Copyright ©ERS Journals Ltd 2001 A case-control study of lifestyle risk factors associated with tuberculosis in Liverpool, North-West England1 North West Public Health Observatory, John Moores University, 2 Liverpool School of Tropical Medicine, 3 Communicable Disease Surveillance Centre (North West), 4 Tuberculosis Research Unit, Liverpool, UK CORRESPONDENCE: K. Tocque, North West Public Health Observatory, Public Health Sector, Liverpool John Moores University, 70 Great Crosshall Street, Liverpool, L3 2AB, UK. Fax: 44 01512314435 Keywords: disease, exercise, exposure, quality of life, smoking, socioeconomic
Received: February 4, 2001
The study was funded by the Smith Charity, and was approved by the Research Ethics Committees of Aintree Hospitals NHS Trust, Cardiothoracic Centre Broadgreen Hospital and South Sefton Health Authority.
The aim of this study was to identify the subtle influences of exposure and individual lifestyles on the risk of developing tuberculosis. A retrospective case-control study (with matching by sex, age, postcode and ethnicity) of all tuberculosis cases notified over a 7-yr period in Liverpool, UK, was carried out. Multiple logistic regression showed that, before diagnosis, cases were 7.4 times more likely to have had visitors from abroad; 4.0 times more likely to have been born abroad; and 3.8 times more likely to have lived with someone with tuberculosis. Subtle socioeconomic factors were also evident with cases 4.0 times less likely to have additional bathrooms. Lifestyle factors emerged with cases 2.3 times more likely to have smoked for at least 30 yrs, 3.8 times less likely to eat dairy products every week and 2.6 times less likely to have had high blood pressure. At interview, these factors were still evident, but cases, unlike controls, had reduced their smoking and alcohol consumption and were less likely to go out of the home or exercise than before their illness. Within individuals, lifestyle consequences of tuberculosis lead to a "healthier" lifestyle on the one hand (less smoking and alcohol consumption), but a reduced quality of life (social activity) on the other. One-third of the global population is infected with Mycobacterium tuberculosis and it is estimated that 30 million people will die from tuberculosis during the next 10 yrs 1. The recent resurgence of tuberculosis in England and Wales is estimated to have resulted in 8,000 more cases of tuberculosis, between 19881993, than would have been predicted from previous trends 2. Within the developing world, the reasons proposed for the increase in disease are population expansion, inadequate coverage by control programmes, poor cure rates and case holding and the interaction of human immunodeficiency virus (HIV) infection with tuberculosis 3, 4. Within the developed world, the recent increase has principally been associated with immigration from developing countries 57, increasing poverty 810, unemployment 10, overcrowding 11, smoking 12, homelessness 13, 14, an ageing indigenous population 15, 16 and, particularly within the USA, HIV infection 17, 18. However, other studies, by analysing several geographical measures together, have shown that rates of disease across urban areas of England were geographically more closely associated with the proportion of the population that were of non-White ethnic origin than with economic deprivation indices 19. The majority of individuals in a population do not develop tuberculosis, either due to lack of exposure or due to individual characteristics that limit development of the disease after exposure 20. The city of Liverpool has experienced one of the most rapid increases in tuberculosis cases in the UK, with a 30% rise between 19871993. Given this rise in tuberculosis and the known link between social deprivation and rates of disease within electoral wards in the city 8, the authors have used Liverpool as a model to test the hypothesis that the exposure of individuals to tuberculosis and lifestyle factors are associated with the development of tuberculosis. This study aimed to quantify the relative effects of these factors at the individual (not geographical) level. For this, reason attempts were made to control for general socioeconoinic conditions (by matching for street-based postcodes) and ethnic origin (by matching on surname) in order to elucidate subtler lifestyle risk factors.
Subjects and procedure A retrospective case-control questionnaire survey was conducted in the city of Liverpool in North-West England. Cases were defined as those notified with tuberculosis between January 1, 1989June 30, 1996 to the Consultants for Communicable Disease Control for Liverpool and South Sefton Authorities (which form part of Liverpool City). The diagnosis was confirmed by examination of hospital case notes and bacteriological culture records. Records of all mycobactenal isolates were obtained frorn the four microbiology laboratories within Liverpool and patients with nontuberculous mycobacteria were excluded. Patients that were culture negative and not thought to have tuberculosis on clinical grounds were excluded. The case-definition criteria were either proven by culture or with an abnormal radiograph (or acid-fast bacilli (AFB) and granuloma and caseation) and positive tuberculin test and response to treatment. Controls were recruited from the Liverpool and Sefton General Practitioner databases and matched to cases according to street-based postcode (full outcode plus first digit of incode), sex, date of birth±3 yrs and ethnic origin 21.
Recruitment
Interviews and Heaf testing
The questionnaire
Statistical analyses
Statistical analyses were performed for two time periods: 2 yrs before tuberculosis was diagnosed and the present day (i.e. when the interview was conducted). The time between interview and tuberculosis diagnosis ranged from
Recruitment A total of 430 individuals were identified (61% of whom were culture positive) with tuberculosis during the 7-yr study period. Of these, 111 (26%) had died and 110 were untraceable or had uncertain diagnosis. Of the 219 remaining cases, 144 replied (66%) and 112 were interviewed (61% culture positive). There were no significant differences between the age, sex or area of residence between all individuals notified and the cases recruited to the study. A total of 198 suitable controls were recruited and 168 of these received a Heaf test. Those with a grade 3 or 4 response (n=7) were interviewed and radiography performed to exclude active tuberculosis.
General characteristics: matching of controls
There was a significantly lower proportion of non-Whites in the control group than in the cases. This was due to difficulties in obtaining enough controls from ethnic minorities because of the low numbers in the Liverpool population: 3.8% non-White (ONS 1991 Census Local Area Statistics). As a consequence, fewer cases were born in the UK and more had lived abroad (table 1
Socioeconomic features of cases and controls
Some socioeconomic variables did differ between cases and controls. A lower proportion of cases owned or mortgaged their house, cases were significantly less likely to have more than one bathroom, and a lower proportion of cases earned >£10,000 per annum (table 1
Lifestyle features of cases and controls Despite the fact that cases were significantly less likely to have taken holidays in the last 15 yrs, foreign-born cases were more likely to have visited their country of birth than foreign-born controls: 53% compared with 25%. Also, cases were significantly more likely to have had visitors from a non-British country of birth: 5.4% of cases had >3 visitors (up to 18) in the preceding 15 yrs.
A significantly higher proportion of cases had smoked cigarettes at some time in their life: 71% compared with 62% of controls (Chi-squared=3.03, p<0.05) and a higher proportion had smoked for >30 yrs (table 1
There was also no difference in the occurrence of most long-term illnesses: overall 6% had diabetes; 12% heart disease; 4% a stroke; 43% arthritis or bone/joint problems; 3% kidney disease; 5% cancer; and 1.3% had had a gastrectomy. However, cases were significantly less likely to have high blood pressure (11% compared with 19%) and more likely to have taken gastric-acid inhibitors for
Changes over time
Risk factors for tuberculosis (multivariate analysis)
Two years before the diagnosis of tuberculosis, cases were less likely to have been born in the UK, more likely to have lived with someone with tuberculosis and more likely to have had a visitor from their country of birth. Also, they were less likely to have more than one bathroom, more likely to have smoked for >30 yrs and less likely to eat dairy products every week or to have high blood pressure. In addition to these risk factors, at the time of interview, cases were also significantly less likely to go out of the home during an average week.
This study has shown that the risk factors for tuberculosis are multifaceted. Exposure to tuberculosis and being born abroad were both associated with an approximately five-fold increase in the probability of developing tuberculosis. Socioeconomically, cases were less likely to have more than one bathroom. Lifestyle differences showed that cases were more likely to smoke and less likely to eat dairy products. The only medical factor to show a difference was that cases were less likely to have high blood pressure than controls. Selecting controls on a street-based postcode (full outcode plus first digit of the incode), age and ethnic origin resulted in some difficulty in recruiting controls because of the low proportion of non-White ethnic groups in the general Liverpool population. Five controls per case were contacted in order to achieve an adequate number of controls, and finally recruited 1.76 controls per case. Also, given the older age of tuberculosis cases and the death of 26% of cases over the 7-yr period, there was a relatively low recruitment rate. However, the general characteristics of all the cases (age, sex and locality) did not differ from the recruited cases. There was a good level of matching for all basic demographical details between cases and controls. Ethnic groups were included in all multivariate analyses to control for confounding effects of this variable. Also, some subtle housing measures reflecting individual socioeconomic status did differ, with cases less likely to own or mortgage their house or to have more than one bathroom. The single biggest risk factor for tuberculosis using multiple logistic regression was exposure to visitors from the country of birth. This would suggest that tuberculosis is, in part, brought into the country from abroad. Household exposure to tuberculosis and being born abroad carried an approximately equal risk for tuberculosis. After controlling for the greater probability of cases being born abroad than controls, within both cases born in the UK and abroad, there was a greater probability of having lived with someone with tuberculosis than in controls.
Univariate analysis showed that cases were less likely to own their own home and were less likely to have a higher income, and multiple logistic regression showed that cases were less likely to have more than one bathroom (table 2 Prior to diagnosis, cases were more likely to smoke and were heavier smokers than controls. Smoking is known to increase the risk of tuberculosis approximately three-fold 12. There was no difference in the frequency or intensity of alcohol consumption 2 yrs before tuberculosis was diagnosed. At the time of interview, cases were less likely to eat dairy products or take multivitamins regularly. Milk, calcium and vitamin D were used in the treatment of tuberculosis before specific chemotherapy was available 24. The results of this study are compatible with a protective effect of dairy products against tuberculosis 25. These factors would suggest that cases generally had less healthy lifestyles than controls.
Gastrectomy is known to increase the risk of tuberculosis approximately five-fold 26. Here, univariate analysis showed that cases were more likely than controls to have taken H2 gastric-acid inhibitors within the past 6 months (table 1 The structure of this study was such that it was possible to assess changes in lifestyle and socioeconomic factors that were associated with having tuberculosis. Cases reduced their smoking and alcohol consumption, whereas controls showed no such changes over the same time interval. Tuberculosis patients will have been given advice to stop smoking and reduce alcohol consumption at the turie of their diagnosis. It is interesting that this advice seems to have been adopted by a significant number of patients, who continued to live a healthier lifestyle at the time of interview (which may have been up to 7 yrs after the illness). Cases had reduced the time spent outdoors after their illness to a level significantly less than the time spent outdoors by controls. The reasons for this are unclear, but it is possible that cases had a chronic disability which reduced their activity but which was not measured in the survey. Anecdotal evidence suggests that being diagnosed with tuberculosis reduced the social contacts made by the cases and that tuberculosis continues to be a stigmatizing diagnosis in White as well as immigrant communities. A previous case-control study demonstrated that those who developed tuberculosis had experienced a concentration of social disturbances, such as domestic strife, residential and occupational changes, and personal crises during the 2 yrs preceding the development of tuberculosis 27. The authors concluded that those who became ill did so in a situation of stress, which would be conducive to lowered resistance, and postulated psychological crisis as one precipitant cause. These factors were not examined specifically in this study, but no significant differences were found between marital status or recent change of housing in cases compared with controls. Unfortunately, the study did not involve specific measures of physical or mental wellbeing and future studies in this area would benefit from this approach. Although the present study took place in a city with a predominantly White population, the expected effects of immigration and/or contact with tuberculosis were still observed. Also, the known association with smoking as a risk factor for tuberculosis was confirmed. After controlling for the economic status of the locality in which patients live, minor lifestyle differences compatible with less disposable income were observed in cases compared with controls. The protective effects of a dairy-rich diet have been observed, but the often-held view of the association with alcohol was not seen. Despite following a healthier lifestyle after diagnosis and treatment, cases appear to be more socially isolated. The reasons for this deserve more detailed exploration to distinguish the possible effects of chronic physical ill health from potential social stigmatization, which is inappropriate for the 21st century. The results of this study provide evidence that increased global travel, particularly to countries of high prevalence, poses a significant risk of persons being exposed to, and consequently developing, tuberculosis. Trends in international travel mean that barriers between countries with and without high levels of tuberculosis are disappearing. Policies to improve awareness of the risk from tuberculosis related either to travel or to receiving visitors from these areas are now essential preventative measures. While smoking levels decreased in cases (postdiagnosis), diet was still poorer in cases than controls at the time of interview. The importance of diet has been identified elsewhere and should be emphasized in the clinical setting. Finally, the social wellbeing of cases may have decreased after diagnosis through reduced contact with friends and relatives. The stigma still attached to tuberculosis must be addressed through general information campaigns.
The authors are very grateful to North Mersey Community Trust and University Hospital Aintree for permitting the involvement of three tuberculosis/respiratory specialist nurses (S. Jamicson, K. Pye and D. Frost) in interviewing participants.
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