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1 Dept of Pulmonary Medicine, Sahlgrenska University Hospital, 2 Dept of Nursing, University of Göteborg, and 3 Health Care Research Unit, Dept of Internal Medicine, Sahlgrenska University Hospital, Göteborg, Sweden
CORRESPONDENCE: C.P. Engström, Dept of Pulmonary Medicine, Sahlgrenska University Hospital, SE-413 45, Göteborg, Sweden. Fax: 46 31824904
Keywords: chronic obstructive pulmonary disease, Hospital Anxiety and Depression Scale, mood, quality of life, Sickness Impact Profile, St Georges Respiratory Questionnaire
Received: May 16, 2000
Accepted February 20, 2001
This study was supported by a grant from The Swedish Council for Social Research.
| Abstract |
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The patients (n=68) were stratified by forced expiratory volume in one second (FEV1) to represent a wide range of disease severity. Pulmonary function, blood gases and 6-min walking distance test (6MWD) were assessed. HRQL instruments included: St George's Respiratory Questionnaire (SGRQ), Sickness Impact Profile (SIP), Hospital Anxiety and Depression Scale and Mood Adjective Check List.
The strength of the impact of COPD on HRQL was represented along a continuum ranging from lung function, functional status (physical and psychosocial) to wellbeing. Although correlations between FEV1 versus SGRQ total and SIP overall scores (r=0.42 and 0.32) were stronger than previously reported, multiple regression analyses showed that lung function contributed little to the variance when dyspnoea-related limitation, depression scores and 6MWD were included in the models. These three factors were important to varying degrees along the whole range of HRQL.
Physiological, functional and psychosocial consequences of chronic obstructive pulmonary disease are only poorly to moderately related to each other. The present study concludes that a comprehensive assessment of the effects of chronic obstructive pulmonary disease requires a battery of instruments that not only tap the disease-specific effects, but also the overall burden of the disease on everyday functioning and emotional wellbeing.
In chronic obstructive pulmonary disease (COPD), measures of health-related quality of life (HRQL) are nowadays frequently used as descriptive instruments or as outcome measures 16. Since cure is still impossible for most COPD patients, a major goal of care is to improve HRQL. However, limited attempts have been made to identify the factors that are related to the different aspects of HRQL in COPD 7. Such analyses may also shed light on the properties of the questionnaires that are studied and also show their internal relations.
In the case of generic HRQL measures, mainly the Sickness Impact Profile (SIP) 8, three important determinants have been found: exercise tolerance 13, symptoms 3, 4, 9, 10 and emotional status 2, 3, 10. Education 2 and social support 10 have also been shown to explain some of the variance in self-reported health status. All the studies 14, 9, 10 report little or no correlation between the SIP and spirometry, possibly due to a limited range of ventilatory restriction in the populations studied.
Concerning the disease-specific St George's Respiratory Questionnaire (SGRQ) 11, exercise tolerance 1113, dyspnoea 11, 13, 14, anxiety 11, 13, wheezing 11, body composition 14, fatigue 15 and coping strategies 12 have all been reported as significantly related. The correlation to forced expiratory volume in one second (FEV1) is somewhat stronger than to the SIP 1114. Moreover, oxygen tension in arterial blood (Pa,O2) has been found to be significantly related to total SGRQ in patients with hypoxaemia 16.
Emotional wellbeing has been examined in two studies. In one 17, it was reported to be significantly related to symptoms, especially fatigue, and in the other to coping pattern 12.
Thus, several factors have been reported to relate to HRQL in COPD, but they have not been systematically investigated. The aim of the present work is to identify the factors most highly related to HRQL in a well-defined COPD population, stratified to represent a wide range of disease severity. The variables that were analysed were selected to cover an expected continuum from physiology, disease-specific problems, functional (generic) and emotional (generic).
| Patients and methods |
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Patients
Every tenth patient at the outpatient clinic of the Dept of Pulmonary Medicine, Göteborg, Sweden who met inclusion criteria were invited to participate. Inclusion criteria were COPD with FEV1<80% predicted and age 4075 yrs. All of the patients were smokers or former smokers with a smoking history of
10 pack-yrs. Exclusion criteria were other disabling or severe diseases and/or coexistence of other causes of impaired pulmonary function. Patients with a history indicating asthma were excluded. None of them were in acute exacerbation at the time of investigation. Patients included were stratified into three groups according to FEV1: <30%, 3050%, and 5080% pred. When a sufficient number of patients were included in one of the three FEV1 categories, no more subjects were added in that category. In total, 68 patients were entered in the study. Clinical and demographic data are given in table 1
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Health-related quality of life questionnaires
Disease specific
St George's Respiratory Questionnaire
This questionnaire comprises 76 items divided into three sections: symptoms (problems caused by specific respiratory symptoms), activity (restriction of activity by dyspnoea) and impacts (impact on everyday life caused by the disease) 11. Every item has a predetermined weight. Component scores were calculated for each of the three sections and a total score including all items was derived. The scores ranged from 0100% of possible distress. A recently validated Swedish version of the SGRQ was used 21.
Generic
Sickness Impact Profile
Functional status was measured by an extensively validated Swedish version 22 of the SIP 8. This is a well-known generic health status questionnaire, constructed to facilitate comparisons between different health conditions over a range of important functional aspects. It consists of 136 weighted items, grouped into 12 categories: ambulation (A), body care and movement (BCM), mobility (M), emotional behaviour (EB), social interaction (SI), alertness behaviour (AB), communication (C), work (W), sleep and rest (SR), eating (E), home management (HM) and recreation and pastimes (RP). The scale scores are expressed as a percentage of maximum dysfunction to produce a 0100 scale. A score of 0 indicates no dysfunction, a score of >0
10 indicates slight to moderate dysfunction and a score of >10 indicates marked dysfunction. The scores for the categories A, BCM and M form a physical dimension (Phd) and the scores for the categories EB, SI, AB and C form a psychosocial dimension (Psd). All 12 categories are included in an overall SIP score (SIP overall).
Both the SIP and the SGRQ focus on physical dysfunction and should therefore be supplemented with generic measures of emotional distress and wellbeing.
Emotional distress
Hospital Anxiety and Depression Scale
A previously tested Swedish version 23 of the Hospital Anxiety and Depression Scale (HADS) 24 was used to assess emotional distress. The HADS was specifically developed for the detection of anxiety and depression in patients with somatic conditions. It consists of 14 items and gives separate scores for anxiety and depression. Higher scores indicate more emotional distress. Scores of 810 indicate possible psychiatric morbidity and scores >10 probable psychiatric morbidity.
Emotional wellbeing
The Mood Adjective Check List
This is widely used in Sweden as a measure of emotional wellbeing 25. A shortened 38-item version that has proven to have good validity and reliability 26 was used in the present study. It covers three basic dimensions of mood: pleasantness/unpleasantness, activation/ deactivation and calmness/tension. The scores for all the items form an overall Mood Adjective Check List (MACL) score. On this scale, higher scores indicate a more positive emotional state.
| Statistical methods |
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| Results |
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The impact of the disease was considerable according to the SGRQ and slight to moderate according to the SIP. In the HADS, pathological levels (scores>10) were seen in 13% of the subjects (n=9) on the anxiety scale and 7% of the subjects (n=5) on the depression scale.
Data 12 months later showed only small changes. Statistical significance (p<0.05) was found for: mean FEV1 % pred, which decreased from 39.9 to 37.2% pred; mean vital capacity (VC), which decreased from 66.6 to 62.2% pred; and the mean of the SIP psychosocial scale score, which increased from 6.8 to 8.7.
Pearson correlations for the overall SIP scores, the SGRQ total scores and FEV1 at baseline are given in table 2
. The corresponding information on MACL scores is shown in figure 1
. The SIP overall column in table 2
gives a sequence of correlations from low with lung function, to more substantial with overall MACL, HADS depression scores and 6MWD, to stronger with the SGRQ activity, impact and total scores. SGRQ total scores showed a similar sequence and magnitude of correlations. Here, too, the strongest correlations were to other HRQL measures, in this case the SIP physical categories (mobility, ambulation and home management) and the SIP sleep/rest category.
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The FEV1 column illustrates an orderly sequence of correlations, starting with lung function, SGRQ activity, total and impacts scores, 6MWD, SIP physical and SIP psychosocial scores, and finally scores measuring emotional function. This sequence is almost completely reversed for the MACL scores (fig. 1
), with lung function at one end and anxiety and depression scores at the other. The correlation between FEV1 and the SGRQ and the SIP overall scores were 0.42 and 0.32, respectively.
Little or no correlation was found between age, sex, domestic arrangements and the HRQL scores.
Multiple regression analyses
Overall SIP scores (table 3
) showed that, with the SGRQ components included in the model, 67% of the overall SIP variance was explained, mainly by the SGRQ activity scores (partial R2=0.50). When SGRQ scores were excluded, depression scores (HADS) and 6MWD emerged as the best predictors. Lung function alone predicted 29% of the overall SIP scores.
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The SGRQ total scores (table 4
) showed that when the SIP categories were included, SIP sleep/rest and SIP home management showed the strongest relations, followed by depression (HADS) and 6MWD. Lung function alone accounted for 21% of the variance. Data for the SGRQ impacts scores were almost identical. The SGRQ activity scores correlated best with the SIP ambulation scores (partial R2=0.48), followed by 6MWD, while MACL played a minor role. Lung function accounted for 27% of the variance. Only 22% of the variance in SGRQ symptoms scores was accounted for (SIP body care/movement, partial R2=0.05; SIP emotional behaviour, 0.17). Data for the SGRQ section scores are not shown.
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| Discussion |
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In this study, a separate dyspnoea scale was not used since the activity section of the SGRQ has been shown to be closely associated with dyspnoea scales 28. The associations found between HRQL and age, sex and marital status were nonsignificant and/or small, and did not confound the main results of this work.
The presented results show, as expected, that overall SIP scores relate most strongly to other SIP scores, the SGRQ total scores to other SGRQ scores, the MACL scores to other psychological scores, and FEV1 to other lung function data. The SIP work limitations category is an exception in having no correlations to any of the other variables. This is probably due to the relatively small number of patients in working age, as well as to the peculiarities in the scoring algorithm for this category.
There is a strong correlation between the overall SIP and SGRQ total scores, and also between most of their respective subscores. This was also expected since both measures (except SGRQ symptoms) are intended to measure functional aspects of HRQL. In contrast, SGRQ symptoms scores had, at most, only modest correlations with the overall SIP and MACL scores, and no association was found with FEV1. This is in accordance with the conceptual model of HRQL, where symptoms are distinctly separate from function and wellbeing. It must also be noted that 6MWD was located close to the self-reported data on physical function, correlating most strongly with the SGRQ activity and the SIP physical dimension scores (r=0.63 and 0.67, respectively). Moreover, 6MWD is the only clinical measurement related to MACL. Thus, 6MWD appears to represent a more multidetermined measure in which physiological, physical and emotional aspects are involved, and consequently, complements other kinds of exercise tests and HRQL measures.
Stronger relationships were found between lung function and SIP and SGRQ scores than most other investigators 14, 914. This is probably due to differing characteristics of the study populations. The population used in the present study consisted of patients with a very wide FEV1 % pred (1279%), while in other studies the spectrum of FEV1 has been smaller, possibly masking the effects of pulmonary function on HRQL. It was found that FEV1 related best to the SGRQ activity section (r=0.49) and the SIP ambulation category (r=0.49), while VC related best to the SIP physical dimension (r=0.52). VC also correlated better with overall SIP scores than FEV1. The reason for this is unclear, however, this finding has also been reported by Jones et al. 3.
The regression analyses showed that although pulmonary function is important, its relation to health-related quality of life is significantly modulated by three of the factors examined in the present study: 6-min walking distance, dyspnoea-related limitation and depression scores (Hospital Anxiety and Depression Scale). The logical approach must be to study the factors that are in turn associated with these main factors. This has been done to some extent, but not systematically. Dyspnoea intensity as measured by the visual analogue or Borg scales, especially the relationships of visual analogue or Borg scales to work load or minute ventilation, has been thoroughly investigated in previous studies. For example, pulmonary hyperinflation has been described as an important predictor 29. The dyspnoea threshold scales, which are conceptually closer to functional status, have been studied to a lesser degree. As a rule, only modest correlations to lung function have been found 28. The finding that body composition influences health-related quality of life as measured by the St Georges Respiratory Questionnaire via dyspnoea is a further step 14. Factors behind 6-min walking distance have not been systematically investigated, but two aspects have been described: body composition and psychological factors 30, 31. Finally, the Hospital Anxiety and Depression Scale depression scores were related to most aspects of health-related quality of life. This was especially true for the emotional wellbeing or Mood Adjective Check List. In the present study, patients with chronic obstructive pulmonary disease had slightly lower Mood Adjective Check List scores compared to healthy controls 5. However, among the patients, lung function did not correlate with Mood Adjective Check List scores. This means that when the disease is established, other factors tend to predominate. Therefore, factors behind low mood and/or depression in chronic obstructive pulmonary disease should be further investigated. One study 12 has described a coping factor, namely emotional reaction (to disease), as one determinant of mood status. In addition, another aspect, fatigue, measured by the Sickness Impact Profile sleep/rest category appears to be related with the St Georges Respiratory Questionnaire and Mood Adjective Check List scores. This corroborates the findings of two other studies 15, 17.
| Acknowledgements |
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| References |
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