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1 School of Engineering, University of Warwick, Coventry, UK, Depts of 2 Clinical Biochemistry, 3 Cardiology and 4 Respiratory Medicine, Birmingham Heartlands Hospital, 5 Sleep Disorders Program, Circadian, Neuroendocrine and Sleep Disorders Section, Brigham and Women's Hospital/Harvard Medical School, Boston, MA, USA
CORRESPONDENCE: M. Hilton, Circadian, Neuroendocrine and Sleep Disorders Section, Sleep Disorders Program, Brigham and Women's Hospital, RFB-486, 221 Longwood Avenue, Boston, MA, 02115, USA. Fax: 1 6179750809
Keywords: apnoea, autonomic nervous system, heart, heart rate variability, sympathetic, vagus
Received: February 1, 2000
Accepted March 15, 2001
This work was supported by the Mathematics in Medicine Initiative (MiMl) from the University of Warwick and the British Medical Association, Board of Science and Education, Edith Walsh and Ivy Powell Research Grant Award.
| Abstract |
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The awake autonomic nervous system function of 15 male subjects, with mild-to-moderate SAHS was compared to that of 14 healthy controls matched for age, body mass index, gender and blood pressure. All subjects were free from comorbidity. Vagal activity was estimated from measurements of heart rate variability high frequency power (HF) and sympathetic activity was measured from urine catecholamine excretion.
The %HF power was significantly (p<0.03) reduced in SAHS patients (10±1.6 (mean±sem)) as compared to controls (17±3). In addition, HF power correlated with the apnoea/hypopnoea index in the SAHS subjects (R=0.592, p=0.02). There was no statistically significant difference in the daytime excretion of nonadrenaline between control (242±30 nmol·collection1) and SAHS (316±46 nmol·collection1) subjects (p=0.38).
In these sleep apnoea/hypopnoea syndrome patients there was limited evidence of increased waking levels of urine catecholamines. The principal component altering waking autonomic nervous system function, in the sleep apnoea/hypopnoea syndrome subjects, was a reduced daytime efferent vagal tone.
Persuasive evidence indicates that waking sympathetic neural traffic is elevated in sleep apnoea/hypopnoea syndrome (SAHS) patients as compared with healthy individuals 17.
This may contribute to the increased prevelance of hypertension in the SAHS 2. However, the modest daytime levels of hypertension (reviewed in 8) reported in the SAHS are unlikely to be completely responsible for the reported striking increased risk of cardiac morbidity and mortality 9, 10. A limitation of studies that examine only the sympathetic system is that they do not necessarily imply parasympathetic (vagus) tone or describe an autonomic balance. The vagus and sympathetic systems may have separate controllers that allow independent changes in activity in a homeostatic state 11, 12. Withdrawal of vagal efferent activity from the myocardium is known to have adverse cardiovascular consequences 1316. Thus, efferent vagal and sympathetic activity were evaluated during wakefulness in SAHS subjects and matched healthy controls in order to determine whether vagal downregulation plays a role in the aetiology of cardiac disease in the SAHS.
Power spectral analysis of heart rate variability (HRV) offers a noninvasive quantification of efferent autonomic tone. The high frequency (HF) component of the HRV power spectrum is universally regarded as a reliable indicator of efferent vagal activity resulting from respiratory sinus arrhythmia 1720. Power in the low frequency (LF) band is traditionally associated with sympathetic activity primarily from Mayer waves 21, 22; however, it may have some vagal input 17, 23. The LF:HF ratio provides a measure of sympatho-vagal balance 20, 24. Recently, HRV studies have quantified daytime sympathetic and vagal tone in SAHS subjects with conflicting conclusions 7, 2530. This is most likely due to methodological differences such as: 1) ambulatory long-term studies versus short-term resting studies; 2) inclusion of subjects with comorbidity; or 3) lack of matched controls. In addition, the interpretation of HRV sympathetic measures may require careful consideration 31. The majority of previous studies utilizing HRV in the SAHS have not "benchmarked" sympathetic markers with an alternative measure. Thus, the autonomic profile of SAHS subjects during the waking hours is poorly defined.
The principal that autonomic dysfunction during wakefulness in SAHS patients is sympathetically or parasympathetically mediated was tested. To address previous limitations, the daytime (waking) autonomic function of SAHS subjects (without known comorbidity) was compared with that of matched healthy controls. The HF component of the HRV power spectrum was applied to evaluate cardiac efferent vagal activity. Sympathetic activity was measured as the daytime excretion of urine catecholamines and was compared to the HRV sympathetic marker of LF power. Cardiovascular reflex testing was used as a global measure for the identification of clinically overt autonomic dysfunction.
| Methods |
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Cardiovascular reflex tests
After a minimum of 15-min supine, the subjects' systolic and diastolic blood pressures were measured via an arm cuff sphygmomanometer, following which they were asked to stand without assistance. Blood pressure measurements were repeated 1 min after standing. The difference in the systolic pressures between supine and standing was taken as the measure of postural blood pressure change 32. During the same supine to standing period, the heart rate response to standing was calculated as the ratio of the longest ECG R-R interval around the 30th beat to the shortest R-R interval around the 15th beat after standing 32, 33.
Prior to performing the Valsalva manoeuvre, subjects were sat quietly for a period of 5 min. The manoeuvre was performed by blowing into an occluded mouthpiece (glottis open) maintaining an oesophageal pressure of 40 mmHg for 20 s 34, after which the mouthpiece was removed and the subjects' respiration returned to normal for the following 40 s. The Valsalva ratio was calculated as the ratio of the longest R-R interval after the manoeuvre to the shortest R-R interval during the manoeuvre from the average of three technically successful manoeuvres 32, 34.
Holter electrocardiogram and heart rate variability assessment
A two channel Holter monitor (Oxford Medilog MR-45, Oxford Instruments, Abingdon, UK) was used to record the ECG (CM5 and CC5 leads). A trained observer edited the ECG. Only normal to normal R-R intervals were used for subsequent analysis. All ECG records had <5% ectopy. The first 5 min of supine and standing postural states were considered to be stabilization periods and were not included in the HRV analysis. The subsequent 25 min section of data was used for analysis.
Calculation of HRV was standardized according to published criteria 20. Prior to calculation of frequency domain indices, the nonequispaced R-R tachogram was interpolated with a cubic spline and resampled at 3.413 Hz developing a 1024 point equispaced time series per 5-min segment. Preprocessing by removing the least squares linear regression approximated stationarity in the signal. The power spectral density was calculated using Welch's 35 technique for the fast Fourier transform with a Hanning window length of 512 points and an overlap of 256 points. Spectral powers, in units of ms2, were calculated for the frequency bands of: 1) HF, 0.150.40 Hz; 2) LF, 0.040.15 Hz; and 3) total power (TP), 00.40 Hz. Calculated power spectral indices included: per cent HF (%HF), per cent LF (%LF), and the LF/HF ratio.
Urine catecholamines
Urine was collected in 2.5 L polyethylene containers containing 50 mL of 3 mol·L1 HCl solution. Urinary unconjugated (free) catecholamines were measured using isocratic reversed-phase ion-paired electrochemical detection with multiple electrode reductive mode electrochemical detection. Automated ion-exchange extraction of the catecholamines from the urine specimens was carried out using the Gilson ASTED system (Anachem, Bedfordshire, UK) as described by Green et al. 36. The detection system employed a Coulochem 5200A with 5011 incorporating a 5021 conditioning cell and 5011 high sensitivity amperometric analytical cell (ESA Inc., Chelmsford, MA, USA). The conditioning cell was held at +0.35 V. A screening potential of 0.05 V was applied to the first electrode in the analytical cell and the catecholamines were detected following reduction at 0.35 V at the second downstream electrode. The urinary outputs of free noradrenaline and adrenaline were calculated in terms of nmol·period of collection1.
Polysomnography
Polysomnographic (Compumedics S-Series Sleep System, version 5, Compumedics Ltd, Victoria, Australia) measurements included: bipolar ECG, chest and abdominal wall expansion, body position, oro-nasal airflow (thermistor), leg movement (piezoelectric sensors), snoring, oximetry (Minolta Pulsox-7 Oximeter, AVL Medical Instruments Ltd, Schaffhausen, Switzerland), two channel electroencephalogram (EEG) (Al-C3 and A2-C4), submental electromyogram (EMG), left and right electro-oculogram (EOG). Sleep staging was performed using standard criteria 37. Arousals were scored using the American Sleep Disorders Association (ASDA) 3-second definition 38. A trained technician scored respiratory traces with respiratory events classified into obstructive, central or mixed apnoea or hypopnoea using published methods 39.
Statistics
Individual cardiovascular reflex results were classified as normal, equivocal or abnormal as per published guidelines 32. Comparisons were performed using the Chi-squared statistic (
2) on the results grouped by individual tests and the overall sum of tests. An unpaired parametric t-test was used to evaluate inter-group differences in actual cardiovascular reflex test results. To create a normal distribution prior to statistical comparisons, HRV absolute powers of TP, HF and LF were transformed using the natural logarithm (ln). Inter-group comparisons for urine catecholamine and HRV results were computed with a parametric t-test. To estimate variables that best predicted daytime HF power and urine catecholamine concentrations, multiple linear regressions were performed on the SAHS group. The SAHS group was subdivided into severe and mild-to-moderate categories based on an AHI threshold of 40 hl, %HF power and urinary noradrenaline. Thresholds for %HF power and noradrenaline were decided by minimizing the Fisher exact Chi-squared analysis result. Reported probability values (p) are for a two-tailed distribution. Statistical comparisons were performed using Statistical Package for the Social Sciences (SPSS) for Windows, version 8.0 (SPSS Inc., Chicago, IL, USA).
| Results |
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Neither age nor BMI correlated significantly with awake urinary catecholamine concentrations in the SAHS group (R=0.408, p=0.131 and R=0.439, p=0.101, respectively). Iterative multiple linear regression modelling, using forward, backward, stepwise, and removal techniques, was performed with noradrenaline as the dependent variable and polysomnographic indices of AHI, arousal index, average arterial oxygen saturation Sa,O2 desaturation per respiratory event (event Sa,O2), mean overnight (Sa,O2), and lowest overnight Sa,O2 as independent variables. In each model the decrease in event Sa,O2 was identified as the strongest predictor of awake urine noradrenaline (R=0.803, p=0.001) with other variables not significantly adding to the model prediction (fig. 4
). The same multiple linear regression procedure was performed for HRV vagal indices of the natural logarithm of supine HF power (lnHF) and %HF power as the dependent variables. lnHF power supplied the most robust model fit. AHI was the strongest model predictor of awake supine vagal tone (lnHF)(R=0.592, p=0.02) suggesting that the frequency of SAHS events is a better predictor of reduced vagal activity than oxygen desaturation in awake SAHS subjects. lnHF and awake noradrenaline did not significantly correlate with each other (R=0.485, p=0.067). When lnHF was added to the multiple linear regression models for noradrenaline and noradrenaline was likewise added to the model for InHF, neither significantly added to prediction results.
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40l) and six moderate-to-severe (AHI>40 hrl) subjects. SAHS subjects were then classified into quadrants based on high and low awake urine noradrenaline concentrations and supine %HF power (fig. 5
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| Discussion |
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Catecholamines
The group mean data indicate no statistically significant difference in urine catecholamine concentrations between SAHS and healthy control subjects. This is in apparent contrast to the preponderance of evidence which suggests increased daytime sympathetic tone in SAHS patients 1, 2, 4, 5, 7, 40, 41. However, previous studies measuring catecholamines in the SAHS differed from the current study in that they contained subjects with a higher AHI and increased nocturnal desaturations 1, 5, 41, were unmatched for hypertension or comorbidity 2, 5 or the controls were unmatched for both BMI and age 5, 41. In a well-controlled study by Narkiewicz et al. 4, with patient and control groups similar to the present study, resting, muscle sympathetic nerve activity (MSNA) was elevated in awake SAHS subjects resting supine suggesting different findings from the data presented here. The sympathetic response to hypoxia was significantly higher in SAHS patients only during voluntary apnoea 4. It may be that in ambulant mild SAHS subjects, some factors (such as blood pressure and breathing) serve to reduce or mask inter-group sympathetic differences. The results of Narkiewicz et al. 4 and the urine catecholamine results presented here cannot be directly compared as they were conducted in differing physiological conditions, namely controlled supine versus uncontrolled ambulatory. However, the %LF results while the present subjects were supine also indicate no mean increase in sympathetic activity while in the controlled supine posture. The finding suggests there may be some divergence between cardiac and peripheral (MSNA) sympathetic activity and that increases in peripheral sympathetic tone can be accompanied by increases in cardiac vagal tone 42 effectively decreasing cardiac sympathetic tone via reciprocally inhibitory effects 15, while MSNA burst frequency is not subject to peripheral vagal inhibition 43. Thus, sympathetic measurements at different sites ie. cardiac versus MSNA burst frequency, may be measuring differing sympathetic activities. It may also be the case that, compared to MSNA measurements, %LF power does not have the sensitivity to quantify small cardiac sympathetic differences between mild SAHS and controls due to the possibility that %LF power has inputs in addition to sympathetic activity 31.
Although there were no group mean differences, within the SAHS subjects the average event desaturation during sleep was strongly associated with waking noradrenaline levels. This finding indicates that increasing SAHS disease severity, as measured by Sa,O2 desaturation, is associated with elevated sympathetic activation. This supports animal 4447 and human 3, 4 model findings that episodic nocturnal hypoxia, or a combined effect of apnoea and hypoxia, augments daytime sympathetic activity. However, in the current study, Sa,O2, AHI and arousals were strong covariates and it is difficult to separate the precise inter-relationship. The lack of an inter-group difference in daytime noradrenaline despite the association of Sa,O2 with daytime noradrenaline in the SAHS patients suggests: 1) that SAHS patients with minimal desaturation may be relatively normal in terms of sympathetic activity while ambulatory; and 2) that desaturation increases waking sympathetic outflow.
Heart rate variability
In accordance with previous findings in patients with AHI>20 h1 7, the SAHS subjects of the present study have a significantly higher LF:HF ratio, in both the supine and standing postures. This indicates an adjustment of the sympatho-vagal balance in these subjects. Supporting the daytime noradrenaline results, there were no statistical differences in %LF between the SAHS and control subjects for either postural position, indicating that mean sympathetic activity was similar in the two populations. It has been stated that cardiac sympathetic activity from HRV measurements is reduced in SAHS subjects 7. The HRV measurement used to examine this sympathetic effect was normalized (nu) LF power (LFnu). LFnu and HFnu divides the LF/HF ratio into its principal components making the assumption that the vagal and sympathetic limbs are directly reciprocally related. Evidence from circadian 11 and diving reflex studies 48 suggests that the sympathetic and vagal systems do not act purely as a balance swinging around a fulcrum, but are also independently modulated. Therefore, %HF and %LF measures may more directly reflect vagal and sympathetic activity. In the study by Narkiewicz et al. 7, LFnu increased and HFnu decreased in SAHS subjects as compared to controls, due to the mathematical reciprocal nature of normalized units. The autonomic alterations in the study by Narkiewicz et al. 7 are similar to those reported here in that they reported no change in absolute LF power but a significant reduction in absolute HF power in SAHS subjects as compared to controls (per cent powers were not reported). Therefore, the principal component shifting the sympatho-vagal balance in the SAHS subjects was a significant reduction in efferent cardiac vagal tone (HF power) as compared to the control subjects, as is reported here. These results suggest that in the absence of group mean sympathetic alterations, there was a significant reduction in vagal efferent activity in SAHS patients. Linear regression and nonlinear quadrant analyses indicate that the degree of vagal inhibition relates to the frequency of SAHS events though Sa,O2 desaturation is a covariate.
To date there has been little consensus on the impact of the SAHS on measures of awake HRV with reports of no differences in LF or HF 27, reduced HF and increased LF 26 as well as morning reductions in both HF and LF 28. In the aforementioned studies the SAHS patients had comorbidity, controls were not matched for age and BMI and the interpretation of the sympatho-vagal balance was not compared with an alternative measure of sympathetic activity. This may be necessary as the ability of the LF power to reflect sympathetic activity is a topic of debate 31.
The present findings of a reduced HF power with no change in absolute LF power are concordant with those of Narkiewicz et al. 7, who compared well-matched controls and SAHS subjects with no comorbidity. Supporting evidence for the SAHS resulting in reduced daytime vagal activity is that treatment of the SAHS with continuous positive airway pressure has been noted to increase awake HF power 26, 29 with no statistical change in absolute LF power 29.
Interpretation and mechanisms
The results presented illustrate that in the absence of a group mean increase in sympathetic activity, decreased vagal tone is present in relatively mild SAHS patients without comorbidity. It has been shown previously that during the waking hours, SAHS subjects may have a reduced baroreceptor sensitivity 40 or a resetting of baroreceptors 49. A decrease in vagal afferents serves to decrease vagal efferent activity 15. This is one of many possible mechanisms for a daytime decrease in vagal efferent activity. A decrease in vagal efferent activity and impaired cardiopulmonary baroreflex mediated responses are typically associated with heart failure 50, 51. A decrease in vagal tone may facilitate cardiac arrhythmias due to the removal of pre- and post-synaptic vagal inhibitory actions on the cardiac response to sympathetic stimulation 1316. Thus, a reduction in vagal tone in SAHS patients may have significant clinical implications especially during periods of sympathetic excitation.
The data presented support the hypothesis that the vagal system may be affected in mild SAHS patients, with minimal desaturation, in the absence of elevated sympathetic tone. The exact temporal succession of first a decrease in vagal tone followed by an increased sympathetic tone cannot be established definitively from the results presented due to inadequate power for such an analysis. However, it is interesting to speculate that as the natural history of SAHS may be a progression from snoring to SAHS with desaturations, so may autonomic alterations follow with: 1) vagal tone decreasing with increasing respiratory event frequency; and 2) sympathetic tone increasing with increasing oxygen desaturations. The orthostatic challenge of standing produced the most significant differences in HRV measures with the SAHS subjects having an overall reduction in total power and an exaggerated swing in the sympatho-vagal balance. In addition, the subgroup analysis showed that mild SAHS subjects (AHI<40 h1) had a lower vagal tone in the standing posture than healthy controls with no significant alteration is sympathetic tone (standing %LF or total awake urinary noradrenaline excretion). This simple manoeuvre may reveal an inability of the autonomic system in subjects with sleep apnoea to respond to physiological change which may stress the circulatory system.
Limitations
The BMI values were not significantly different between the two study groups but the trend was for the SAHS subjects to have elevated BMI. However, as in previous reports, in the current study BMI did not correlate with either urine free noradrenaline 41 or HF power such that any effect is most likely insignificant. In the current study, wakefulness was not monitored with EEG recordings and the more severe SAHS subjects, who found it difficult to maintain wakefulness in the supine posture, were on occasion asked to open their eyes. Indeed, sleep is associated with efferent vagal increases 52 and increased sleepiness has the potential to increase vagal activity (HF power). This is the opposite consequence to the noted reduction in efferent vagal tone in the SAHS subjects. The supine results were confirmed in the standing posture, which demonstrated qualitatively similar results. With this in mind, the noted reduction in HF power in the supine posture in the SAHS subjects is in all probability real, or an underestimate of the actual reduction. Inter-group differences in HF power and urine catecholamines may have been reduced as the controls were defined in terms of an AHI<10 h-1 with no symptoms of daytime sleepiness. Young et al. 53 have reported clinically significant SAHS as AHI>5 h1 plus symptoms and five of the 14 control subjects had AHIs 68 h1. The threshold of <10 h1 for the controls was decided in order to obtain a greater chance of recruiting controls with higher BMIs. This may have reduced the chance of a significant difference in urine catecholamine concentrations.
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