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Eur Respir J 2004; 23:310-313
Copyright ©ERS Journals Ltd 2004

Unlicensed and off-label prescription of respiratory drugs to children

G.W. 't Jong1,2, I.A. Eland2, M.C.J.M. Sturkenboom2,3, J.N. van den Anker1,5,6 and B.H.C. Stricker2,4

1 Dept of Paediatrics, Sophia Children's Hospital, 2 Pharmacoepidemiology Unit, Depts of Epidemiology and Biostatistics and Internal Medicine, 3 Dept of Medical Informatics, Erasmus University Medical Centre, Rotterdam, and 4 Drug Safety Unit, Inspectorate for Health Care, The Hague, the Netherlands. 5 Division of Pediatric Clinical Pharmacology, Children's National Medical Center, and 6 Depts of Pediatrics and Pharmacology, The George Washington University, Washington DC, USA

CORRESPONDENCE: B.H.C. Stricker, Dept of Epidemiology & Biostatistics, Erasmus Medical Centre Rotterdam, PO Box 1738, 3000 DR, Rotterdam, the Netherlands. Fax: 31 104089382. E-mail: b.stricker@erasmusmc.nl

Keywords: children, drug use, epidemiology, off-label, respiratory, unlicensed

Received: February 11, 2003
Accepted September 26, 2003

This work was supported by the Sophia Foundation for Scientific Research through a research grant (SSWO project no. 293).


   Abstract
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 Abstract
Methods
 Results
 Discussion
 References
 
Many respiratory drugs are not available in formulations suitable for infants and toddlers. Efficacy and safety research is mostly restricted to older children. However, respiratory drugs are frequently used in children for common diseases like asthma, upper and lower respiratory tract infections, rhinitis and sinusitis. The unlicensed and off-label use of respiratory drugs in children were studied.

A population-based cohort study was conducted by using the computerised medical records in the Integrated Primary Care Information project. The study population comprised a random sample from all children aged 0–16 yrs who were registered with a general practitioner in 1998. All prescriptions for respiratory drugs during the study period were classified according to their licensing and off-label status.

The study population comprised 13,426 patients (51.7% male, median age 8.7 yrs), of whom 2,502 (19%) received 5,253 prescriptions for respiratory drugs in 1998. A total of 3,306 (62.9%) prescriptions concerned licensed drugs. Of the remaining 1,947 prescriptions (37.1%), 882 (16.8%) were unlicensed for use in children, and 1,065 (20.3%) were prescribed off-label. The 1-yr cumulative risk of receiving an unlicensed or off-label prescription was 45% among children with at least one prescription for a respiratory drug.

This population-based study showed that a large proportion of respiratory drugs prescribed by the general practitioner are unlicensed for use in children, or licensed but prescribed in an off-label manner. Results have to be interpreted with caution because they may unjustly suggest inaccurate prescribing, whereas it may be difficult to treat children with respiratory symptoms and diseases, because for many respiratory drugs paediatric data on safety and efficacy are insufficient. These findings underline the importance of research on suitable formulations, dosages and efficacy of respiratory drugs in children.

The extent and nature of unlicensed and off-label drug prescription in paediatric clinical care has been the subject of several surveys in Europe [1–7] and these consistently showed that a very large proportion of prescribed drugs are either unlicensed for use in children or used outside the terms of the product license ("off-label"). Several studies also provide information on the extent of this type of drug prescription in children with respiratory diseases, but information provided is often limited.

Respiratory drugs are used for several of the most common paediatric diseases such as asthma, upper and lower respiratory tract infections, rhinitis and sinusitis; conditions that are treated in general practice rather than in clinical care [8–12]. Previous research by the present group revealed that 70% of available respiratory drugs in the Netherlands are not fully licensed for use in children, and many of these (80%) are registered only for specific age/weight groups [13]. Many of the children with respiratory problems present themselves long before they have reached the age range given in the product information of many respiratory drugs. As part of alarger project [14], a large cohort study was conducted ingeneral practice to assess the extent and nature of unlicensed and off-label prescription of respiratory drugs in children.


   Methods
TOP
 Abstract
 Methods
Results
 Discussion
 References
 
Setting
All data were retrieved from the Integrated Primary Care Information (IPCI) project, a longitudinal observational database with data from computer-based patient records from a group of 150 general practitioners (GPs) in the Netherlands. As of 2001, the IPCI database contains data on a cumulative number of 485,000 patients. The system complies with European Union guidelines on the use of medical data for medical research and has been proven valid for pharmacoepidemiological research [15].

Design
A population-based cohort study was conducted in a dynamic population of children in the IPCI database who were permanently registered with one of the participating general practices between 1 January 1998 and 31 December 1998 [14]. In 1998, 53,702 children were registered in the IPCI database. Since this research required manual review of all prescriptions 25% were randomly sampled from the population, which formed the primary study population (n=13,426). All study subjects were followed from 1 January 1998, or the date of registration in the GP practice, whichever was latest, until the earliest of one of the following censoring points: death, reaching the age of 17 yrs, transferring out of the practice, or end of the study period.

Classification of prescriptions
From the prescription file, all prescriptions plus their dosage regimens and indications issued to the primary study population in 1998 were extracted. Respiratory drugs were categorised into "nasal preparations" (ATC R01), "oropharyngeal preparations" (ATC R02), "antiasthmatics" (ATC R03), "cough and cold medications" (ATC R05) and "antihistamines for systemic use" (ATC R06).

All prescriptions for respiratory drugs were classified regarding their licensing status [3]. The main mutually exclusive categories were: 1) licensed for children; 2) licensed, but used off-label; and 3) unlicensed for children. Further classification of prescriptions was performed as described earlier [14]. As a reference source for classification, the official product license was used, as approved by the Dutch Medicines Evaluation Board and the European Medicines Evaluation Agency (EMEA).

Age was classified in line with the paediatric age definitions provided by the EMEA [16], but the category 2–<12 yrs was split because of heterogeneity within this age group [17]. Age groups used were: 0–<1 month, 1 month–<2 yrs, 2–<6 yrs, 6–<12 yrs, and ≥12 years. Since the number of prescriptions in the youngest age group was negligible (n=1), this group was excluded from further analysis.

Analysis
Descriptive analyses were conducted for patient demographics, prescription data and outcome. Statistical comparisons consisted of independent unpaired t-tests for continuous variables, and Chi-squared tests for discrete variables. Confidence intervals (CI) of 95% around prevalence estimates were based on the normal distribution.


   Results
TOP
 Abstract
 Methods
 Results
Discussion
 References
 
During the study period, 5,253 prescriptions concerning respiratory drugs were issued to 2,502 patients (table 1Go). Themedian number of respiratory drug prescriptions among respiratory drug-using children was 1 (interquartile range (IQR) 1–2). The median number of prescriptions was 2 per patient per year (IQR 1–3) for antiasthmatics. Patients who received respiratory drugs were significantly younger than the rest of the study population (p<0.001).


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  		Table 1— Characteristics of study population

 
The most frequently prescribed respiratory drugs were antiasthmatics (40.7% of all prescriptions), followed by systemic antihistamines (27.7%) and nasal preparations (23.2%). Largest subclasses of drugs (in numbers of prescriptions) werecorticosteroids (18.0%), selective ß2-sympathomimetics (17.1%), systemic antihistamines (14.8%), sympathomimetics for nasal use (12.7%) and phenothiazine derivates (8.9%), as shown in table 2Go. The most frequently prescribed drugs were salbutamol (12.7%), xylomethazoline (12.7%), promethazine (7.4%), beclomethasone (6.5%) and fluticasone (6.5%).


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  		Table 2— Respiratory drug utilisation

 
Of the 5,252 prescriptions, 3,305 (62.9%) were licensed for use in children, and prescribed in concordance with the product license. Of the remaining 1,947 prescriptions (37.1%), 882 (16.8%, 95% CI 15.8–17.8) were prescriptions for unlicensed drugs, and 1,065 (20.3%, 95% CI 19.2–21.4) were off-label prescriptions for licensed drugs. Unlicensed drugs consisted ofmodification of preparations (8.7%), drugs that lacked information on use in children (6.6%), and drugs that were contraindicated for use (1.4%). Prescriptions were off-label for age (7.3%), dose (7.8%), frequency (3.8%), indication (4.5%) or dosage form (1.1%). Drugs could be off-label for several reasons. Unlicensed and off-label drug use differed for the various respiratory drug classes (table 2Go). Off-label use was especially high for antiasthmatic drugs (39%), and cough and cold medication (30%). Antiasthmatic drugs were frequently off-label for dose and/or indication or age/weight (14, 10 and 15%, respectively), and cough and cold medication was mostly off-label for dose (19%). Unlicensed use was especially high for nose preparations and antihistamines for systemic use (24.0 and 26.4%, respectively), but off-label use was very low in these groups; the primary reason for unlicensed drug use for both drug classes was modification of preparations by the pharmacy. The most frequently prescribed unlicensed and off-label drugs were salbutamol (inhaled, off-label for age and dose), deptropine (syrup, unlicensed), fluticasone (inhaled, off-label for dose), terbutaline (inhaled, off-label for dose), and sodium cromoglycate (nasal spray, no information on use in children).

The numbers of unlicensed and off-label prescriptions were highest in the age group 1 month–<2 yrs (table 3Go). The 1-yr cumulative risk of an unlicensed or off-label prescription was 45% (95% CI 43–47) among children with at least one prescription for a respiratory drug. Males had a 15% (95% CI 6–25) higher chance of receiving unlicensed or off-label prescriptions for antiasthmatics than females. For other groups no significant differences were found.


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  		Table 3— Number of drug prescriptions within licensing status

 
For some infrequently used drugs (parasympathomimetics and expectorants), the percentage of exposed children with at least one off-label or unlicensed prescription was highest (95 and 79%, respectively). However, the percentage of children with at least one off-label or unlicensed prescription was also high among the drugs with the highest exposure (table 2Go).


   Discussion
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 Abstract
 Methods
 Results
 Discussion
References
 
This study showed a high 1-yr cumulative risk of unlicensed and off-label use of respiratory drugs among children who use these drugs. In terms of prescription, 17% were unlicensed and 20% off-label. The risk of at least one off-label or unlicensed prescription was highest among users of parasympathometics, expectorants, sympathomimetics for inhalation and systemic antihistamines, and was highest for young children.

These high numbers of unlicensed and off-label drug use, however, have to be interpreted with caution because they may unjustly suggest inaccurate prescribing. In fact, there is a lack of properly licensed drugs for all age groups in dosage forms that are suitable, and with dosing windows that correspond to the needs regarding symptom relief and cure of patients. Another reason for a cautious interpretation is the fact that there may be a difference between the product information and prescribing guidelines, such as given by the Dutch College of General practitioners and in formularies like the Physician's Desk Reference [18], and the British National Formulary or the Medicines for Children formulary [19]. Therefore, not all deviations from the product information can be qualified as errors. However, the licensing information text of many respiratory drugs provides physicians with dosage recommendations that are more restricted than the information text in common drug formularies, which also contain data that are based on experience, and not so much on evidence.

The high percentage of modified preparations for children (8.7%) is a direct result of the lack of licensed paediatric formulations [20, 21], which requires modification of commercial preparations in the pharmacies. The drug prescriptions that were off-label for age were not checked for other off-label categories like indication and dosage, since these were not provided in the labelling information text. The dosage form therefore seems to be correct for most prescriptions, but especially in the younger children, the availability of suitable formulations is limited. Although there have been major advances in relation to different types of inhalers for children of different ages with asthma, such as the turbohaler, nebuhaler and volumatic inhaler [22], knowledge of reproducibility of dose and lung disposition is limited [23]. Pressurised metered dose inhalers/spacers and face masks are needed for these children [24], and parents have to be adequately instructed to be able to apply the drug. Dose variability for these drugs in small infants is large, and increased by complicating factors like bad cooperation by the wheezy infant [25].

Earlier research on unlicensed and off-label respiratory drug use in general practice in children is scarce, except for a study in the UK [26] that reported individual percentages ofunlicensed and off-label use for some respiratory drugs. However, this study group was small, since only one GP participated. Besides, the classification system used by McIntyre et al. [26] for unlicensed and off-label status of drugs differs from the system that was used for this study.

A recent study in the Netherlands based on pharmacy dispensing records showed that 15.1% of prescriptions in that study were off-label, and another 6.4% unlicensed. Prescriptions by specialists (outpatient), prescriptions for new drugs, prescriptions for drugs with a low use in the paediatric population, and prescriptions for infants were risk factors for using a systemic drug unlicensed or off-label in that study [27]. Since the indications are not available in pharmacy dispensing data, the indication for prescription of a drug was not evaluated. The prescriptions in this study were also not evaluated for dose, frequency, dosage form and route of administration. Therefore, the results show a much lower unlicensed and off-label use of drugs in children. However, the authors acknowledge the risk factors as indicated by this article. Unfortunately, they were unable to differentiate between outpatient specialist prescriptions, continued by the GP, and initial GP prescription.

Several measures have been taken by the Food and Drug Administration (FDA) for the improvement of the current "orphan status" of children regarding drug research. As part of the FDA modernisation act, the "Pediatric Exclusivity Provision" was introduced to increase the numbers of paediatric registrations of drugs for children. Six extra months of patent exclusivity (the right to produce and sell a drug) could be obtained when drugs were issued for paediatric licensing. However, instead of intensified research on drugs most useful for the paediatric population, such as sympathicomimetics, and corticosteroids for respiratory use, many of the Written Requests that were issued for this 6-month exclusivity were cardiovascular drugs and other drugs that are rarely prescribed in the paediatric population but for which an extra 6 months of exclusivity is very lucrative in adults [28].

Although this study has been conducted in the Netherlands, where the healthcare system differs from many other European countries, results are relevant to Europe as well. Other studies have shown high frequency of unlicensed and off-label drug use for other European countries [29–32], and the labelling of drugs is equal or highly similar due to the increasing role of the European registration authority during the last decade. Most importantly, the conclusion that has to be drawn regarding the licensing of respiratory drugs in children concerns the Netherlands as well as all other countries.

Results show the high use of unlicensed and off-label use of respiratory drugs in children, while these are among the most commonly used drugs in children. The current shortage of formulations and dosage forms appropriate for infants and toddlers, especially, has to be resolved, and research on new and older drugs should include safety and efficacy studies in all appropriate paediatric age groups. Postmarketing surveillance of paediatric drug use should be intensified in order to increase the knowledge of safety and efficacy in a patient group, for which drug testing is restricted by ethical and practical boundaries.


   References
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 Abstract
 Methods
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 Discussion
 References
 

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