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1 Dept of Paediatric Pulmonology, Erasmus MC-Sophia, Rotterdam, The Netherlands. 2 James Hogg iCAPTURE Centre for Cardiovascular and Pulmonary Research, St Paul's Hospital, and 3 Dept of Radiology, Vancouver General Hospital, University of British Columbia, Vancouver, BC, Canada.
CORRESPONDENCE: H. O. Coxson, Dept of Radiology, Vancouver General Hospital, 855 West 12th Avenue, Room 3350 JPN, Vancouver, BC, V5Z 1M9, Canada. Fax: 1 6048754319. E-mail: harvey.coxson@vch.ca
Keywords: Airways, asthma, chronic obstructive pulmonary disease, computed tomography, cystic fibrosis, lung structure and function
Received: January 19, 2005
Accepted March 25, 2005
| ABSTRACT |
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Alterations in the structure of the airways, collectively termed airway remodelling, contribute to airflow obstruction in a variety of lung diseases including: asthma, chronic obstructive pulmonary disease (COPD), and cystic fibrosis (CF). Airway remodelling is defined as changes in the composition, content and organisation of the cellular and molecular constituents of the airway wall; these changes can contribute directly to airway narrowing and/or exaggerate the effect of airway smooth muscle contraction. The detection and quantification of airway remodelling have been based on the use of histological examination. Such studies have provided valuable information on the processes and consequences of airway remodelling, but require access to surgical or autopsy samples of the airways and are necessarily cross-sectional in design. Noninvasive methods are required to further investigate the pathogenesis of airway wall remodelling, to assess changes over time, and to allow the assessment of new therapeutic interventions designed to attenuate or reverse these structural changes. Technical advances in computed tomography (CT) allow an assessment of airway wall thickness and cross-sectional area in vivo that is comparable to histological examination (fig. 1
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| GENERAL METHODS |
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10 mm between the images because of radiation concerns and the limitations in obtaining truly sequential images using the axial technique. Most of the published analysis techniques have been developed and validated using these acquisition paradigms, unless breath-hold time and radiation exposure were not a concern, such as in the study of phantoms or animals. Even the advent of spiral CT scanners, where the images can be acquired while the table continuously moves, did not change this approach significantly. However, the introduction and proliferation of multidetector-row CT (MDCT) scanners have completely changed the approach to CT image acquisition. It is now possible to acquire thin-slice images of the whole chest, often referred to as volumetric imaging, with 0.51-mm thick slices during a single breath-hold. Furthermore, these scanners produce true isotropic voxels, allowing image reconstructions in which the Z dimension (slice thickness) is the same dimension as the X and Y (in plane) resolution. The isotropic voxels make it possible to measure airways in true cross-section at any location, using retrospective reconstruction of the images to achieve a cross-sectional image of the airway. A number of complex algorithms have been developed that allow this angle correction and measurement of the wall and lumen 14. Therefore, studies can be tailored to the clinical or research question being asked in order to maximise image quality whilst minimising the radiation dose. Volumetric CT also allows the generation of maximal intensity projection and minimal intensity projection (MIN-IPS) images, and MIN-IPS images have been shown to be particularly helpful in the detection of subtle emphysema 5. Images acquired for analysis of airways are usually obtained during suspended inspiration. Some investigators have proposed the use of spirometric gating, since airways dilate with increases in lung volume; the lumen area and the ratio of wall area to lumen area vary as a function of lung volume. Furthermore, the goal of imaging studies is often the comparison of airway dimensions (between individuals or within an individual over time), so it is important to compare images of the same airway at the same or closely comparable lung volume. Studies in experimental animals 6 have shown that airways are completely dilated at transpulmonary pressures >10 cmH2O, and suggest that, if reasonable inspiratory efforts are made, it may be legitimate to compare airways over time without the need for spirometric gating. Conversely, the areapressure curve of diseased airways is likely to be abnormal. If these airways are less compliant than normal, the lung volume and transpulmonary pressure at which the scan is performed could have a more important effect on airway dimensions.
CT scans of children and infants who cannot voluntarily hold their breath present a significant problem for airway analysis. Infants aged <4 yrs are usually sedated and scanned during quiet breathing; the resultant images have substantial motion artefact and are generally not suitable for the assessment of airway structure. To solve this problem, Long and coworkers 79 developed, and employed, a CT technique called "volume-controlled CT", to scan sedated infants at a standardised volume during apnoea. Infants are hyperventilated, and the hypocarbia and Herring-Breuer reflex accompanying chest wall expansion causes an apnoea that is prolonged enough to acquire the images.
Since most of the CT studies of airways were carried out before the introduction of MDCT scanners, and because many institutions do not have the ability to control for lung volume during CT scans, the theoretical advantages of increased precision offered by these techniques have not yet been demonstrated and require further study. Investigators have had to resort to other methods to match airways, such as in a recent study by Niimi et al. 10 where a large central airway that could easily be identified and measured on serial CT studies was compared before and after an intervention.
Quantitative assessment of larger airways
In the initial studies in which airway dimensions were measured using CT, the investigators relied on manual tracing of the airway images 1115. These techniques are extremely time consuming and prone to error. Therefore, computer-aided and automated techniques have since been developed to measure airway lumen and wall dimensions. The first such method for measuring airway lumen used a Hounsfield unit (HU) threshold cut-off value. This technique involves identifying the airway, and measuring the x-ray attenuation values within the lumen. McNitt-Gray et al. 16 reported that the airway lumen area could be accurately measured by including all pixels beyond a threshold cut-off of -500 HU, and King et al. 17 reported that a threshold of 577 HU produced the least error. However, the most commonly reported method for measuring the airway lumen and wall areas relies on the "full-width-at-half-maximum" (or "half-max") technique. This method requires that a seed point be placed in the lumen and the x-ray attenuation values measured along rays cast from this point outward toward the airway wall in all directions. As a ray enters the wall, the attenuation will increase and then decrease as it passes into the lung parenchyma. The distance between the point at which the attenuation is halfway to the maximum on the lumen side and halfway to the local minimum on the parenchymal side is considered to be the wall thickness (fig. 2
) 18, 19. Although this method provides a standardised and unbiased measurement, it has limitations. When CT scan measurements using this method are compared with phantoms and anatomical specimens 19, the CT scans consistently overestimate airway wall area and underestimate lumen area. These systematic errors are due to a combination of factors including: the limited spatial resolution of the CT scanner; the angle of orientation of the airway within the CT slice; the ability of the scanner to detect edges (the point-spread function); the reconstruction algorithm used; the analysis technique used; and inability to visualise the folding of the epithelium. Nakano et al. 19 have shown that the half-max method results in very large fractional errors in the measurements of small bronchi. For this reason, techniques such as the maximum likelihood method 20 and score-guided erosion 17 have been developed.
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Quantitative assessment of smaller airways
In many airway diseases, the important site of airflow obstruction is the small airways 2224. It has been reported that airway lumens as small as a 0.5-mm diameter can be measured using CT 25, but, as mentioned previously, there are large errors associated with the measurements of airways this small when the data are obtained using routine clinical scanning parameters 19. However, Nakano et al. 26 compared airway measurements from CT scans and histological examination of excised lungs from smokers who had various degrees of airway obstruction. They compared the wall area of small airways (1.27-mm diameter) measured histologically with the wall area percentage of larger airways with a mean internal diameter of
3.2 mm, and showed that there was a significant association (R2 = 0.57; p = 0.001) between the dimensions of the small and larger airways. These data suggest that, at least for COPD, measuring airway dimensions in the larger bronchi, which are more accurately assessed by CT, can provide an estimate of small airway remodelling. It is likely that the same pathophysiological process that causes small airway obstruction also takes place in larger airways where it has less functional effect.
Even with the use of automated airway detection, it is only possible to make a limited number of measurements in any individual at any time, and, thus, the issue of heterogeneity in airway dimensions is important both for between- and within-subject comparisons. King et al. 27 measured heterogeneity in airway narrowing by comparing the variation within a scan to that between scans. However, this study did not address the issue of heterogeneity in baseline airway dimensions, which is important to estimate before the quantitative assessment of airway dimensions is established as an outcome measure in clinical studies. Matsuoka et al. 28 measured airway wall dimensions from central to peripheral airways, using contiguous 2-mm sections obtained with a MDCT scanner in normal subjects. They reported the variation in various measures of airway lumen and wall dimensions within an individual scan, and as a function of distance from the hilum to the periphery. These data will prove valuable for assessing whether an observed difference or change is real or simply within the variation of the measurement 28.
Another approach for studying airways that are too small to visualise using CT is to perform expiratory scans, and assess the extent and degree of gas trapping (fig. 3
). Heterogeneity of airway narrowing in disease causes variation in the regional lung volume at which airways close, and this, in turn, leads to heterogeneity in lung density on scans taken at end expiration 2934. A limitation of the use of expiratory CT scans is the difficulty in breath-holding at low lung volume. Consistency of expiratory scans may be aided by spirometric gating, but further research is needed to prove the value of these techniques in studying small airway disease.
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Qualitative assessment of airways
A number of CT scoring systems have been developed that allow an assessment of the extent and distribution of airway abnormalities. These scoring systems have been applied in several diseases 3545. Scoring systems rely on the subjective detection and grading of direct and indirect signs of airway disease, such as airway wall thickening, bronchiectasis, mosaic perfusion and/or gas trapping 4650. However, qualitative studies are sensitive to the display settings (window width and level) of the images, are prone to inter- and intra-reader variability, and are time consuming and, therefore, expensive. While there is reasonably good inter-observer agreement for the diagnosis of bronchiectasis and gas trapping 50, subjective analysis is of very limited value in the assessment of airway wall thickening. It is possible that MDCT scanning can improve the between-observer agreement for bronchiectasis compared with traditional HRCT because of the contiguous slices, as suggested by a study using helical CT 51, but it is unlikely to improve the subjective analysis of airway wall thickness.
CT imaging protocols and safety
Radiation exposure is an important issue for any studies in which repeat CT scans are planned, as may be the case for CT imaging of airways. Estimates of risk for radiation-induced cancer show that infants and young children are much more susceptible than older children who are, in turn, more susceptible than adults 5259. Therefore, most airway research has been restricted to older adults (aged >55 yrs) where the risk is very low 52, or children with CF who have a decreased life expectancy 25, 36, 37, 60. CT scanning of patients who have chronic lung disease and/or control subjects carries a small risk. In research studies, the potential benefit for patients with the disease and/or for the general population should outweigh this risk. In addition, patients and/or healthy control subjects must be informed of the radiation risks and potential benefits of participating in the study.
| AIRWAY IMAGING IN ASTHMA |
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A number of investigators have compared airway lumen area in normal and asthmatic subjects. Beigelman-Aubry et al. 70 demonstrated a lower baseline airway lumen area in asthmatics compared with controls pre-bronchodilator, but the difference was abolished after salbutamol. In addition, the airway lumen diameter to arterial diameter ratio has been reported to be lower in asthmatic patients with a forced expiratory volume in one second (FEV1) <60% (mean±SD 0.48±0.11) compared with control subjects (0.65±0.16) and asthmatics who had normal or slightly decreased FEV1 values (0.60±0.16 and 0.60±0.18, respectively) 71. Conversely, Niimi et al. 72 found no decrease in lumen area in the right apical upper lobe bronchus in asthmatics, irrespective of disease severity, compared with a normal group.
Okazawa et al. 73 used CT scans to quantify the degree of airway narrowing produced by inhaled methacholine in normal and asthmatic subjects. They were able to clearly identify airway narrowing of intermediate-sized airways (fig. 4
). There was no difference in the pattern of airway narrowing (i.e. large versus small airways) in the asthmatics as opposed to the normal subjects, although, as expected, the same degree of narrowing was achieved using a much lower dose of methacholine in the asthmatics 73. The frequency distribution of airway luminal area was shifted slightly towards smaller airway lumens in the asthmatics, and the airway walls were significantly thickened compared with normal subjects.
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Brown et al. 76 measured airway dilation caused by a deep inspiration in asthmatics and normal subjects. It was found that deep inspiration dilated the airways to a comparable degree at baseline, but, after inhaling methacholine, deep inspiration caused further bronchial narrowing in asthmatics as opposed to substantial bronchodilatation in normal subjects. It was suggested that the inadequate bronchodilation in asthmatics following deep inspiration was due to an abnormality in the asthmatic subjects' smooth muscle response to stretch.
All relevant studies of adults and children 14, 34, 66, 72, 7779 show that airway wall thickness is increased in asthmatic subjects, even when the asthma is mild. The degree of wall thickening is related to the duration and severity of asthma, and to the level of airway obstruction 66, 72, 77, 79. Niimi et al. 72 showed progressive thickening of the wall of the right apical segmental bronchus in asthmatics as a function of disease severity (baseline FEV1), but, surprisingly, there was no difference in the luminal area of this airway in the severe asthmatics compared with the control subjects or mild asthmatics. Interestingly, for a given degree of airflow obstruction, the airway wall of the right apical bronchus is substantially thicker in asthmatics compared with COPD patients 18, 72.
The relationship between airway wall thickness and airway responsiveness is interesting. Since airway hyperresponsiveness is thought to be a marker of asthma severity, it might be expected that hyperresponsiveness and wall thickness would be positively correlated. Computational modelling studies suggest that thickening of the adventitia, lamina propria and/or smooth muscle layers can all contribute towards an excessive response to contractile agonists. Indeed, Boulet et al. 80 found that individuals who had thicker airways were more responsive. In contrast, Little et al. 66 did not find a relationship between airway wall thickness and airway hyperresponsiveness, which was confirmed in a recent study by Niimi et al. 81 who found that the dose of methacholine required to increase respiratory resistance was not related to airway wall thickness in asthma. In fact, these authors reported that the slope of the methacholine doseresponse curve was inversely related to airway wall thickness. A possible explanation of this finding could be that, at least in some subjects, the process that thickens the airways makes them stiffer and, therefore, less responsive to stimuli such as methacholine 82.
Niimi et al. 10 have reported that the thickness of the right apical segmental bronchus, adjusted for body surface area, increases as a function of the duration of diagnosed asthma. They also found that 800 µg of inhaled beclomethasone q.d. for 12 weeks resulted in a significant decrease in the thickness of the right apical segmental bronchus, although the decrease did not return the airway dimensions to those of an age-matched asymptomatic control group 10.
Gas trapping
Decreased lung attenuation can be seen on inspiratory scans, but is more apparent on expiratory scans 83. In asthmatics, low-attenuation areas (LAAs) on inspiratory CT have been reported 65, 84 and are most probably the result of pulmonary blood-flow redistribution secondary to local hypoxic pulmonary vasoconstriction caused by bronchiolar obstruction 63, 85.
On expiratory scans, regional differences in airway closure and/or emptying rate can markedly enhance the heterogeneity of lung attenuation. Although such "gas trapping" is apparent even in asymptomatic individuals who have normal lung function 86, it is markedly increased in patients with asthma and the degree of gas trapping is related to abnormalities of lung function 33, 34, 48, 70, 87.
Mitsunobu et al. 32 showed that mean lung density on inspiratory scans decreased during exacerbations of asthma. Goldin et al. 75 showed that the distributions of attenuation values are shifted to the left (low density) during airway narrowing in CT scans acquired before and after methacholine challenge. In a double-blind, randomised, parallel-group pilot study, Goldin et al. 88 studied the relative efficacy of an extra-fine beclomethasone dipropionate inhaler (hydrofluoroalkane-beclomethasone dipropionate (HFA-BDP); median aerodynamic diameter of 0.81.2 µm) and a conventional chlorofluorocarbon preparation (CFC-BDP; median aerodynamic diameter of 3.54.0 µm) in a group of 31 steroid-naive patients with mild-to-moderate asthma. CT was used to assess the relative efficacy of HFA-BDP and CFC-BDP on regional gas trapping. Pre-treatment CT was performed at residual volume before and after methacholine challenge. After 4 weeks of treatment, imaging was repeated before and after the same concentration of methacholine that was administered before the treatment. The quantitative analysis showed that the HFA-BDP group had a significant decrease in baseline gas trapping, and, after inhaled methacholine, they had less increase in gas trapping than subjects treated with CFC-BDP. No significant difference was demonstrated between the two treatment groups with respect to improvement in symptoms, spirometry or methacholine responsiveness. It was concluded that HFA-BDP showed greater efficacy to treat the peripheral airways in asthma, and that this effect is better assessed with functional imaging CT techniques than with conventional physiological tests.
An additional method of analysis, which reflects the heterogeneity of expansion of lung parenchyma, is accomplished by plotting the frequency versus the size of contiguous LAAs. The slope of this relationship has been shown to discriminate between severe and mild/moderate asthmatics, and between asthmatics who smoke versus nonsmokers 89.
Future directions
CT analysis of airway dimensions in asthma provides additional data to that derived from traditional measures of lung function. Although much work remains to be done in terms of standardising the approach to image acquisition and analysis, there is some evidence that CT may be a more sensitive end-point in clinical trials. As important questions remain to be answered for this common disease, the use of CT in research settings seems justified. The relationship between airway hyperresponsiveness and airway wall dimension (as assessed by CT) is confusing and is a topic that requires more study, as does the contribution of airway wall dimensions to the wide variation in airway responsiveness that can be demonstrated in normal individuals. More studies are needed that relate the degree of airway remodelling (as measured by histology) to the degree of airway wall thickening (as measured by CT) in subjects with asthma and COPD. Vignola et al. 90 recently reported a significant relationship between sputum elastase and the ratio of matrix metalloproteinase-9 to the tissue inhibitor of metalloproteinase-1 and airway wall thickening in patients who have asthma and COPD. The relationships between CT airway dimensions and biomarkers of inflammation and repair in blood, bronchoalveolar lavage and exhaled breath condensate are important areas for further, future investigations.
| AIRWAY IMAGING IN COPD |
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The fact that the airway dimensions of a segmental bronchus relate to measures of airflow obstruction is surprising, since it has long been recognised that the major site of airway narrowing in COPD is membranous airways with an internal diameter <2 mm. The recent study by Nakano et al. 26 may explain this result; it was found that the wall area per cent in larger airways, which are clearly identified and accurately measured by CT, was significantly related to the wall area in the bronchioles of the same patients measured histologically. This result supports the observation of Tiddens et al. 97, who found that cartilaginous airway wall thickening was related to airflow obstruction and to small airway inflammation, and suggests that a similar process affects both large and small airways in susceptible COPD patients. Thickening and narrowing of the larger airways, which are amenable to CT assessment, may serve as a surrogate measure to quantify the small airway inflammatory process. The ability to separate airway-predominant from parenchymal-predominant pathology in COPD may prove useful in applying specific therapies designed to prevent or ameliorate the airway remodelling or parenchymal destruction. In fact, it is conceivable that specific therapy directed at one of these processes could be contraindicated in individuals in whom the other process was predominant.
Future directions
Future studies in COPD will benefit from the use of spirometric gating and volumetric image acquisition. Three-dimensional reconstruction and correction for angled airways will enable investigators to make accurate comparisons of the same airways both within and between subjects. Intervention studies designed to measure changes in the airways and parenchyma, as assessed by CT, are now possible and may provide important insights in this increasingly prevalent disease. Although there are some data on the CT appearance of airway changes during exacerbations of bronchiectasis 98 and CF 99, 100, such knowledge is largely lacking in asthma and COPD, and this represents an important topic of future investigation in human and/or animal models. Another fruitful area for future studies is a determination of the minimal number of CT images that are required to adequately assess airway dimensions in COPD.
| AIRWAY IMAGING IN CYSTIC FIBROSIS |
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-values ranging 0.400.61 for most features. In several studies in which the relationship between lung structure and function has been measured, a strong correlation between measures of forced expiratory flow and HRCT scoring systems has been reported 37, 99, 138, 146, 147, except in studies of very young children 128, 134, 143. The results of two longitudinal studies have suggested that HRCT scoring may be more sensitive than lung function in detecting disease progression in CF; in both studies, pulmonary function tests (PFTs) remained stable over 2 yrs, whereas the HRCT score detected worsening of disease 36, 130. This is not an unexpected result, since HRCT can detect regional abnormalities such as small areas of atelectasis and bronchiectasis that may be functionally silent. A few, small clinical trials have been performed using HRCT score as an end-point, some of which failed to demonstrate a significant treatment effect; however, the time period between repeat scans was short 132, 137, 140, 153, 154.
Quantitative studies
To date, there have been no studies in which quantitative CT estimates of airway disease have been compared with pathological measures in CF patients. Quantitative assessments of airway dimensions have shown that there is an increase in airway wall thickness and lumen area (bronchiectasis) in CF infants and children compared with controls. In CF infants, the dilatation of airway lumen (severity of bronchiectasis) increased significantly with age 25. In a cross-sectional study, de Jong et al. 37 did not find a correlation between quantitative measures of airway dimensions and PFTs. In a longitudinal study in which CT scans and PFTs were obtained at baseline and after an interval of 2 yrs, airway wall thickness increased without an increase in lumen area; there was a correlation between the increase in airway wall thickness and decrease in forced mid-expiratory flow (FEF2575) % pred 60. Gas trapping is thought to be an early marker of airway disease in CF 150. In two studies, the severity of gas trapping was evaluated by comparing distribution curves of the HU of individual pixels from inspiratory CT scans with curves from expiratory CT scans 30, 155. This measure of air trapping discriminated between CF patients and control subjects, and correlated significantly with RV/TLC and FEF2575 % pred 30, 155.
Future directions
The majority of HRCT studies in CF have been carried out using semi-quantitative scoring systems. Aside from the inherent intra- and inter-observer variation, the major limitation of these scoring systems is the lack of consensus on which system to use and the failure to use definitions of CT abnormalities consistently. Quantitative studies of airway dimensions in children are challenging as a result of changes in airway size due to lung growth and the inability to identify airways on subsequent scans due to mucus plugging, or lack of a comparable CT section. In addition, there are real concerns about the risks associated with radiation. With the increasing life expectancy of CF patients, it is possible that these risks will outweigh the potential benefit afforded by early diagnosis.
Despite these concerns, there is accumulating evidence that CT can detect structural damage to the airways in infants and children who are too young to have conventional PFTs and/or when lung function is normal. It is also possible that these early changes are reversible and, therefore, should be treated before structural damage causes irreversible functional deficits. There is increasing evidence that early and aggressive therapy is improving quality of life and longevity in CF 102, 156160, and, thus, a reasonable case can be made for regular routine CT scans to detect the earliest indication of airway disease. Ultimately, only a randomised clinical trial will answer the question of whether routine CT scanning is warranted in children with CF. To facilitate such studies, a robust quantitative technique to measure airway disease needs to be developed to use with, or in place of, the established CT scoring systems. In the search for early biomarkers of disease progression, it will be useful to compare CT with other noninvasive measures of pulmonary dysfunction, such as helium and sulphur hexafluoride washout ventilation curves 161, 162, or positron emission tomography measures of the intensity of lung inflammation 163. Finally, more investigation is needed into the radiation hazard associated with different CT scan protocols to allow development of a protocol that produces the most beneficial information with the lowest risk to the subject.
| OTHER IMAGING TECHNIQUES TO EVALUATE AIRWAYS |
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The advent of hyperpolarised gas magnetic resonance imaging (MRI) techniques has opened up whole new avenues of research into ventilation of the lung 166 and the measurement of airway dimensions. Using this technique, three-dimensional reconstruction of the airway lumen can be performed to the seventh generation of airways 167. However, airway wall thickness cannot be quantified, and the limited availability of a hyperpolarised helium or xenon-129 source makes the widespread use of this method problematic 167. It is likely that hyperpolarised gas MRI will remain a limited research tool for the immediate future.
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