Copyright ©ERS Journals Ltd 2001 Benefit from the inclusion of self-treatment guidelines to a self-management programme for adults with asthma1 Dept of Pulmonary Medicine, Medisch Spectrum Twente, Enschede, 2 Depts of Pulmonary Medicine and 3 Epidemiology, Dekkerswald, University of Nijmegen and 4 Dept of Psychology, University of Twente, Enschede, the Netherlands CORRESPONDENCE: J.J. Klein, Medisch Spectrum Twente, Afdeling Longziekten, Postbus 50000, 7500 KA, Enschede, the Netherlands. Fax: 31 0 534872638 Keywords: asthma, patient education, self-management, self-treatment
Received: February 3, 2000
This study
was funded by the Netherlands Asthma Foundation (Grant 94-52),
GlaxoWellcome, the "Stichting Astmabestrijding", and Amicon Health
Care Insurance Fund.
This study assessed the long-term efficacy of adding self-treatment guidelines to a self-management programme for adults with asthma. In this prospective randomized controlled trial, 245 patients with stable, moderate to severe asthma were included. They were randomized into a self-treatment group (group S) and a control group (group C). Both groups received self-management education. Additionally, group S received self-treatment guidelines based on peak expiratory flow (PEF) and symptoms. Outcome parameters included: asthma symptoms, quality of life, pulmonary function, and exacerbation rate. The 2-yr study was completed by 174 patients. Both groups showed an improvement in the quality of life of 7%. PEF variability decreased by 32% and 29%, and the number of outpatient visits by 25% and 18% in groups S and C, respectively. No significant differences in these parameters were found between the two groups. After 1 yr, patients in both groups perceived better control of asthma and had more self-confidence regarding their asthma. The latter improvements were significantly greater in group S as compared to group C. There were no other differences in outcome parameters between the groups. Individual self-treatment guidelines for exacerbations on top of a general self-management programme does not seem to be of additional benefit in terms of improvements in the clinical outcome of asthma. However, patients in the self-treatment group had better scores in subjective outcome measures such as perceived control of asthma and self-confidence than patients in the control group. During the 1980s, the mortality and morbidity of asthma rose 13, which led to concerns about the adequacy of the treatment of asthma 4. For this reason national and international guidelines on the management of asthma were developed. Today, these guidelines stress the importance of self-management 5, 6. Most self-management programmes, which include guidelines for self-treatment of exacerbations, have been demonstrated to improve health-related outcomes in patients with asthma 717. The term "self-management" refers to a behaviour based on appropriate knowledge about asthma and its provoking factors, compliance with inhaled medication, self-monitoring of changes in severity of the disease, recognition of symptoms, adequate inhalation technique, and correct use of a peak flow meter. "Self-treatment" refers to a specific component of self-management defined as the self-adjustment of the medical therapy according to changes in disease severity, based on a set of written guidelines. The guidelines for self-treatment are intended to be an important part of self-management programmes. However, little is known about the net effects of these guidelines, because studies on self-management have evaluated these programmes as a whole, or compared peak expiratory flow (PEF) and symptom self-treatment plans 717. Therefore, it is difficult to assess the added benefit and safety of self-treatment guidelines to a self-management programme. For this reason a study to assess the effects of self-treatment of exacerbations in adults with asthma on pulmonary function, quality of life, morbidity, asthma symptoms, and perceived control of asthma and self-confidence regarding asthma was designed. Originally, this study was designed with a follow-up of 1 yr. However, during this first year it was realised that the long-term effects (>12 months) of a self-management programme should also be studied, since asthma in adults is a chronic disease. The objective of this study was to assess the long-term effects and safety of adding self-treatment guidelines to a self-management programme for adults with moderate to severe asthma who were well-controlled and already on a relatively high dose of inhaled corticosteroids at the start of the study.
Study design The study was a single centre, single blinded, randomized, parallel group, prospective trial and it was approved by the hospital's ethics committee. All subjects signed the informed consent form.
Study population
Inclusion and exclusion criteria
The diagnosis of asthma was confirmed at baseline by a reversibility in
forced expiratory volume in one second (FEV1) of Before the end of the first year of the study, patients were asked to participate for a second year. Sixty-four (27%) of the remaining 238 patients (seven patients were lost to follow-up in the first year) refused to participate, so 174 patients continued for a second year of follow-up.
Interventions The personal best peak flow value (PBV) was the highest morning prebronchodilator PEF measurement as recorded in the 2-week diary by the stable patients, and in the diary kept for 4 weeks by the unstable patients, who were instructed to double their dose of inhaled steroids during the second 2 weeks.
Within 6 weeks of their first visit, all subjects were educated by a specially
trained asthma nurse in three consecutive weekly sessions each lasting 90 min,
in groups of 510 patients. Partners of the patients were also invited
to attend. The educational programme was developed by the present group to
suit the circumstances of Dutch patients with asthma. Its effectiveness was
successfully evaluated in a pilot study including 24 adults with asthma 23, 24. Patients were given a short explanation on the pathophysiology
of asthma, the role of medication and side effects, allergic and nonallergic
triggers, and symptoms indicating an impending exacerbation. They were encouraged
to ask questions and discuss personal matters related to their disease. All
patients were provided with two booklets on asthma 25, 26. Those belonging
to group S received instructions about self-treatment of exacerbations
during the third session, while patients belonging to group C did not. Specifically,
group S was told to measure PEF weekly on a fixed day and at any time asthma
symptoms worsened. They were provided with a 4-zone ("green", "yellow", "red",
and "black") selftreatment plan, based on symptoms and morning
prebronchodilator PEF, as detailed in table 1
At 4, 8, 12, 18, and 24 months after the start of the educational programme, participants completed the same 2-week diary, and carried out prebronchodilator spirometry at the same time of day as at the baseline assessment. They also repeated the AQLQ. During the study period, the regular follow-up visits with the patient's own chest physician continued. Changes in maintenance therapy were permitted, if the patient or physician felt this was necessary. All patients were asked to call the outpatient clinic or emergency room, and not their general practitioner (GP), on a 24-h·day1 basis, for any incident related to their asthma. By reviewing the medical charts, data regarding the number of outpatient consultations and the number of hospitalizations were collected for the 1- and 2-yr follow-up period, as well as for the 12 months prior to enrolment.
Clinical outcome measures
Patients' perspective outcome measures
Statistical analysis
Subjects The number of patients randomized into group S was 123, while group C consisted of 122 patients. Characteristics of 1-yr and 2-yr follow-up patients are presented in table 2
Pulmonary function Relative to baseline values, both groups showed significant changes in PEF variability and PC20 histamine. Mean decreases in PEF variability over the entire follow-up period (measured at 4, 8, 12, 18, and 24 months), compared to baseline, were 32% in group S and 29% in group C (fig. 1
Asthma quality of life The scores for overall quality of life (qol) for both groups increased by a mean of 7% over the entire follow-up period (measured at 4, 8, 12, 18, and 24 months), in comparison with baseline (fig. 2
Asthma morbidity parameters During the 2-yr follow-up, the frequency of exacerbations decreased by 2% (95 CI 117) in patients of group S, and increased by 5% (95 CI 414) in patients of group C (fig. 3
Asthma symptoms After 2 yrs, no within-group or between-group differences were found in the percentage of symptom-free days and nights (fig. 5
Perceived control of asthma and self-confidence regarding asthma The majority of patients in both groups perceived better control of asthma at 12 months than before the intervention. The percentage of patients in group S indicating this improvement was significantly higher than in group C. Perceived self-confidence regarding asthma increased in both groups, with group S scoring significantly better (table 4
This study failed to show additional benefit in terms of clinical outcome measures from adding self-treatment guidelines (action plan) to a self-management programme. This might be due to the fact that these patients with stable, moderate to severe asthma, were very well-controlled and already on relatively high doses of inhaled corticosteroids, and had 24 h access to advice and management of their disease. The only differences observed between group S and group C werebetter perceived control of asthma, and more self-confidence regarding asthma for patients who hadreceived the self-treatment guidelines (action plan) after 1 yr. After 2 yrs, all patients showed favourable changes in PEF variability, asthma-related quality of life and number of outpatient visits, and no between-group differences were seen. The improvements in morning PEF in group S and FEV1 in group C were too small to be clinically important. In both groups, no changes were seen in frequency of exacerbations, number of hospitalizations, and symptom-free days and nights, and again no differences between group S and C were found. Improvements in health-related outcomes persisted throughout the whole study. In addition, neither group showed significant deteriorations after 2 yrs. This trend was particularly clear in group S. Thus, guidelines for self-treatment of exacerbations seem to be safe. Originally, this trial was designed with a follow-up of 1 yr. After eight months of follow-up it was decided to extend the study for another year because the follow-up measurements at 4 and 8 months showed an almost linear improvement in most outcome parameters. As it was unclear if this trend would continue or not, aborting the study at too early a stage (12 months) seemed unwise. At the end of the first year, all patients were asked to participate for a second year. As mentioned in the results, 27% refused. Such a dropout rate could cause selection bias. To investigate whether this had in fact happened, results of the outcome measures at 12 months (at time of dropout) were compared of those subjects who had stopped, and those who had continued, using unpaired t-tests. It appeared from this analysis that patients who had stopped did not differ significantly from the group that continued regarding the main outcome measures. Patients who had stopped were significantly younger, but this difference in age did not affect the internal validity of this study. Although at the beginning of the study all patients were in a stable phase of their disease, most improvements, even in PEF variability (which was already very low in both groups at the beginning of the study) were seen in the first 4 or 8 months of the study. Afterwards, improvements persisted or only slight changes were observed in both groups. Since optimization of the pharmacological treatment appears to be the main determinant of asthma-related morbidity 5, 14, better compliance with inhaled medication, and/or better inhalation technique, are the probable causes of the improvements in the first 4 to 8 months. In a pilot study (n=21) of the self-management programme, compliance with inhaled medication was assessed by using electronic inhalation devices. At baseline, mean compliance (number of actual inhalations/number of prescribed inhalations) was 83% and improved by 12% (95 CI 321) 23. In 166 patients, using the same inhaler throughout the present study, inhalation technique was assessed. At baseline only 72% of patients performed all essential inhalation manoeuvres correctly, which increased to 80% 1 yr after instruction 28. These two studies offer some evidence that improvements in compliance and/or inhalation technique might, in part, be responsible for the improvements seen in the first 4 or 8 months of the study. Particularly in group S, these improvements persisted throughout the rest of the study. This is possibly due to the self-treatment guidelines, although in the pilot study 23 of the self-management programme among 21 asthma patients it appeared that patients only partially complied with the self-treatment guidelines. Of the 10 (out of 21) patients whose PEF fell <80%, or who perceived more symptoms, only three actually doubled their dose of inhaled steroids; four patients were willing to increase, but not double; and three did not alter their behaviour at all. Four out of five patients whose PEF fell <60% of their PBV started a course of oral prednisolone. However, data on prednisolone use were based on self-report, so they have to be interpreted with caution. To increase compliance with the self-treatment guidelines in the present study, more attention was paid on discussing the side effects of inhaled and oral steroids than in the pilot study. Moreover, the importance of following the self-treatment guidelines was thoroughly discussed. The authors think that patients in the present study were more willing to comply with the guidelines than patients in the pilot study, although this was not measured. However, it was not until the third educational session that patients in group S received instructions regarding the self-treatment guidelines. Probably, earlier instruction (during the first session) might be more effective in increasing compliance with the self-treatment guidelines. For several reasons, this study cannot be compared with most studies regarding self-management in adult asthmatics. Firstly, only adults with stable, moderate to severe asthma, and who were already on high doses of inhaled corticosteroids were included. Secondly, all patients received similar education and training in three group sessions (90 min per session), while group S additionally received a self-treatment plan. Thus, the only difference between the groups is the self-treatment guidelines. Thirdly, the follow-up of this study was 2 yrs, which is much longer than follow-up periods in most other studies. Only three studies are comparable with the present study with respect to one of the last two aspects. With respect to the long-term effects of a self-management programme including self-treatment guidelines, only one study has been published. The study by D'Souza et al. assessed the effectiveness of an asthma self-management programme 2 yrs after the self-management programme, which lasted for six months 29. They found a long-term reduction in asthma morbidity and requirement for acute medical services. Unfortunately, the study of D'Souza et al. 29 lacked a control group. Jones et al. 30 published a study in which, similar to this study, the only difference between the groups was the use of home peak flow-based self-management plan. They found no between-group differences in patients with mild asthma in terms of lung function, symptoms, quality of life, and prescribing costs. However, in the study of Jones et al. 30 self-management teaching lasted for a median of 14 min, while in this study, patients were educated for at least 270 min. In a study by Cowie et al. 15, 150 patients who had all required urgent treatment for their asthma within the previous 12 months, received evaluation and education for asthma before being randomly allocated to receive either no action plan, a symptom-based action plan, or a peak flow-based action plan. Six months after enrolment a highly noticeable reduction in emergency department visits for asthma was observed only in the peak flow-based action plan group, although all three groups experienced improvement in their asthma control. At six months after entry, no significant difference with regard to the daily dose of inhaled steroids was noted in the subjects as a whole or among each of the three study groups. However, from data presented in their paper it appeared that 31 (22%) of the 139 subjects did not use inhaled steroids at enrolment, whereas during the study each action plan included baseline therapy with inhaled steroids. This means that these patients were prescribed inhaled steroids for the first time, which can partly explain the improvements found. Similar to other studies 9, 12, 30, 31, minimal improvements in FEV1 and morning PEF in both groups was found. However, two studies found clinically important improvements in FEV1 % pred and PEF. Ignacio-Garcia and Gonzalez-Santos 11 reported a significant increase in both FEV1 % pred (7580%) and morning PEF (370401 L·min1) in the self-treatment group. Turner et al. 16 found clinically relevant improvements in FEV1 % pred (78.183.0% inthe peak flow meter (PFM) self-treatment group and 78.886.1% in the symptom self-treatment group) and PEF (368406 L·min1 and 370410 L·min1, respectively). It should be noted that patients in the Ignacio-Garcia and Gonzalez-Santos 11 study showed a great PEF variability at first assessment (>30%), indicating that the patients were not stable at enrolment. This could explain the difference between their study and the present study regarding lung function outcomes, since the patients in this study were stable at enrolment. Whether patients in the study of Turner et al. 16 were stable at enrolment is not described, so it is difficult to explain the differences compared with the present findings. However, it should be noted that 14 (of 44) and 12 (of 48) patients in the PEF and the symptom groups respectively, were prescribed inhaled steroids for the first time. These steroid-naive patients had a higher baseline FEV1 (3.07 versus 2.76 L, p=0.116) and had agreater increase in FEV1 (0.472 versus 0.194 L, p=0.046) after one month of inhaled steroid use. The finding of favourable changes in PEF variability and PC20 histamine in both groups indicates less bronchial hyperresponsiveness at 12 months after the intervention than at baseline. This is consistent with Turner et al. 16, who found a greater than two-fold increase in PC20 metacholine in both the PFM and symptom group after six months. This result could mean that the severity of asthma in the present patients diminished during the course of the study 32. These data are quite remarkable because at baseline the patients were very stable and their daily dosage of inhaled steroids remained unchanged at a high level after 1 yr. Better compliance with the prescribed medication or better inhalation technique, as a result of the self-management programme, could be an explanation. The reason why improvements in qol (7% increase in both groups) were low and did not reach clinically important values might be that only patients who were well-controlled, very stable and who were all receiving relatively high doses of inhaled steroids at enrolment were included. These small improvements are consistent with Jones et al. 30 and Lahdensuo et al. 12, both using different asthma-specific quality of life questionnaires. The AQLQ was also used in two other studies. Boulet et al. 33 used the AQLQ in a retrospective case-control study. Also in this study, improvements in patients (in the intervention group) did not reach a clinically important value (0.43). On the other hand, Turner et al. 16 found in both the PFM and symptom groups clinically important improvements in qol of >1.0 unit after six months. In contrast with the present study, Ignacio-Garcia and Gonzalez-Santos 11 found fewer exacerbations in both the intervention and control group, which can be explained by the higher daily dosage of inhaled steroids at the end of their study. In both groups a decrease in the number of outpatient visits for asthma was found. This result is highly noticeable, since patients were asked to call the outpatient clinic or emergency room, and not their general practitioner, for any incident related to their asthma. The failure of this study to detect any differences in the decreased number of outpatient visits during the follow-up period between the intervention and control patients is not consistent with the findings of Lahdensuo et al., 12 who reported a decline in the intervention group only. In contrast to that study, the present control group was educated in self-management skills, which could explain the differences in the results. It was found that the number of hospital admissions was already low in the year prior to the study, and that no significant changes were observed during the 24 months of follow-up. This finding is not consistent with those of three other studies 9, 11, 34 that reported asignificant decrease in this outcome parameter. The differences in these findings could be explained by the inclusion of unstable patients in the other studies. In a study by Côté et al. 14 a decrease in hospital admissions in both intervention and control groups was found. Although stable patients were included, an explanation for the difference could be that, in their study, patients were rigorously optimized regarding their asthma therapy, in contrast to the patients in this study. Few other controlled studies regarding PEF-guided self-treatment guidelines have reported data about daily symptoms. The finding of no change in symptoms in the studies of Jones et al. 30, Yoon et al. 9, and in the Grampian Asthma Study of Integrated Care 31 is consistent with the present results of no change in symptom-free days at 24 months of follow-up. Important favourable outcomes of intervention were the perceived better control of asthma and the improved self-confidence regarding asthma in the majority of patients in both groups, but with significantly better scores for the intervention group at 12 months after the start of the self-management programme. This finding shows that an educational programme for self-management that includes self-treatment guidelines markedly diminished the feeling of "not being in control", as well as the emotions associated with uncertainty and dependency 35. In two recent reviews it was found that asthma education programmes (with or without guidelines for self-treatment of exacerbations) vary widely in their methods and content 36, 37. This makes it difficult toidentify the most effective components of these programmes. To overcome this problem a more systematic description of asthma self-management programmes should be promoted 37. Furthermore, the only difference between the intervention and control group should be one specific component of the self-management programme 38. In the present study, the only difference between the intervention and control group was the self-treatment guidelines. Although both groups showed improvement in health-related outcomes, the only difference between the two groups was a significantly better score at 12 months in perceived better control of asthma and improved self-confidence regarding asthma in the intervention group. To investigate which part of the self-management programme was most effective, more research is needed.
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