Copyright ©ERS Journals Ltd 2003 Is bronchoscopic photodynamic therapy a therapeutic option in lung cancer?Section of Cardiothoracic Surgery, the Yorkshire Laser Centre, Goole, East Yorkshire, UK CORRESPONDENCE: K. Moghissi, The Yorkshire Laser Centre, Goole and District Hospital, Woodland Avenue, Goole, East Yorkshire, DN14 6RX, UK. Fax: 44 01724290456. E-mail: kmoghissi@yorkshirelasercentre.org Keywords: literature review, lung cancer, photodynamic therapy
Received: January 15, 2003 Abstract
This study addresses whether photodynamic therapy (PDT) is a valid therapeutic option in lung cancer treatment.
A total of 24 articles were reviewed in two categories: advanced (G1) and early (G2) disease. Details considered included the following: 1) number of patients in each series; 2) staging; 3) methodology; 4) mortality; 5) morbidity; 6) survival; 7) relief of symptoms; and 8) concomitant treatments. G1 (636 patients) had severe endobronchial obstructive cancer and PDT was primarily for symptom relief. G2 (517 patients) had early stage cancer and were treated with PDT for curative intent.
There was no procedure-related mortality in either group. G1 had a 528% incidence of skin sensitivity. Haemoptysis occurred in two series; one fatal, an incidence of 2.2%. Almost all patients had symptomatic relief. Patients with lower disease stage and better performance status had improved survival rates. G2 had a 828% incidence of sunburn. Three patients in one series (38 patients) had haemoptysis. Survival after 5 yrs in complete remission/response patients was 70%.
This review suggests that bronchoscopic photodynamic therapy has indications in selected lung cancer patients with early or advanced stage disease. However, in the absence of a formal comparative study, no claim can be made of its superiority over other endobronchial therapies.
In the case of lung cancer, PDT refers to the endoscopic treatment of tumour, the location and extent of which is first assessed bronchoscopically. A photosensitiser is then administered to the patient by i.v. injection. This is followed, after an interval, by illumination of the presensitised tumour by an appropriate laser light, which is delivered to the target tissue via an optical fibre through the bronchoscope. The light and chemical interaction leads to necrosis of the tumour. Using the above principle, after experimental and preclinical work, Kato 2 used PDT for the first time in 1980 to treat a patient with early lung cancer who refused surgical intervention. Following bronchoscopic PDT, the patient had complete remission (CR) for 4 yrs and died later from a noncancer related cause. The last 20 yrs has seen many publications on PDT for lung cancer showing its therapeutic usefulness in different stages of the disease. In spite of this, in Europe at least, PDT has not become a mainstream lung cancer treatment option even though there is desperate need for newer therapeutic methods other than the traditional trio of surgery, radiotherapy and chemotherapy. It is generally acknowledged that surgical and oncological advances over the past 4050 yrs have had little impact on either early detection, resection rate or on survival of lung cancer patients. With this background the authors undertook a review of the literature to evaluate the current state of PDT and to discuss the place of PDT for lung cancer treatment within the overall therapeutic options. Material and methods A literature search was made through Medline (PubMed) for listed articles on PDT in broncho-pulmonary cancer. In addition, some of the original early articles from the 1970s and published reports that were not cited in PubMed were obtained through medical libraries. In the first instance, from the abstracts of the articles, the following were excluded from the study: 1) review articles without personal experience of the authors; 2) single case report articles; 3) articles where the abstract was not published in English; and 4) articles published on the subject by the same group of investigators in different journals that appeared to comprise the same patient population. In such cases only the latest updated publication was included in this study. Only original articles concerned with PDT in lung cancer that comprised of a series of five or more patients were selected for review. The earliest article that qualified for inclusion was published in 1984 3 and the latest was dated 2003. Having selected the articles, details were extracted relating to the following: 1) number of patients in the series; 2) characteristics of patients, notably stage of disease i.e. advanced or early stage; 3) methodology (photosensitiser, light characteristics and PDT details); 4) mortality, morbidity, including photosensitivity reaction (sunburn), and survival; and 5) concomitant pre- and/or post-PDT adjuvant treatment.
The reviewed articles fell into two categories according to the stage of disease of the treated population, as indicated by the authors. Category 1 comprised articles concerned with patients with advanced stage disease (G1, table 1
It should be noted that some of the articles included patients with early as well as advanced disease in almost equal proportions. These were placed in both categories. Also, a few articles in category 1 included a small number of patients with early stage disease who were inoperable due to unsuitability for resectional surgery. Although these were not specifically considered with early stage disease categories, they are referred to in the discussion, when relevant. Each article is given a number, which serves as its identification for citation in the text, the tables and bibliography 225. Methodology related to the details of patient assessment, photosensitisers, laser light and instrumentation were generally similar in both groups and are dealt with together. However, results of the reviewed articles are presented separately for the patients in G1 and G2, respectively.
Prephotodynamic therapy patient assessment
Photosensitiser A small number of patients in one series used 5-aminolevulinic acid (ALA) 25. The interval between the injection of photosensitiser and illumination was generally 4872 h. Some authors applied illumination from a few hours to 24 h after administration of the photosensitiser 17, 23.
Laser light and light dosage
Procedure/instrumentation Treatment, in bulky exophytic tumours, has been interstitial, with the cylindrical diffusing tip of the optical fibre placed into the cancer tissue. Superficial surface illumination was employed for early stage tumours. Post PDT debridement/clean up bronchoscopy has been underlined by most investigators. Some, in the presence of bulky tumours, carry out routine bronchoscopic debridement immediately after illumination and from 15 days later, to remove debris, mucus and fibin clot mixed with necrotic tumour 17, 22. Many clean up bronchoscopies were carried out with a second illumination of the residual tumour. In cases of early cancer, the majority of authors carried out debridement in order to clean up the debris and secretions.
Assessment of results Results
Group 1: patients with advanced disease None of the reviewed series indicate procedure-related mortality. However, 30 days mortality was recorded in one larger series 17. Skin photosensitivity (sunburn) has been referred to in most of the reviewed papers ranging 528% 21, 22. In almost all cases the severity of skin photosensitivity reaction was considered to be mild (grade 1 skin burn). Post PDT blood staining of expectoration for a few days was noted by a number of authors. Nonfatal haemoptysis occurred in 18% of one series of 185 patients. Fatal haemorrhage was recorded in 2.2% of another series of 175 patients. The most common complication of bronchoscopic PDT in this group relates to the respiratory system. Cough, expectoration of necrotic debris and various degrees of dyspnoea for a few days post-PDT was noted by many of the authors. Infective pneumonitis, pneumonia and atelectasis due to pulmonary collapse resulting from retention of plugs of fibrin and necrotic debris were rarely seen and usually resolved following post-PDT bronchoscopic cleaning.
Almost all patients in this group had symptom relief. The improvement was matched objectively by amelioration of ventilatory function, with relief of dyspnoea and cough. Two of the larger series of patients in this group, with a total of 275 patients, have reported that survival after PDT in patients with advanced disease depends largely on stage of disease and the patients' performance status (PS) 17, 22. Patients with PS (World Health Organisation (WHO) scale) of All the reviewed articles have concluded that PDT is safe and effective in providing symptom relief in patients with advanced stage disease and substantial endobronchial obstruction. In addition, symptomatic improvement is matched by the extent of bronchial desobliteration and improvement in chest radiograph image.
Comparison of photodynamic therapy and neodynium yttrium aluminium garnet laser radiation
Photodynamic therapy combined with other cancer treatment
Photodynamic therapy and chemo-/radiotherapy Some authors used EBR after PDT in patients when there was evidence of incomplete remission of the tumour by PDT. In one study six of the patients with very advanced disease were submitted to EBR following PDT 7. Of these patients, three developed significant respiratory problems during and following radiation. In another study, a small number of patients were randomised to PDT versus PDT and EBR 5. There was better overall symptomatic relief in those receiving PDT and EBR. In at least two series a small number of patients with small-cell lung cancer received chemotherapy concomitantly with PDT with a good pathological and symptomatic response 2, 22.
Group 2: photodynamic therapy in patients with early stage lung cancer
No procedure-related death occurred in any of the series in G2 patients. However, there were a number of PDT-related complications in some series, which included the following: 1) The incidence of skin burn/photosensitivity of mild degree was reported to be 7.728% 6, 10; 2) Expectoration of debris and excessive bronchial secretion for a few days after PDT has been a fairly common occurrence. Airway obstruction was reported in two cases in one series of 29 patients 12. Serious haemoptysis was reported in three of the 38 patients presented by Edell and Cortese 6. Nevertheless, no haemorrhagic complications were recorded in two larger series with a total of 242 patients 2, 20; 3) Tumour response to treatment is recorded as CR in >70% of 331 patients 2, 9, 10, 20. In some cases CR reached 90% either through additional treatment, such as radiotherapy, or through more careful and precise selection of patients with early stage cancer. Long-term (5-yr) survival amongst patients with TIS and stage 1, who responded fully to treatment, has been In one report a comparative study was made to evaluate post-treatment local pathological sequellae of bronchial wall healing in 29 patients (15 with early stage superficial squamous cell carcinoma and 14 with typical carcinoid) 24. Six patients had bronchoscopic PDT and the remaining 23 had bronchoscopic Nd YAG laser (n=6) or Electrocautery (EC; n=17), respectively. The authors found substantially more pronounced airway scarring and significant bronchial stenosis in the PDT group (4/6=67%), compared with Nd Yag (83% scarring and 17% stenosis) or EC (29% scarring and 7% stenosis). However, the study was nonrandomised and suffered from a lack of indication of selection criteria of allocation to different groups of treatment and variation in histological types. Furthermore, the mean period of follow-up was 6 months and the oncological outcome was not reported. Discussion It is generally acknowledged that surgical resection is the first choice treatment for those patients with lung cancer where their general and oncological condition permits this. However, in the absence of a lung cancer detection programme, at presentation many sufferers are in an advanced stage of the disease with an unresectable tumour. It follows that only a small minority of a large population will be offered, or will benefit from surgery. Considering that some operated patients will also have recurrence of their disease, it becomes clear that for an overwhelming majority of lung cancer patients some form of therapy other than surgical resection will be required. Clinically, oncologically and from the therapeutic perspective, the nonsurgical patient population falls into two subgroups. In one subgroup are those who, from personal choice or poor general clinical condition, cannot be offered surgical treatment though they have localised and oncologically early disease within their bronchial tree. The second patient subgroup includes those with oncologically inoperable and surgically unresectable cancer because of their advanced disease. These two subgroups have remained a therapeutic challenge to physicians and surgeons alike and naturally have constituted the primary target for PDT, as well as other endobronchial therapy, such as Nd YAG laser, EC, cryotherapy and brachytherapy. It should be emphasised that, to date, there has been no randomised comparative study to evaluate the relative efficacy and treatment outcome of these different therapies for cases with early or advanced disease. Therefore, it follows that many interventional bronchoscopy units carry out methods that they are more accustomed to. As such, there is no evidence-based consensus on the relative value of the individual procedure compared with the alternatives. However, there have been a few trials comparing bronchoscopic PDT and Nd YAG laser application in patients with advanced disease with substantial endobronchial obstruction, to which reference has been made 11, 19, 21. There has also been one nonrandomised study to evaluate the pathological healing sequellae with PDT, Nd YAG and EC therapy in patients with early stage lung cancer, previously referred to 24. In another review article based on meta-analysis the authors reviewed evidence for the use of PDT, brachytherapy, electrocautery, cryotherapy and Nd YAG laser therapy as treatment options in the management of early lung cancer 26. Based on the level of evidence and benefit, the authors made graded recommendations that indicated PDT as grade B, electrocautery, brachytherapy and cryotherapy as grade C and Nd YAG laser therapy as the least recommended treatment.
This review of 24 articles covering 1159 patients and extending over a period of 18 yrs shows that bronchoscopic PDT has been thought by many throughout the world to have an important therapeutic role in both subgroups of patients, provided that tumours can be identified bronchoscopically. Although, because of referral patterns, almost all studies were concerned with NSCLC, PDT has also been shown to be effective in the treatment of small cell histological type cancer 2, 22. However, it is relevant to draw attention to the fact that since PDT is dependent on the interaction between a chemical photosensitiser (drug) and light of an appropriate wavelength (in the presence of oxygen) its effect is subject to a number of variables. These include the type and dose of the drug, the time required from its administration to its therapeutic dose retention in target tissues, the type and dose of the light and its transmission through normal and abnormal tissues. These factors are responsible for an apparent variation in PDT methods by different authors, which is partly reflected on table 1
In early stage disease the role of PDT is one of curative intent. Detailed analysis of table 2
A number of authors have drawn attention to the fact that in some patients with early cancer the disease is not confined to a single segmental/lobar bronchus but extends proximally or distally to more than one segment, sometimes to the opposite lung. This accounts for the fact that in some series the number of lesions is in excess of the number of patients (table 2 An important area, which has attracted the attention of some investigators, is that of bronchial stump recurrence afterpulmonary resection. Whilst a few series contain a smallnumber of such patients treated using PDT with success 13, 15, a large series report would be desirable. Both EBUS and fluorescence bronchoscopy may be used in order to determine extent and depth of stump infiltration and recurrence 28, 29.
Analysis of articles concerned with PDT in advanced stagedisease (table 1 A practical point that emerges from two of the articles in G1 patients of this review 17, 22 concerned with 275 patients is the influence of PS and metastatic (stage IV) disease on survival. In fact, in one of these articles 40% of patients with better WHO scale, (<2) had a 2 yrs survival versus 5% for those with PS of >2, which was statistically significant 22. This suggests that such patients should not be considered for PDT. None of the articles in this review have referred to the issue of cost. This may be due to the fact that until recently, none of the photosensitisers (drugs) were licensed and, therefore, much of the cost was absorbed by research grants. The licensing of at least one drug (Photofrin) both by the Food and Drug Agency (FDA) and European Union (EU) authorities means that the drugs have to be paid for by the health authorities and, consequently, PDT is considered by many centres as prohibitively expensive compared with some of the other endobronchial procedures. However, thus far, no study of the cost of PDT compared with other endoluminal procedures has been carried out. Nevertheless, in the presentclimate of "value-for-money" attitude in healthcare, the issue of cost will have to be addressed by a proper controlled study. From the start, porphyrin derivatives, notably HPD and Photofrin, were the most frequently used photosensitisers, with the activating laser light within the 630 nm range of red light. In recent years, since the licensing of Photofrin for the treatment of advanced lung cancer use by the FDA and EU licensing bodies, this drug has become the photosensitiser of choice. It is important to note that other unlicensed photosensitisers have been used in endoscopic PDT for lung cancer but both infrequently and in a small number of cases. Tetra (m-hydroxyphenyl) chlorine has been used by some 30 but no conclusion can be drawn from published literature because of the lack of precise information related specifically to its use in lung cancer. Systemic ALA has only been tried in one small series 25. At the present time the number of lungcancer patients in whom drugs other than Photofrin havebeen used is too small for conclusions to be drawn regarding their safety or efficacy in endoscopic bronchial cancer situations.
Review of the articles concerned with PDT in early and advanced disease (table 1 Conclusion This review indicates that bronchoscopic PDT is both safe and beneficial to lung cancer patients whose tumours can be identified and accessed bronchoscopically. In advanced stage disease PDT is a treatment option for palliation and relief of symptoms in those patients with major airway obstruction. It can also be used combined with radiotherapy and/or chemotherapy or thermal laser (YAG). Selection of patients is important and requires sound judgement. Those with metastatic disease and poor PS should, in preference, receive other endobronchial therapies, such as Nd YAG laser. In early stage lung cancer bronchoscopic PDT appears to be the treatment of choice for the following: 1) those that are unsuitable for surgical resection or refuse operation; 2) bronchial stump tumour infiltration or recurrence; and 3) patients with multiple site cancer. PDT may also have a place for some patients with extensive superficial bronchial cancer in conjunction with surgical resection. This review provides sufficient evidence that photodynamic therapy is an effective and valuable lung cancer treatment and should be considered as one of the therapeutic options of this disease. However, it should be understood that, as yet, there is a lack of evidence based on prospective randomised study regarding photodynamic therapy in comparison with other endobronchial therapeutic methods and, therefore, there is no consensus of opinion as to the relative value of endoscopic photodynamic therapy compared with other endobronchial therapies.
Footnotes
For editorial comments see page 399. References
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