Copyright ©ERS Journals Ltd 2002 Evaluating the effects of asthma therapy on childhood growth: principles of study design1 Department of Child Health, King's College, University of London, UK. 2 Paediatric Endocrinology, The Middlesex Hospital, London, UK. 3 GlaxoSmithKline, Uxbridge, UK CORRESPONDENCE: J.F. Price, Dept of Child Health, King's College Hospital, University of London, Denmark Hill, London, SE5 9RS, UK. Fax: 44 02073463657. E-mail: john.price@kcl.ac.uk Keywords: asthma, child, corticosteroids, growth, research design
Received: May 31, 2001 Abstract
Inhaled corticosteroids have been established as the most effective treatment for childhood asthma. However, concerns persist regarding their potential effects on growth and, most importantly, final height.
To assess their effects on growth, inhaled corticosteroids can be compared with placebo (type 1 study), nonsteroidal anti-asthma therapy (type 2 study), another inhaled corticosteroid (type 3 study) or "real-life" anti-asthma therapy (type 4 study). Owing to the difficulties in obtaining final height data, several different surrogate measures have often been used: short-term lower leg growth, longer-term statural height growth velocity, childhood height and predicted final height.
This paper discusses the choice of end point, key trial design issues (including selection and number of subjects in the active and control populations) duration of assessments and methods for measuring height and data analysis, in the context of the different study types.
Specific study design recommendations have been developed after consideration of these factors, and these principles will be used to guide the interpretation of previously published growth studies.
Inhaled corticosteroids remain the most effective treatment for persistent asthma and are recommended as first-line therapy for children with persistent symptoms 7, although concerns persist regarding their possible effects on childhood growth and particularly effects on adult height. The interactions of glucocorticosteroids with growth hormone and the regulation of growth are complex. Acute exposure to glucocorticosteroids can enhance growth hormone release 8, but long-term exposure impairs its release 9. Glucocorticosteroids can also inhibit the effects of growth hormone at target tissues and reduce the activity of insulin-like growth factor-1 10. The effect of systemic glucocorticosteroids on growth is thought to be dose-dependent 11. Thus, all inhaled corticosteroids could, in theory, cause growth impairment if administered at a sufficiently high dose. In July 1998 the Food and Drug Administration (FDA) held a 2-day meeting, reviewing all relevant inhaled and intranasal corticosteroid data with regard to childhood growth 12. The stated aim was to consider making recommendations about class labelling for these treatments, to safeguard the health and safety of children with asthma requiring such treatment. Of the 55 studies reviewed by the FDA, most were considered to be poorly designed and generally the results of these latter studies showed no effect on growth, or were inconclusive. Only four randomized studies of at least 6 months' duration were considered well-designed 1316, and these showed a mean reduction in growth velocity of 1 cm·yr1 compared with placebo or other control (0.51.5 cm·yr1). These studies also showed a mean reduction in height velocity standard deviation score (sds) of 0.58 (0.280.88). On this basis the FDA recommended class labelling for all inhaled and intranasal corticosteroids pertaining to the possible effects on growth velocity in children with asthma 12. They recommended that growth should be regularly monitored by stadiometry in patients receiving these agents, that each patient should be titrated to the lowest effective dose, and that growth studies would be required for all new products and requested for all approved products. The FDA also recommended the following "gold standard" for the design of growth studies: 1) a minimum of 6 months' run-in, with height measurements made on at least three separate occasions, 2) a minimum of 1 yr's randomized treatment to avoid seasonal effects and 3) a 6-month follow-up period at the end of the randomized phase, during which nonsteroidal treatment is administered. Clearly this latter recommendation poses substantial medical and ethical problems in patients whose asthma is wholly or partly controlled by inhaled steroids, as well as being impractical to conduct and fraught with difficulties in terms of analysis. Careful consideration of many different factors is required when interpreting the data from growth studies, as several aspects of study design can confound the results. In addition, the fact that asthma itself can affect childhood growth further complicates the interpretation of these studies 1719. Long-term, accurate and precise measurement of growth is necessary to avoid the problems of short-term and seasonal variations in growth velocity. The inclusion of a valid comparator group is also important, while a relatively large number of patients is required to provide appropriate statistical power. In many studies, fixed-dose inhaled corticosteroid therapy is used and, consequently, children whose asthma symptoms are well controlled receive a higher dose than they would do in clinical practice. These and a number of other key issues necessitate careful consideration in designing and interpreting the results of growth studies in children with asthma. The purpose of this two-part review is to highlight key factors to be considered when designing or appraising studies to assess the effect of inhaled corticosteroid treatment on growth velocity, and to examine the findings of previously published studies. The first part will focus on aspects of study design and provide recommendations for the design of scientifically robust growth studies. The second part will comprise a systematic review of published growth studies, and discuss the design and results of these studies in light of these recommendations 20. Factors affecting childhood growth
Childhood growth is a complex process, dependent upon pulsatile, principally nocturnal, release of hormones (principally growth hormone) and, in later childhood, sex hormones 10. Three distinct postnatal growth phases are identifiable. During infancy, there is a period of rapid growth, with body length typically increasing by 50% in 1 yr. The height achieved at the end of this growth phase is principally dictated by genetic and nutritional factors, but birth weight exerts an influence on growth velocity. Prematurely born infants, and some individuals who were small for their gestational age, demonstrate "catch-up" growth during the first year of life, and this process may continue for as long as 2 yrs. Following infancy, there is a period of gradually decelerating growth that lasts until puberty. During this period, growth is mostly determined by growth hormone secretion alone, and few children cross into different height percentiles. The third growth phase is associated with puberty and consists of an initial period of slow growth (slower than the previous years of relatively steady growth) followed by a growth spurt that lasts
Growth study design classification
At the outset of a clinical trial, it is important to clarify whether the aim is to measure the absolute effect of an inhaled corticosteroid on growth or to compare it with an alternative treatment approach (e.g. alternative inhaled corticosteroid, or nonsteroidal therapy with or without oral corticosteroid treatment as required). The present authors have devised a simple classification system for clinical trials assessing growth in children with asthma receiving inhaled corticosteroids (fig. 1
A type 1 study may provide ideal data for measuring the absolute effect of the inhaled corticosteroid on growth, indeed, the FDA have recommended this type of study be used for this purpose. However, there are both ethical and statistical problems associated with this approach. Ethically, type 1 studies are only feasible in patient populations with mild-to-moderate asthma, as placebo is inappropriate for patients with more serious disease, prone for example to significant symptomatic deterioration and exacerbations, and ethical recommendations are continuing to tighten in many countries. As a result, it is not possible to directly compare high-dose inhaled corticosteroid treatment with placebo in an appropriate patient population. In addition, withdrawal of patients experiencing severe symptoms of asthma is significantly more likely from the placebo group, leading to an imbalance in disease severity in the two groups completing the trial. Since disease severity can affect growth velocity (discussed further in the Selection of subjects section) 11, 19 a bias towards greater growth velocity in the placebo group can be expected. An additional source of bias could be improved asthma symptom control in the inhaled corticosteroid group compared with the placebo group, although the effect of this on growth velocity remains to be determined. Nonsteroidal therapies are considered to have no direct effect on growth velocity and the ethical difficulties with this type of study (type 2) are reduced in comparison with the inclusion of a placebo group. However, differential symptom control with steroidal versus nonsteroidal therapy could bias the results in the same way as for type 1 studies, and to minimize the likely differences type 2 studies are only suitable for patients with mild-to-moderate asthma. Since oral corticosteroids may be required to control exacerbations, particularly for patients with less mild disease, type 2 studies will likely compare the inhaled corticosteroid with an alternative "treatment strategy" as opposed to strictly nonsteroidal therapy. Clearly, all oral corticosteroid use needs to be carefully documented. Another disadvantage of a study comparing an inhaled corticosteroid with nonsteroidal treatment is that blinding can be difficult. Nevertheless, there are medical and ethical arguments in favour of type 2 studies over type 1, as all patients receive some form of anti-inflammatory treatment. Statistically, both type 1 and type 2 studies should be designed to establish at least noninferior growth in the inhaled corticosteroid group (i.e. one-way equivalence studies). Type 3 studies are useful in enabling physicians to choose between different inhaled corticosteroids for the treatment of children with asthma. A distinct advantage of these studies is that patients with more severe asthma can be enrolled with a minimum of problems from differential symptom control in the two study groups. Type 3 studies cannot, however, provide information on the absolute effect of a particular inhaled corticosteroid on growth. Also, the use of oral corticosteroids by patients in type 3 studies will complicate the interpretation of the results, as any reduction in growth could be attributed to either form of corticosteroid therapy. Statistically, type 3 studies may be powered to establish noninferiority or superiority depending on whether the objective is to show that the inhaled corticosteroid is as good as or better than the comparator in terms of any effect on growth velocity (discussed in Data analysis section). A weakness of study types 13 is their use of fixed-dose medication. This is impractical in the long-term and inevitably leads to some patients receiving inappropriate doses, in the case of inhaled corticosteroids this may lead to unnecessary systemic effects and therefore, potentially, reduced growth velocity. By allowing appropriate dose adjustment, type 4 studies are more likely to give a true indication of effects on growth velocity as seen in clinical practice. Also, because a variety of comparator treatments can be used, there is little constraint on the severity of asthma that can be assessed in type 4 studies. This is the most suitable study type for assessing treatment effects on final height. However, a delay of puberty caused by inhaled corticosteroid treatment may not be detected if final height is the end point; height measurement throughout the study is necessary to fully characterize any treatment effects on growth. One of the main difficulties with type 4 studies is statistical analysis. Events that could affect growth such as dose adjustment, use of oral corticosteroids and poor asthma control will occur in most subjects during long-term studies, and it may be expected that not all these events will be fully documented. In addition, if the study is retrospective, differing prescribing practices may have resulted in only the more severely ill patients receiving inhaled corticosteroids and hence again disease and drug effects are confounded. Type 4 studies showing similar outcomes between treatment groups indicate that the inhaled corticosteroid does not impair growth, but if there is a difference between patient groups the difference may not be able to be attributed to the study treatment. Thus, type 4 studies should always be designed to establish noninferiority as opposed to superiority. A further consideration regarding type-4 studies relates to generally accepted treatment guidelines which include "step-down" therapy for individuals whose asthma has been brought under control. This approach can be adopted to ensure that the study reflects everyday clinical practice, although care must be taken to avoid exacerbations caused by premature or excessive dose reductions. The starting dose may either be fixed for all subjects, or chosen by the investigator according to each patient's requirements. Growth studies: design criteria
Choosing a parameter to assess effects on growth
Lower leg growth during childhood
Growth during childhood
Successive measurements of growth velocity are not well correlated because of the cyclical nature of growth over the short (1-yr) and longer term (2-yrs) 25, 26. Given the cyclical nature of growth, control data are essential for any study and, because of the longer-term trends in childhood growth (fig. 2
A number of different methods can, in theory, be used to assess childhood growth. Extrapolation of knemometry data to longer-term childhood growth (e.g. annualizing 1-month data) has limited value because of short-term variability in growth velocity 22, 27. Furthermore, if an inhaled corticosteroid affects growth to a certain extent during the early months of treatment, with growth velocity during later treatment approaching normal (as suggested in some studies) 16, 28 annualizing short-term data would overestimate the effect of treatment on growth. Change in height from the beginning to the end of a long-term study can be used, but the use of just two time points considerably increases the potential for inaccurate data due to measurement error. A more accurate estimate of growth rate is obtained by measuring height at a number of time points during the study, then performing linear regression of height against time. Growth velocity data are therefore dependent on the precision and accuracy of height measurement, upon which is superimposed the biological variability arising from short- and long-term growth cycles. Comparison with normal growth values from a population of healthy children is possible, and is one method favoured by regulatory authorities and growth experts, not least because the method allows correction for any intergroup differences in age or sex distribution. To achieve this, data from the study population are converted to growth sds. This involves subtracting the "standard" or normal growth velocity for the subject's age and sex from the observed value in the population, and dividing the result by the standard deviation of the standard population value. The sole focus in this case should be comparison between study groups rather than comparison with a "normal" population, as differences from "normal" values could either be due to asthma itself or to the treatment. For patients with severe disease, who require high-dose inhaled corticosteroid therapy, reduced growth velocity is likely to be observed but cannot simply be interpreted as being due to the corticosteroid. Also, the effect may not be unacceptable in this population, because poorly controlled asthma may lead not only to impaired growth, but also to serious morbidity or even death. sds may also be helpful in determining the effect of asthma itself when examining differences in growth velocity between asthmatic patients treated with placebo or nonsteroidal anti-inflammatory agents and age- and sex-matched healthy subjects. This is most likely to be applicable in type 1 and 2 studies. "Normal" population data are unavailable for most national populations, making it impossible to account for ethnic or environmental differences that are particularly problematic in multicentre studies. Whatever method is chosen to measure growth, it is important to consider the limitations of all growth velocity data, given the potential variability of growth velocity over time for any individual child.
Height during childhood If height is to be used as a study parameter, height at the beginning and end of treatment should be expressed in height centiles with respect to the "normal" population and compared. A shift to a lower centile over the period of the study can be interpreted as evidence of impaired growth. As mentioned earlier, the use of just two time points increases the potential for inaccurate data due to measurement error. Therefore, the accuracy and precision of height measurements made by trained staff using high-quality apparatus becomes even more important.
Predicted adult height As with height, it is questionable whether corticosteroid treatment would exert a measurable or clinically significant effect on predicted adult height during a study period, particularly if there is a lag between the treatment and an effect on skeletal ossification. Measurement of the effect of inhaled corticosteroids on predicted final height will be complicated by the fact that asthma itself can delay skeletal maturity and affect childhood growth patterns. In addition, bone age can only be estimated accurately in children aged >2 yrs, and height prediction is only reliably performed in children aged >6 yrs. Therefore, predicted final height is not considered as a suitable primary end point for study types 13 and short-duration type 4 studies.
Final height
It is possible to include additional factors to improve the interpretation of data when using final height as the end point. The spread of heights in the general population is
Selection of subjects For studies of final height (usually type 4), it is preferable to recruit children who are initially prepubertal, to ensure that the effects of treatment throughout childhood are assessed. Clearly, children entering puberty during the study are not excluded. A lower age limit of 4 yrs is generally appropriate for all study types because of the changing influences of hormonal and nutritional factors on growth velocity in younger children, and the lower age limit is raised to 6 yrs if predicted adult height is one of the study parameters. However, in some circumstances it is necessary to assess the effect of inhaled corticosteroid therapy in younger children. Children younger than 4 yrs should in all cases be studied separately, and care must be taken to account for factors such as birth weight and nutrition. Standing stadiometry is only possible for children who are older than 1 yr, though infants' length can be measured accurately and precisely using an infantometer, which measures the length of the infant lying down.
Severity of asthma/asthma control Aside from the increased requirement for oral corticosteroid treatment, possible reasons for asthma causing growth impairment are: delayed puberty, reduced growth hormone secretion, other endocrine malfunction, decreased appetite and increased energy demands 11, 19. Additionally, exercise may have a contributory effect, as children with asthma tend to exercise less than those without disease and exercise is associated with increased growth hormone levels in asthmatic children 37. In any case, there appears to be a positive correlation between asthma severity and the degree of growth impairment 11, 19. It is also worth noting that the systemic bioavailability of inhaled corticosteroids is affected by disease severity. In healthy volunteers, pulmonary absorption of inhaled corticosteroids is higher than in patients with asthma, leading to greater systemic bioavailability 38. Indeed, the evidence indicates that the greater the level of airflow obstruction, the lower the systemic exposure 39. Therefore, to provide data that are relevant to clinical practice, the effects of high-dose inhaled corticosteroids need to be assessed in patients with appropriately severe asthma. Since type 1 and type 2 studies can only be performed in patients with mild-to-moderate asthma, high doses of inhaled corticosteroids cannot be compared directly with placebo or nonsteroidal therapy. Besides disease severity, the degree of asthma control may also influence both the treatments required by the patients and their growth. Clearly these two are linked, but some patients may have mild-to-moderate disease which is not well controlled resulting in symptoms and exacerbations, while patients with more severe diseases may be well controlled on inhaled corticosteroids. The degree of disease control may, in such circumstances, have as substantial an impact on growth as the underlying disease severity. Ideally, both disease control and disease severity need to be accounted for throughout the study, to ensure that these factors do not affect growth independently of the study treatments.
Height and growth velocity Patients should also be excluded if they are outside the normal range for growth velocity. For example, Turner's syndrome is associated with reduced growth, which would confound the effects of asthma or therapy on growth. The 1090% percentile range for growth velocity seems to be appropriate for inclusion in clinical trials, but there are currently few data on which to base this conclusion. Selection of patients according to their growth velocity requires a run-in period of at least 12 months, to ensure accurate assessment of growth velocity. Assessment during run-in also enables comparison of growth velocity before and after inhaled corticosteroid treatment. However, such run-in periods pose substantial practical, medical and ethical challenges, particularly if treatment with inhaled corticosteroids is not permitted during this period.
Congenital and environmental factors
Control population Differences between delivery devices used by the inhaled corticosteroid and control groups should be minimized, as the dose delivered to the patient's airways and particle size distribution vary between devices, potentially affecting systemic availability 42. This consideration is most important for type 3 studies, as a true comparison of different inhaled corticosteroids can only be achieved if the delivery device is identical for the two drugs. In practice, this is not always possible, and use of the same type of device (e.g. dry powder inhaler, metered-dose inhaler) is the best compromise. Nevertheless, it is known that differences exist between inhalers of the same type from different manufacturers, and this should be borne in mind when interpreting the results 43.
Duration of growth assessment
Run-in and follow-up periods of 6 months' duration have been recommended by the FDA to allow growth measurements to be made in the absence of inhaled corticosteroid therapy. This would allow growth velocity to be measured before treatment and for any catch-up growth after treatment cessation to be detected, improving the possibility of detecting any effect of the inhaled corticosteroid on growth. Ideally, the duration of the run-in and follow-up periods should be 1 yr to avoid the confounding short-term factors described earlier. However, there are likely to be substantial medical, ethical and practical difficulties with therapy during run-in or follow-up. In some countries, treatment of asthmatic patients with placebo or nonsteroidal therapy may contradict national guidelines on asthma therapy. An additional problem arises from patients withdrawing from the study due to poor disease control during run-in. This may bias the study population towards patients with more mild asthma, perhaps excluding a subset of patients who may be more or less sensitive to the effects of inhaled corticosteroids on growth. A follow-up period with discontinuation of corticosteroid therapy is ethically difficult to justify, and any variability of treatment and disease control during this period would make the results very difficult to interpret.
Measurement of height Measurements should be taken approximately every 3 months to optimize the accuracy of growth assessment. If it is desired to assess whether the effect of corticosteroid treatment on growth occurs only in the first few weeks of treatment, more frequent measurements should be taken at the beginning of the study. Young infants' statural height, up to the age of 1 yr, is measured in the supine position using an infantometer or kiddimeter. As with stadiometers, digital apparatus is available to measure infants' length with an accuracy of 0.1 cm. However, the use of this apparatus introduces another complication due to an increase in measured height of up to 1 cm compared with using a stadiometer 48. In general, methods of measuring statural height other than stadiometry or infantometry have not been standardized and are less reliable, although a recently developed portable apparatus using ultrasound to measure statural height has been shown to have accuracy approaching that of stadiometry 49.
Data analysis
For studies using growth velocity expressed in sds as the primary end point, the sample size may be expected to be slightly smaller than for cm·yr1, as sds accounts for variation due to age and sex. The present authors calculated sds ranges for males aged 3 and 10 yrs corresponding to the minimum detectable differences used previously (cm·yr1), and assumed the middle of this range could be taken as the minimum detectable difference (sds) for most studies. Table 3 1.5 sds 34, 50. Unexpectedly, the variability from these two studies (and therefore sample-size estimates) increased when using growth velocity sds as opposed to growth velocity in cm·yr1. This is likely due to the fact that the standard charts, from which sds are derived, are based on healthy children rather than children with asthma, and hence may not accurately reflect the population being studied.
Patient numbers are not included in the sample size tables for type 4 studies using growth velocity as the primary end point because there are insufficient data from studies of this type to estimate the variability reliably. Comparison of the inhaled corticosteroid group with the control group is generally the main focus of data analysis, regardless of the study type. Conversion of height data to growth velocity (cm·yr1) can be done quite simply by constructing a regression slope for each patient using all height measurements taken at baseline and during the treatment period. The estimate of growth velocity for each patient is taken as the gradient of this slope (e.g. 5 cm·yr1). The greater the number of data points, the better the estimate of growth velocity. These data can then be analysed using analysis of covariance techniques including terms for congenital and environmental factors as described previously. A more elegant alternative, that eliminates the need to calculate a regression slope for each patient, is to fit a mixed effects model, where subject effects are assumed to be random and all other effects are considered as fixed. Height is regressed on treatment, time plus other covariates, and the treatment by time interaction tests whether the treatments have different effects on growth velocity. In this type of analysis, subjects with more variable data (perhaps due to fewer height measurements because of early withdrawal), are given less weight in the analysis. Care should be taken when employing this method if dropout from the trial is not random (e.g. due to inferior comparator treatment).
Childhood height and predicted final height Predicted final height data are analysed using the same principles as for childhood height.
Final height
If predicted final height is measured for participants in final-height studies, the main aim of data analysis is to firstly obtain a comparison of actual versus predicted final height for each patient, and then compare treatments by assessing whether one treatment group creates a greater shortfall from predicted final height. In the absence of predicted height data, it is only possible to compare the final-height data between the treatment groups. Gender and nationality should be accounted for in the analysis, either through the use of final height sds scores or as covariates in the statistical model. Analysis of covariance techniques should be used to compare treatment groups for both final height and actual versus predicted final height, including appropriate environmental covariates.
Populations to be analysed For study types 13, it is recommended that subjects who reach puberty at any point during the study are excluded from all data analysis, because of the marked and often unpredictable effects that this physiological state has on growth (prepubertal slowing and pubertal growth spurt), potentially confounding treatment effects. An interesting alternative would be to analyse the results of subjects going into puberty during the study separately, with the specific aim of increasing understanding of any potential effects of corticosteroids on growth during puberty. For subjects discontinuing study therapy, postwithdrawal growth data for the entire study duration should be included, if possible, in a supplementary mixed-model analysis, as this can eliminate some of the problems arising from a higher dropout rate in the control population. This approach may also provide comparative "real-life" data with alternative therapies that are used in clinical practice. Possible effects of the degree of asthma control on growth velocity should also be considered. For example, subanalysis of growth data could be carried out according to the number of exacerbations or a predefined level of asthma control, particularly taking into account the level of exercise and normal physical activities that the subjects engage in (although such analysis needs to be stated a priori). Asthma control should therefore be recorded during the study according to predefined criteria. Conclusions A large number of factors can potentially confound the results of studies assessing the effect of inhaled corticosteroid treatment on growth in children with asthma and it is important to be aware of all these factors when designing or interpreting such studies. The study objectives affect the influence of some confounding factors and the present authors have devised a new and simple classification system for growth studies to assist in the development of design recommendations that are appropriate for individual studies. The next step is to apply these principles to the interpretation of previously published growth studies, and this is the aim of the second part of this review.
References
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