases given dose escalation to 240 mg·dose1 b.i.d. for 7-day cycles 23. Recently, Tazawa et al. 32 reported favourable clinical responses without apparent toxicity in three patients with PAP treated for 24 weeks according to the original protocol 23. Thus, despite potential mechanisms for GM-CSF to elicit untoward effects, in all patients treated so far with aerosolised GM-SCF following prolonged use no immediate or late toxicity was seen. Thus, aerosolised GM-CSF appears to be a safe and effective alternative to whole lung lavage as well as to subcutaneous GM-CSF administration for the treatment of idiopathic PAP.
GM-CSF is a 23-kDa glycoprotein originally identified by its ability to promote in vitro proliferation and differentiation of haematopoietic progenitors to neutrophils and macrophages 41. It has been suggested that GM-CSF is a previously unsuspected modulator of surfactant metabolism probably by effects on alveolar macrophage function 42. Moreover GM-CSF and its receptor are constitutively produced and located by or on type II and other respiratory epithelial cells, as well as human airway myocytes. However, GM-CSF-deficient mice had surfactant clearance problems 9, 10, reduced fertility and reduced long-term survival 43, impaired macrophage function 44, and a propensity to develop lung and other infections; with no detectable disturbance in their steady-state haematopoiesis.
In the current study, there was no haematopoietic responsiveness and this was consistent with the other aerosolised GM-CSF study by Anderson et al. 23. However, it must be kept in mind that patients with PAP have attenuated haematopoietic responsiveness to GM-CSF 20, 21, 43, possibly due to the presence of GM-CSF neutralising antibodies 16, 20, 31. It is possible that anti-GM-CSF titre predicts response to subcutaneous GM-CSF therapy in idiopathic PAP 31. These antibodies were even suggested to be used in the diagnosis of idiopathic PAP using a latex agglutination test with a sensitivity and specificity of 100 and 98%, respectively 16, 31. However, this needs to be validated while keeping in mind that these antibodies can be seen in healthy persons 45, or in persons treated with GM-CSF 46.
Four of the study patients have had sustained recovery following cessation of treatment with GM-CSF. Reports of "spontaneous resolution" occurring in idiopathic PAP vary between
8% of 303 cases 2, to 13 out of 21 patients following lung lavage 7. Although the auto-antibody to GM-CSF may be related to the development of PAP, other factors controlling, or influencing, macrophage clearance of surfactant, as well as the permanence of auto-antibody to GM-CSF may influence the rate of spontaneous remission. The rate of improvement in the study patients makes it unlikely that initial improvement following use of aerosolised GM-CSF was due to do to "spontaneous resolution". For example, smoking may be casual to some cases of PAP, but in several of the current cases the treatment response was achieved without smoking cessation despite smoking cessation counselling, a finding previously reported by Kavuru et al. 21. Although
72% of patients with idiopathic PAP have a history of smoking 2, effects of smoking are likely to be concerted with other influences of alveolar GM-CSF activity.
Bearing in mind the small number of patients and the retrospective nature of the study, many important questions remain unanswered, including the optimal dose of GM-CSF, the optimal duration of therapy, the long-term outcome, response rates compared to subcutaneous GM-CSF, possible late toxicities, and individual characterisations that predict treatment response. As the disease is rare, a national registry is required to answer these questions.
In conclusion, the present study is the first to report the successful treatment of human pulmonary alveolar proteinosis with aerosolised granulocyte-macrophage colony-stimulating factor. The results appear to be better than when granulocyte-macrophage colony-stimulating factor is administered systemically. No pulmonary toxicity could be determined during prolonged use. When coupled to the current authors previous study in patients with lung metastases, granulocyte-macrophage colony-stimulating factor is a well tolerated biological aerosol. The role of adjunctive immunotherapy with granulocyte-macrophage colony-stimulating factor aerosols on dendritic cell function in bronchogenic cancer 47, 48, central airway tumours, macrophage function in pulmonary infections, such as tuberculosis 49, 50, and atypical mycobacterium may extend the role of this biological aerosol. In idiopathic pulmonary alveolar proteinosis, larger prospective studies with a long-term follow-up are needed to confirm the present findings and to establish the long-term safety of this novel treatment.
| ACKNOWLEDGEMENTS |
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