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1 University of Athens Medical School, Dept of Intensive Care Medicine, Attikon University Hospital, and 2 University of Athens Medical School, Dept of Intensive Care Medicine, Evaggelismos General Hospital, Athens, Greece
CORRESPONDENCE: S. D. Mentzelopoulos, 12 Ioustinianou Street, GR-11473, Athens, Greece. Fax: 30 2103218493. E-mail: sdm@hol.gr
Keywords: Air flow, airway resistance, chronic obstructive pulmonary disease, compliance, mechanical ventilation
Received: August 12, 2004
Accepted September 30, 2004
| ABSTRACT |
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A total of 10 anaesthetised/mechanically ventilated patients were enrolled. Partitioned respiratory system (RS) mechanics during iso-flow experiments (flow = 0.91 L·s1, tidal volume (VT) varied within 0.21.2 L), haemodynamics, gas-exchange, expiratory airway resistance (Raw,exp), functional residual capacity (FRC), change in FRC (
FRC), end-expiratory lung volume (EELV), expiratory airway resistance at EELV (Raw,exp,EELV), intrinsic positive end-expiratory pressure (PEEPi), and mean end-expiratory flow were determined in baseline semirecumbent (SRBAS), prone, and post-prone semirecumbent (SRPP) postures.
Pronation versus SRBAS resulted in significantly reduced Raw,exp (at VT
0.8 L), Raw,exp,EELV (18.3±1.4 versus 31.6±2.6 cm H2O·L1·s1), inspiratory airway resistance (at VT
1.0 L), static lung elastance (at VT
0.6 L), "additional" RS/lung resistance (at a range of VTs),
FRC (0.35±0.03 versus 0.47±0.03 L), EELV (4.92±0.49 versus 5.65±0.65 L), RS/lung PEEPi (6.7±1.1/5.4±0.6 versus 8.9±1.7/7.8±1.1 cm H2O), mean end-expiratory flow (63.9±4.2 versus 47.9±4.0 mL·s1), and shunt fraction (0.16±0.03 versus 0.21±0.03); benefits were reversed in SRPP.
In severe chronic bronchitis, prone positioning reduces airway resistance and dynamic hyperinflation.
Pronation of chronic obstructive pulmonary disease (COPD) patients improves lung parenchyma mechanics and arterial oxygenation 1. Lung inflation gradient is attenuated 1, 2 and lung compression by the heart is eliminated 1, 3. Regional alveolar ventilation may become more homogenous 1, 4, suggesting reduction in alveolar atelectasis and hyperinflation 1. Decreased atelectasis and more uniform inflation should result in more homogenous and increased average alveolar septal tension 5; the latter is transmitted to airway walls via connective tissue cables 5, resulting in outward wall traction and airway calibre increase 6. If parenchymal elastic recoil is "maintained" (e.g. chronic bronchitis) 6, 7, pronation might enhance "parenchyma-induced bronchodilation".
In severe chronic bronchitis 8, bronchial wall inflammation/hypertrophy leads to airway stenosis 6; increased mucosal thickness may augment airway obstruction reversibility with "effective bronchodilation" 6. However, severe COPD patients may be unresponsive to brochodilator drugs 9; in such patients, alternative mechanisms of increasing airway calibre may become important. Severe COPD is characterised by increased airway resistance and intrinsic positive end-expiratory pressure (PEEPi) 10, 11.
The present authors theorised that in severe chronic bronchitis, prone position versus semirecumbent may reduce airway resistance. The current authors also sought to determine any pronation benefits on dynamic pulmonary hyperinflation. PEEPi, functional residual capacity (FRC), change in FRC (
FRC; where
FRC = increment in FRC reflecting dynamic hyperinflation), end-expiratory lung volume (EELV; where EELV = FRC plus
FRC), and mean end-expiratory flow (V') were also comparatively assessed in the prone and semirecumbent positions.
| MATERIAL AND METHODS |
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Respiratory mechanics were sequentially assessed with constant V' rapid airway occlusion in baseline semirecumbent (SRBAS, 60° inclination), prone, and post-prone semirecumbent (SRPP, 60° inclination) positions. Patient turning was performed as previously completed 1. Following pronation, abdominal movement restriction was minimised by placing a roll under the upper part of the chest wall and a pillow under the pelvis 1, 2. The reliability of Poes measurements was tested as previously described 1. Figure 1
presents data originating from a representative study participant.
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Table 2
displays baseline ventilator settings employed throughout the study period. Interventions (below described) were separated by 15-min periods of baseline ventilation for re-establishment of baseline conditions 20. Within 3060 min after study-posture assumption, six sets of four test breaths were administered. In the sets of test breaths a constant, square-wave, inspiratory V' (0.91 L·s1) was employed. For the first, second, third, fourth, fifth and sixth set of test breaths, the respective administered VTs were 0.2, 0.4, 0.6 (baseline), 0.8, 1.0, and 1.2 ("sigh" 21) L. Test breaths were separated by 1-min baseline ventilation. Maximal allowable plateau airway pressure (P2,aw) was 50 cmH2O.
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0. For Poes, end-expiratory occlusion-plateaus were obtained by ensemble averaging 22 of Poes tracings of each test breath set (fig. 1
Haemodynamics and gas exchange
Within 7590 min of study-posture assumption, thermodilution cardiac output (in triplicate), central venous and pulmonary artery wedge pressures, heart rate, mean arterial and pulmonary artery pressures, and gas exchange variables were determined/recorded as previously described 1. Formula-derived variables included cardiac, systemic, and pulmonary vascular resistance index, oxygen consumption, respiratory quotient, alveolar oxygen partial pressure, and shunt fraction (see Appendix 1).
Inspiratory resistance and elastance
Total respiratory system, chest wall, and lung inspiratory mechanical properties were computed by standard formulas (see Appendix 2) 1.
Expiratory airway resistance
Monitor-displayed expiratory V' waveforms exhibited an inflection point,
1 s following the release of inspiratory occlusion (fig. 1
). Inflection point was defined as point of maximum change in curve-slope following expiratory peak V' (fig. 1
) 15. Expiratory Paw was determined during 2-s duration expiratory occlusions performed with the pneumatically driven valve within 1 s following inflection point's appearance (fig. 1
). Each expiratory occlusion was followed by a 2-s duration endotracheal tube disconnection from breathing circuit, in order to achieve a nonoccluded expiratory period approximately equal to baseline ventilation's expiration time (table 2
).
For each set of post-test breath expirations, RS dynamic deflation compliance was assumed as identical at any expiration time point from test VT to EELV. This would mean identical expiratory occlusion pressure at any expiration time point, corresponding to identical RS volume, and should allow superimposition of Paw tracings of each test breath-set (fig. 1
). The aforementioned assumption was supported by the following facts: 1) test breaths were separated by 1-min periods of baseline ventilation with identical VT and inspiratory V', resulting in identical Paw/Poes changes; thus, pre-test breath VT history and corresponding pressure changes were identical; 2) just prior to inspiratory occlusion release, P2,aw values, representing initial, expiratory driving pressure were identical; and 3) lung emptying pattern was virtually identical, as confirmed by analysis of expiratory V' and expired VT tracings.
For each set of test breaths, the Paw tracing with the most delayed (relative to inflection point) expiratory occlusion (reference Paw tracing) was used for determination of expiratory airway resistance (Raw,exp). Expiratory occlusion portions of the rest three Paw tracings were superimposed on the reference Paw tracing (fig. 1
). Subsequently, lines were drawn from the onset of the earliest and latest expiratory occlusion towards the expiratory V' VT tracings (fig. 1
). These lines enclosed expired VT slices of 0.050.15 L. For each VT slice, deflation time constant was defined as the time needed for expiration of the initial 63% portion of that particular VT slice. For each VT slice, RS dynamic deflation compliance was determined as VT changes divided by respective Paw changes (fig. 1
). Raw,exp was computed as VT-slice time constant divided by RS dynamic deflation compliance.
FRC, FRC and end-expiratory lung volume
At 105 min following study-posture assumption, baseline ventilation
FRC was measured by allowing exhalation to FRC (fig. 2
) 16. Immediately thereafter, FRC was determined with the closed-circuit helium dilution technique 2, 24, 25. An anaesthesia bag filled with 2.0 L of 13% helium in oxygen was connected to the airway opening, and 20 deep manual breaths were administered at a rate of 4 cycles·min1. Helium concentration in the anaesthesia bag was measured with a helium dilution analyser (PK Morgan Ltd., Kent, UK). FRC was computed as follows:
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FRC. Baseline ventilation was resumed for 15 min, the endotracheal tube was clamped during an end-expiratory occlusion, and baseline ventilation EELV was determined as described above.
FRC was computed as the helium dilution EELVFRC difference. The reliability of the helium dilution technique 26 was assessed by comparing measured and computed
FRC and EELV.
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FRC reflects dynamic hyperinflation, and corresponds to the terminal portion of expiration 1, 14, during which expiratory V' limitation is present 15. Thus, during
FRC expiration, increases in expiratory driving pressure do not affect expiratory V' 27, 28. Expiratory V' limitation is due to excessive expiratory airway narrowing 29. An increase in expiratory V' during the V'-limited portion of expiration and a reduced duration of the latter expiration portion would indicate less expiratory airway narrowing and attenuation of expiratory V' limitation. Mean end-expiratory V' during
FRC expiration were determined as shown in figure 2
Statistical analysis
For each posture, apart from single measurements (FRC, EELV,
FRC), only means of obtained sets of measurements were analysed. Variable comparisons were conducted with two-factor univariate ANOVA for repeated measures, followed by the Scheffé test as appropriate. Significance was accepted at p<0.05. Values are presented as mean±SD or grand mean*±SD.
| RESULTS |
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Inspiratory mechanics
The main results on partitioned inspiratory mechanics are presented in figure 3
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1.0 L. Additional lung resistance (
RLung) was lower in prone versus SRBAS at all test VTs. Dynamic and static (Estat,Lung) lung elastance were lower in prone versus SRBAS at VTs
0.6 L. All other determined variables were unaffected by posture change. VT dependence of inspiratory mechanics was virtually unaffected by posture change.
Haemodynamics and gas exchange
Haemodynamics and gas exchange during baseline ventilation are shown in table 3
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PEEPi,
FRC, FRC and EELV
Dynamic pulmonary hyperinflation variables and variables determined during passive expiration are shown in table 4
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FRC were lower in prone versus SRBAS and SRPP. FRC was unaffected by body posture. Measured/computed EELV was lower in prone versus SRBAS. Computed
FRC and EELV did not differ significantly from measured
FRC and EELV (p = 0.070.9).
Expiratory airway resistance and end-expiratory V'
Raw,exp was lower in prone versus SRBAS (at VTs
0.8 L) and SRPP (at VT = 1.0 L), and decreased with increasing VT in all postures (fig. 4
). Dynamic PEEPi and Raw,exp,EELV, were lower, and mean end-expiratory V' was higher in prone versus SRBAS and SRPP (table 4
). Duration of
FRC-expiration was shorter in prone versus SRBAS and SRPP (table 4
). Duration of the initial passive expiration phase was similar in all postures (2.65*±0.6 s).
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| DISCUSSION |
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0.8 L. However, Raw,exp,EELV during expiration from baseline VT (0.6 L or 7.6±0.7 mL·kg1 actual body weight) was also reduced, being in concordance with pronation benefits on baseline ventilation PEEPi,
FRC, and EELV; the latter results indicate attenuation of dynamic hyperinflation. Additional pronation benefits include reductions in
RLung, Estat,Lung, and shunt fraction, and Pa,O2/FI,O2 increase 1.
In the prone position, Estat,cw increases and lung parenchyma mechanics are improved (Estat,Lung/
RLung decrease) 13. Results on Raw,exp, Raw,exp,EELV, and Rint,Lung, support the hypothesis of the current authors, which was based on mechanical interdependence between airway and parenchyma 5, 6. Prone position's reduced atelectasis and more uniform alveolar inflation 14 should result in an overall increased average and more homogenously distributed regional alveolar septal tension during the respiratory cycle. Such tension transmitted to airway walls 5 should result in increased airway calibre and reduced airflow resistance. The return to SRPP resulted in partial reversal of pronation effects on Estat,Lung and
RLung, and consequently, neutralisation of prone position's favourable parenchyma airway calibre interaction with respect to Raw (figs 3
and 4
; table 4
).
Pronation results are further explained by the airway/parenchymal hysteresis 6. At the same lung volume, the elastic recoil pressures of the airways and parenchyma are less during expiration than during inspiration; this is known as hysteresis, and reflects viscoelastic energy dissipation 6. If bronchial hysteresis exceeds parenchymal hysteresis, the expiratory re-establishment of pre-inspiratory bronchial elastic recoil after high VT administration lags behind the expiratory re-establishment of pre-inspiratory elastic recoil of the lung parenchyma. Thus, parenchymal traction exerted on the airways prevails over airway smooth muscle tone, resulting in bronchodilation 6. In COPD, airway hysteresis increases during high VT breathing. Airway wall viscoelasticity is augmented 6 secondary to increased velocity of hypertophied/hyperplastic 31 airway smooth muscle shortening after high VT stretching 6, 32. As VT increases, parenchymal recoil and traction on airway walls also increases. The increasing VT-induced increase in parenchymal recoil is probably enhanced in the prone position. Significant differences observed in Estat,Lung at low VTs (
0.6 L), are eliminated at high VTs (
0.8 L) (fig. 3
).
RLung results (fig. 3
), suggest unchanged lung parenchymal viscoelasticity 16 with increasing VT in all postures, and minimal parenchymal viscoelasticity (i.e. minimal parenchymal hysteresis) 6 in the prone position. Consequently, in the prone position, increasing airway hysteresis and minimised/stable parenchymal hysteresis with increasing VT should result in enhanced parenchyma-induced bronchodilation 6.
Raw,exp was measured by modifying a complex method 15. Raw,exp,EELV was measured by dividing driving pressure by expiratory flow at EELV. Results were comparable to those previously reported 15, 33. In COPD, Todd et al. 33, found lung expiratory resistance of 21.01±2.88 cmH2O·L1·s1, being 3.5-fold higher relative to inspiratory resistance. Kondili et al. 15, found RS expiratory resistance of 23.83±8.1 cmH2O·L1·s1 during VT slices expired at very similar time intervals of passive expiration as reported herein (fig. 1
). Raw,exp,EELV values (table 4
) are comparable to recently determined RS expiratory resistance values (29.02±15.60 cmH2O·L1·s1) at 0.40.5 L above FRC 15 (compare 0.40.5 L with the semirecumbent
FRC values reported in table 4
).
EELV and FRC measurements with helium dilution may be affected by airway closure, which may interfere with correct mixing of helium between the anaesthesia bag and lung 26. The current authors employed high VTs (1.01.5 L), which resulted in PL >20 cmH2O and probable re-opening of closed airways 26, 34, 35. Low respiratory rates were also used, which resulted in a prolonged expiratory time of
12 s, in order to augment expiratory helium mixing between anaesthesia bag and lung and minimise helium trapping. This was probably achieved because
FRC (EELV-portion reflecting trapped volume) 1, 16 was estimated with acceptable accuracy with the helium dilution technique. Indeed, helium dilution-computed and measured
FRC did not differ significantly (table 4
). Other limitations of the helium dilution technique are related to FRC reduction during anaesthesia and loss of gas volume due to continuing gas exchange 26.
Implications for clinical practice and further research
Severe COPD is characterised by elevated Raw and PEEPi 10, 11. During controlled mechanical ventilation, adverse effects of PEEPi and dynamic hyperinflation include haemodynamic compromise and risk of barotrauma 36. Ventilatory management goals should include minimisation of dynamic hyperinflation, Raw, and risk of ventilator-associated lung injury. Use of helium oxygen mixtures and external positive end-expiratory pressure not exceeding PEEPi have been advocated 37. Other, recent textbook recommendations include use of low VTs (57 mL·kg1 predicted body weight) at rates of 2024 cycles·min138. The importance of adequate expiratory time to allow for effective lung deflation cannot be overemphasised. Recently, Gainnier et al. 39, employed VTs of 78 mL·kg1 actual body weight at rates of 14±2.3 cycles·min1. The present authors employed similar baseline VT at relatively high rates of 18.0±0.7 cycles·min1; however, relative to the study by Gainnier et al. 39, the (baseline ventilation) expiratory time was comparable (
3 s) secondary to 40% higher inspiratory flow (similar inspiratory flow has also been recently used 37), whereas Pa,CO2 and pH (table 3
) were also comparable. Despite this argumentation, it is likely that the baseline ventilation settings in the current study could be further optimised according to the above-mentioned ventilation goals. Therefore, based on the results of the present study, the authors recommend the use of the prone position in severe COPD patients who continue to experience adverse effects of PEEPi and dynamic hyperinflation, even during optimised ventilation in the semirecumbent position.
Reduction in Raw and PEEPi, and attenuation of dynamic hyperinflation, indicate reduced respiratory workload in prone position. Pulmonary hyperinflation and increased EELV result in diminution of the diaphragm's apposition zone, shortened operating length of diaphragmatic muscle fibres, and reduced diaphragmatic mechanical effectiveness during spontaneous inspiration 40. Severe COPD patients failing to wean from mechanical ventilation experience increased respiratory workload 10, 11. Consequently, further investigation is warranted to determine whether pronation benefits demonstrated herein can be maintained during partial ventilatory support and/or spontaneous breathing.
Conclusion
Pronation of anaesthetised, volume-controlled mode ventilated, severe chronic bronchitis patients reduces airway resistance and attenuates dynamic hyperinflation. This is probably attributable to improved parenchyma mechanics inducing an increase in airway calibre during the respiratory cycle.
| APPENDIX 1: FORMULAS USED TO DERIVE HAEMODYNAMIC AND GAS EXCHANGE VARIABLES 41, 42 |
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Pa,CO2 CO: cardiac output (L·min1); BSA: body surface area (m2); MAP: mean arterial pressure (mmHg); CVP: central venous pressure (mmHg); 80: transformation factor of Wood units (mmHg·L1·min) to standard metric units (dynes·s·cm5); CI: cardiac index (L·min1·m2); MPAP: mean pulmonary artery pressure (mmHg); PAWP: pulmonary artery wedge pressure (mmHg); Hgb: haemoglobin concentration in g·L1; 1.36: O2 combining power of 1 g of haemoglobin (mL); Sa,O2: arterial O2 saturation; Sv,O2: mixed venous O2 saturation; FEY: fractional energy yield relative to total of prescribed nutritional support; Si,O2: inspired O2 partial pressure (mmHg); R: respiratory quotient; PB: barometric pressure (mmHg); 47: water saturated vapour pressure at 37°C (mmHg); 0.003: O2 solubility coefficient at 37°C (mL·dL1·mmHg); PO2: O2 partial pressure (mmHg); Cc,O2/Ca,O2/Cv,O2, O2 content in end-capillary/arterial/mixed-venous blood, respectively.
1 mmHg = 0.133 kPa.
| APPENDIX 2: INSPIRATORY MECHANICAL VARIABLES |
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| REFERENCES |
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This article has been cited by other articles:
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S. D. Mentzelopoulos, J. Sigala, C. Roussos, and S. G. Zakynthinos Static pressure-volume curves and body posture in severe chronic bronchitis Eur. Respir. J., July 1, 2006; 28(1): 165 - 174. [Abstract] [Full Text] [PDF] |
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