Copyright ©ERS Journals Ltd 2003 Occupational and nonoccupational factors associated with high grade bronchial pre-invasive lesionsDepts of 1 Occupational Diseases, 2 Biostatistics, 3 Pneumology, and the4 Pathology Laboratory, Rouen University Hospital CORRESPONDENCE: C. Paris, Occupational Diseases Dept, Rouen University Hospital, 1 rue de Germont, 76031, Rouen Cedex, France. Fax: 33 232888184. E-mail: christophe.paris@chu-rouen.fr Keywords: asbestos, bronchoscopy, lung neoplasms, occupational exposure
Received: January 1, 2002
This research was supported by a "Programme Hospitalier de Recherche Clinique" grant from the French Ministry of Research (1996).
Besides tobacco exposure, factors associated with the development of pre-invasive bronchial lesions are not known. Autofluorescence bronchoscopy was used to assess the prevalence of severe dysplasia and carcinoma in situ (SD/CIS) of the proximal bronchial tree in relation to occupational or nonoccupational carcinogen exposure. Among the 241 individuals in this study, the overall prevalence of at least one SD/CIS was 9% (21 subjects). Multivariable analysis revealed significant and independent associations between presence of SD/CIS and: 1) active smoking, relative to former smokers; 2) presence of synchronous invasive lung cancer; 3) duration of asbestos exposure and; 4) exposure to other occupational carcinogens. The independent associations of synchronous lung cancer with severe dysplasia and carcinoma, after adjusting for both occupational and nonoccupational carcinogen exposures, suggest other mechanisms than a field cancerisation may be involved in the carcinogenesis of these pre-invasive lesions. Moreover, active smokers, patients with recently resected invasive lung cancer and workers occupationally exposed to bronchial carcinogens may represent a population of choice for early cancer endoscopic detection programmes in view of their high severe dysplasia and carcinoma prevalence. Lung cancer is one of the most frequent malignancies in both males and females 1. Prevalence estimates were 180,000 cases among males in the USA in 1998. Five-yr survival from lung cancer is <15% in the USA and most European countries, and worse in developing countries. To date, diagnosis and surgical resection of lung cancer at an early stage is considered to be effective, based on dramatically improved survival rates for resected subjects compared to subjects with no surgery 2. However, only a minority of subjects are diagnosed at a resectable stage, because of the limitations of standard radiographical techniques and the lack of specific symptoms in early stages of the disease. Randomised trials assessing periodic chest radiography and sputum cytology to screen for lung cancer in high risk individuals have failed to show a decrease in the specific mortality rate from lung cancer in the screened population 3. Several techniques have recently been developed in an effort to more effectively detect lung cancer at an early stage 2, including imaging of pulmonary nodules by low-dose spiral computer tomography (CT) scan, quantitative microscopy on sputum cells or molecular assays in bronchoalveolar lavage fluid. Although these techniques are currently under assessment, early results are promising. Nonsmall cell lung cancer and particularly squamous cell cancer is thought to be preceded by a period ranging from 6 months to several years 4, characterised by the progression from pre-invasive lesions to invasive cancer. This hypothesis is supported by recent follow-up data from the authors' group and others suggesting a true invasive neoplastic potential for at least bronchial carcinoma in situ (CIS) and possibly severe dysplasia 5, 6. Thus, a promising approach would be to detect and treat these early intra-epithelial lesions in the bronchial tree of high-risk individuals. Several observational studies 710 as well as a recent randomised trial 11 have shown an increased sensitivity of autofluorescence bronchoscopy to detect such pre-invasive lesions relative to white light endoscopy. The question is now open to debate as to whether or not subjects at high risk for lung cancer should undergo early detection bronchoscopy at regular intervals, as is recommended for patients with familial adenomatous polyposis using colonoscopy. Implementation of this strategy implies a better knowledge of the factors that are associated with the development of precancerous and pre-invasive lesions in the proximal bronchi. This is regarded as one of the main challenges in lung cancer screening 12. Criteria for selection of individuals at high-risk for invasive lung cancer were proposed by the International Association for the Study of Lung Cancer in 1995 13. These criteria include a personal history of resected nonsmall cell carcinoma, head or neck tumour; long-time survival from small-cell carcinoma; occupational exposure to asbestos or other respiratory occupational carcinogens; smoking; family history of bronchial neoplasia; current chronic obstructive lung disease and genetic polymorphisms suspected to be involved in the detoxification of tobacco smoke carcinogens. To date, reported risk factors for bronchial pre-invasive lesions are mainly related to current or previous tobacco exposure 711. No results are available regarding the risk of developing pre-invasive lesions in relation with other risk factors of invasive lung cancer such as asbestos exposure. An Early Detection Study was conducted using fluorescence endoscopy in individuals at high-risk of developing lung cancer because of their smoking or occupational exposure to asbestos. The aim of this study was to help better identify the most suitable high risk population that would be a candidate for early endoscopic detection. For this purpose, the prevalence of high grade pre-invasive bronchial lesions in relation with occupational and nonoccupational exposures was assessed.
The Early Detection Study presented here is part of the Early Lung Cancer Detection Programme, which was initiated at Rouen University Hospital, France in 1995. In this programme, individuals at high risk of developing lung cancer were submitted periodically to fluorescence fibreoptic endoscopy in order to detect early lung cancer and pre-invasive lesions in their proximal bronchial tree. At the time of their first baseline endoscopy, subjects were systematically assessed for occupational as well as nonoccupational lung cancer risk factors using a standardised questionnaire. The current report only deals with data from this baseline assessment.
Eligibility criteria for the early lung cancer detection programme
Endoscopy
Histological evaluation of the bronchial biopsy specimens
Risk factor assessment
A standardised questionnaire based on a previously published study 15 was used to collect information on work history, namely history of all jobs held for
History of lung or ear, nose and throat (ENT) cancer was recorded as synchronous if the tumour had been treated in the year prior to the baseline bronchoscopy examination, or in the presence of an invasive lung tumour at baseline, if developed in another bronchus than the pre-invasive lesion. Conversely, the cancer was considered as cured in subjects having achieved a complete response to treatment for
Patient classification according to pre-invasive lesions
Statistical analysis In order to assess the association between the grade of pre-invasive lesions (group I, II or III) and occupational and nonoccupational exposure, Chi-squared homogeneity test or Fisher's exact test were used when the sample size was too small. Odds ratios (ORs) and corresponding 95% confidence intervals (CIs) were estimated for the presence of high grade pre-invasive lesions (i.e., group III lesions) versus all lower grade lesions (i.e., group I and II lesions) and Cochran's trend test, or an exact version of it, was used when applicable. In order to identify factors independently associated with the presence of high grade pre-invasive lesions, unconditional logistical regression with backward stepwise selection of variables was used. From the final model that included four factors, predicted probabilities and their 95% CIs for the presence of high grade pre-invasive lesions were estimated for all combinations of these factors. The logit transformation was used to estimate 95% CIs. These predicted probabilities would apply to subjects with the same distribution of exposure factors for the detection of high grade lesions by a single autofluorescence endoscopy procedure. No high grade pre-invasive lesions were present among nonsmokers. For the sake of consistency, nonsmokers (n=13) were excluded from all uni and multivariable analyses assessing the association between the grade of pre-invasive lesions and occupational and nonoccupational exposure. For all results, two sided p-values are given and were considered significant when p<0.05.
Subjects characteristics Two hundred and forty-one subjects including 13 nonsmokers, recruited from February 1995 to June 2000, were subjected to the detailed risk factor questionnaire and had a baseline fluorescence endoscopy. Overall, 1,500 biopsies were performed, from which the highest grade pre-invasive lesion was determined for each subject. Table 1 40 pack-yrs. Twenty-five subjects (10%) presented with a history of cured lung cancer, 15 subjects (6%) with cured ENT cancer and 24 subjects (10%) with synchronous lung cancer, of whom seven had micro-invasive bronchial cancer. Six (2%) subjects had synchronous ENT cancer.
Pre-invasive status according to nonoccupational exposure (univariable analysis) Altogether, 21 subjects (9%) presented high grade pre-invasive lesions including nine with severe dysplasia and 12 with CIS. Most of them were current or former smokers so that the 13 nonsmokers were not included in any of the analyses presented in the remaining part of the results section. Age was slightly higher among patients with high grade pre-invasive lesions, albeit this difference was not significant (59.0 versus 57.5 yrs, p=0.493, unpaired t-test). Presence of high grade pre-invasive lesions was not associated with sex (OR 1.0, 95% CI 0.24.5 for females). Figures 1
Overall, a strong association was found between personal history of lung cancer and the severity of pre-invasive lesions (p=0.001, fig. 2
Pre-invasive status according to occupational exposure (univariable analysis)
Overall, there was a significant association between the severity of pre-invasive lesions and asbestos exposure (p=0.037, fig. 3
Pre-invasive status according to occupational and nonoccupational exposure (multivariable analysis)
Based on the model in table 4 20 yrs or other occupational lung carcinogens for 10 yrs and; 2) former smokers with synchronous lung cancer who were exposed to both occupational carcinogens 20 and 10 yrs respectively. It was >40% (43.3%) for: 3) current smokers without any personal history of lung cancer who were exposed to both occupational carcinogens for 20 and 10 yrs respectively. Although some of these predicted probability estimates lacked precision, the lower limit of corresponding 95% CIs was >15% for subjects with profiles 1), 2) and 3) above, pointing to a potential usefulness of screening for high grade pre-invasive lesions in such subjects.
In a series of individuals explored with fluorescence bronchoscopy, the presence of synchronous bronchial cancer, definite occupational respiratory carcinogens exposure and active smoking were found to be independently associated with the presence of high grade bronchial pre-invasive lesions (i.e. severe dysplasia or CIS). In a princeps post mortem study, Auerbach et al. 18 found a very high prevalence of high grade lesions (4075%) in the bronchial tree of active heavy smokers, suggesting that a majority of these lesions might not progress to invasive carcinoma. However, in the current study, high grade pre-invasive lesions were found in only 9% of subjects, whereas moderate dysplasia was the highest detectable lesion in 45% of subjects. This difference is probably related to the extensive definition of CIS used by Auerbach et al. 18 including "all lesions composed entirely of atypical cells without cilia present". The findings of the present study, based on a more recent and restrictive definition of CIS 14, are consistent with prevalences of high grade lesions reported by Lam and co-workers 7, 19 and other groups using fluorescence endoscopy 8, 10, 11, and seem more compatible with the invasive neoplastic potential for the majority of CIS lesions. Asbestos is a well-known occupational carcinogenic agent that has been consistently found to be associated with lung cancer in epidemiological studies. The current study provides the first assessment of asbestos exposure as a risk factor for proximal bronchial pre-invasive lesions, showing a four-fold higher prevalence of high grade pre-invasive lesions in subjects exposed to asbestos as compared to nonexposed subjects (13% versus 3%). Moreover, a significant positive dose-effect relationship was found with duration of asbestos exposure as well as a negative relationship with delay since last exposure. Until the late eighties, most peripheral adenocarcinomas were considered to be related to asbestos exposure 20. This peripheral location was attributed to the preferential peripheral deposition of asbestos fibres 21, as well as the role of an asbestos related pulmonary fibrosis 22. It suggested that systematic fibreoptic bronchial exploration may be less useful to detect these occupational tumours than those occurring in heavy smokers. However, the Carotene and Retinol Efficacy Trial (CARET) 23 found that the histological type of lung cancer did not differ in subjects exposed to asbestos as compared to the nonoccupationally exposed heavy smokers. Moreover, using analytical electronic microscopy from human bronchial microdissected material, Churg 24 found that deposition of asbestos fibres in the airway mucosa could be estimated at 1050% of the local parenchymal particle concentration. Thus, the carcinogenicity of asbestos for the proximal bronchial tree could be a consequence of the well known tobacco-asbestos interactions leading to a potentiation of the effect of asbestos exposure on the risk of developing pre-invasive lesions 20. However, as multivariate analysis showed an independent and statistically significant association between asbestos exposure and the presence of high grade pre-invasive bronchial lesions upon controlling for smoking, a direct action of asbestos fibres on the proximal bronchi cannot be excluded. To test this hypothesis, fibrosis signs on chest radiographs and CT scan were retrospectively looked for in subjects included in this study with high grade pre-invasive lesions. No evidence of pulmonary fibrosis was found in these patients. This supports the asbestos-related lung cancer hypothesis rather than the fibrosis-related lung cancer hypothesis. Less common occupational lung carcinogens have been described 17. The present study indicates that these agents are also independently associated with the presence of proximal high grade pre-invasive lesions of the airways. These findings underscore the need for a more systematic assessment of exposure to these agents in risk evaluation studies of lung cancer. The prevalence of high grade pre-invasive lesions found in this study was 33% among subjects with synchronous lung cancer and 6% among subjects without any personal history of lung cancer. The presence of synchronous high grade pre-invasive lesions in the bronchial tree of smokers having died of lung cancer or other causes has been known since the autopsy studies of Auerbach et al. 25. However, to the best of the authors' knowledge, the present study provides the first evidence that the presence of synchronous invasive bronchial lesions is significantly associated with that of high grade bronchial pre-invasive lesions, upon controlling for smoking status and occupational carcinogens exposure, showing that the association of precancerous lesions and synchronous invasive cancers is not related to the difference between active smoking and exsmoking patients or asbestos exposure. The occurrence of multiple synchronous lung tumours is usually explained by a field cancerisation effect linked to the exposure of the whole mucosa to the same amount of carcinogens 26, associated with multiple genetic mutations at dispersed sites in the bronchial tree 27. This is further suggested by the finding in this study that previous ENT cancer history was associated with the presence of high grade pre-invasive lesions. However, the independent associations of synchronous invasive lung cancer and carcinogen exposure with the presence of high grade pre-invasive bronchial lesions suggest other hypotheses such as increased genetic susceptibility to carcinogens, production of growth factors by the invasive tumour or the host and clonal expansion of a single mutation in the bronchial epithelium as reported by Franklin et al. 28. This finding as well as a recent report of multiple high grade pre-invasive lesions 5 should prompt more research on such mechanisms. In the current study, the prevalence of high grade pre-invasive lesions was lower in subjects that had stopped smoking for >1 yr before the endoscopic exploration, suggesting a promotor activity of tobacco smoke on the transformed bronchial epithelium. This finding is in accordance with previous epidemiological studies showing a decrease of lung cancer risk with the length of smoking cessation in exsmokers 29, a lower prevalence of high grade lesions in former smokers relative to current smokers 30 and regression of high grade pre-invasive lesions after smoking decrease 31. However, a recent study of pre-invasive lesions detected by autofluorescence bronchoscopy by Lam et al. 19 did not find a significant association between the presence of high grade pre-invasive lesions and smoking cessation. This discrepancy could be linked to a difference in the definition of high grade pre-invasive lesions, as Lam et al. 19 included moderate dysplasia as well as severe dysplasia and CIS in high grade pre-invasive lesions. Several potential limitations of the current study should be considered. First, moderate dysplasia was not included among high grade lesions because it has been shown to spontaneously regress much more frequently than severe dysplasia and CIS 6. Consequently, the number of individuals with high grade pre-invasive lesions was relatively small (n=21), suggesting that the results should be confirmed with larger studies. However, the associations between the presence of high grade lesions and smoking status, asbestos and nonasbestos occupational exposure, as well as the dose-effect relationship with duration of asbestos exposure remained significant when subjects with either cured or synchronous lung cancer or both were excluded (data not shown). Moreover, the association between the presence of high grade pre-invasive lesions and synchronous lung cancer as well as smoking status and asbestos exposure remained significant when moderate dysplasia was included among high grade lesions. Secondly, because of the invasiveness of the endoscopy procedure, leading to a narrow selection of high-risk subjects, the population may differ from the series usually described in the literature and the results may only apply to high-risk subjects. Furthermore, the study included very few nonsmokers (n=13), limiting the ability to assess tobacco-related risk. Thirdly, the findings only apply to pre-invasive lesions preceding squamous cell bronchial carcinoma occurring in the accessible proximal bronchial tree. Fourthly, fluorescence endoscopy may not allow an exhaustive detection of pre-invasive lesions of the proximal bronchial tree. However, all previous studies 712 but one 32 strongly support an increased sensitivity of fluorescence endoscopy relative to white light endoscopy. As >6 sites per patient were biopsied on average, the authors are confident that only a small proportion of high-grade bronchial pre-invasive lesions was missed in this study. Fifthly, the data are cross-sectional and do not offer proof that exposures found to be associated with high grade lesions are risk factors. While it seems highly likely that active smoking and occupational exposure preceded the occurrence of high grade lesions and are actual risk factors, it is unclear whether synchronous invasive cancer is a risk factor for high grade pre-invasive lesions or whether they both originate from a common carcinogenic process as discussed above. Despite these potential limitations, the authors believe that the data presented here may have a significant impact on management of patients at high risk of lung cancer. This study demonstrates that occupational exposure to respiratory carcinogens and particularly asbestos fibres is independently associated with the presence of high grade pre-invasive lesions of the proximal bronchus and confirmed that active smoking is independently associated with the presence of these lesions. These early precancerous or intraepithelial cancerous lesions are accessible to diagnosis using recent endoscopic procedures such as fluorescence endoscopy. The authors recently showed that 87% of carcinoma in situ and 37% of severe dysplasia remain high grade lesions or more at 2 yrs 6. However, it is clear that a systematic endoscopy programme to detect these lesions would require very large resources, implying that the target population should be narrowed to a very high risk, well defined population. Given their high prevalence of high grade pre-invasive lesions and corresponding predicted probabilities, active smokers exposed to occupational respiratory carcinogens and patients with recently resected invasive lung cancer may represent a population of choice for such programmes. Further studies would also be needed to determine if early intervention such as systemic chemoprevention or conservative endobronchial treatment of high grade intra-epithelial lesions have a significant impact on survival in this selected population.
The authors thank R. Medeiros for his valuable advice in editing this manuscript.
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